Dissertations/Thesis

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2024
Dissertations
1
  • ISRAEL CERQUEIRA SANTOS
  • The Dimensions of Transaction Costs in Coffee Farming in Bahia: An Analysis from the Perception of Specialty Coffee Producers in Planalto da Conquista-BA.

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • FABIANO MAURY RAUPP
  • Data: Jan 12, 2024


  • Show Abstract
  • Coffee is the second most consumed drink in the world, second only to water, and Brazil occupies the position of world leader in the primary production of this bean. In addition to its agricultural relevance, the coffee production activity is a segment with an important socioeconomic function in the state, especially for the Planalto da Conquista region, involving family farmers in the development of a productive activity of extreme relevance for generating income and securing of man in rural areas, which reinforces the importance of an institutional environment of good governance in this market, which can be analyzed based on the theoretical contributions of New Institutional Economics (NEI), specifically, through Transaction Cost Economics (ECT) . The objective of this work is to analyze how the dimensions of transaction costs influence specialty coffee producers in the Planalto da Conquista-BA. The research in question proposes, based on the behavioral assumptions of opportunism and limited rationality, a model for analyzing Transaction Costs based on 03 (three) structural dimensions: Frequency, Uncertainty and Asset Specificities. This investigation is of fundamental importance for the sustainability of the production chain and the guarantee of income for rural producers, as it made it possible, among others, to have knowledge of the degree of uncertainty underlying producers, the transactional frequency of business carried out and the possibility of reapplication (other forms of use) of assets used in coffee farming, demonstrating the feasibility of a resource being used in a different way than currently. As a product of the analyzes carried out, based on the subsidies obtained from this research, recommendations for improving governance were developed to reduce transaction costs for specialty coffee producers in the Planalto da Conquista-BA region.

2
  • THIERRY ROLAND ROLDAN ROLDAN
  • E-mail service at the Brazilian Federal Income Service: an analysis using the technology acceptance model

  • Advisor : SERGIO PAULO MARAVILHAS LOPES
  • COMMITTEE MEMBERS :
  • GEORGE LEAL JAMIL
  • ELIZABETH MATOS RIBEIRO
  • RODRIGO LADEIRA
  • SERGIO PAULO MARAVILHAS LOPES
  • Data: Apr 18, 2024


  • Show Abstract
  • The objective of this research was to evaluate the acceptance that taxpayers make when using e-mail for service at the RFB, applying the Technology Acceptance Model (TAM) which considers the perceived usefulness and ease of use dimensions. The taxpayer assistance from the Receita Federal (Brazilian Federal Income Service) has specific characteristics, since the tax administration itself provokes taxpayer actions and, at other times, the taxpayer spontaneously seeks out the agency. The last decade has been characterized by the expansion of digital services and the reduction of in-person service capacity. The Receita Federal, including its public service channels, developed itself within the historical context of public management, the Brazilian tax system, and the expansion of electronic services. The expansion of e-gov and remote service require analyzes of the taxpayer's acceptance of the use of information and communication technologies (ICT). The study collected 1004 responses from citizens, via survey application, which used the RFB's email service and open interviews with two RFB managers and three managers from the accounting-tax area, with a view to obtaining a representative sample of the Eighth Region Brazilian Tax. Therefore, this is one research with an exploratory and descriptive nature, with a qualitative and quantitative approach, and with factor analysis and logistic regression in cross-section. The result showed that 62.50% of taxpayers accept the use of e-mail in the RFB, according to TAM, confirming the hypothesis of acceptance of e-mail, but also warning that a considerable part of taxpayers (37.50%) has reservations about e-gov. The most demanded service with 62.05% was related to the Individual Taxpayer Registry (CPF) and no differences in ICT acceptance were identified between executive, receptive and guidance services. Managers highlighted the ease of use of e-mail and the need to continue face-to-face service, as an option when e-gov does not generate satisfactory results. This work contributes to the academic literature on citizen service and e-gov. And in practical terms, it helps the RFB to have a basis in formulating its service channels

2023
Dissertations
1
  • LAILA GABRIEL ECARD
  • LEARNING TRAILS: A PROPOSAL BASED ON COMPETENCE MAPPING AT THE FEDERAL UNIVERSITY OF BAHIA

  • Advisor : DANIELA CAMPOS BAHIA MOSCON
  • COMMITTEE MEMBERS :
  • DANIELA CAMPOS BAHIA MOSCON
  • ELIZABETH MATOS RIBEIRO
  • KELY CESAR MARTINS DE PAIVA
  • LAILA LEITE CARNEIRO
  • Data: Feb 6, 2023


  • Show Abstract
  • In order to increase competitiveness in an efficient and sustainable way, organizations constantly seek to update themselves through new management models and instruments that enable the improvement of organizational performance. In this context, competencies management stands out by promoting professional and personal growth through the development of skills aimed at achieving strategic objectives using different learning resources to enhance knowledge, skills and attitudes. Among the training tools used for this function, learning trails emerge as a flexible and individualized option, in which the server has autonomy to choose, among the options offered, the most appropriate learning objects due to their previous knowledge, availability of time and personal interest. Thus, the objective of this work is to create a pilot project of learning trails from the mapping of competencies in the School of Administration of UFBA, and to suggest an application prototype for the availability of these trails. The research can be classified as qualitative, descriptive and applied, and was carried out in three stages: a) Mapping of competencies; b) Development of learning trails; c) Prototype of the UFBA Learning Trails Application. The mapping consisted of documentary analysis, application of a questionnaire among the school's servers and semi-structured interviews with key people of the institution and, from this, ten organizational competencies were defined, which were deployed into twelve individual competencies, which were used to calculate the competencies gap. Interpersonal Relationship was chosen by the servers as the most important, and served as the basis for the creation of three tracks for servers with little, medium or much experience, which contain the Basic, Intermediate and Advanced options, with different learning objects that deal with bullying, citizen service, teamwork, conflict management, accessibility and respect for diversity. Finally, the prototype of the application was made from the creation of wireframes on the Canva website with the main functionalities that would be made available in the app. Thus, it is believed that this study can contribute to the improvement of training policies and the use of management by competencies as a management model at the University, in addition to adding to the literature on the subject

2
  • Marcos Paulo Pereira Milagres
  • SPECIALIZATION OF SERVERS IN BRAZILIAN FEDERAL REVENUE: POSSIBLE INFLUENCES ON INDIVIDUAL PERFORMANCE EVALUATION

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • DENISE RIBEIRO DE ALMEIDA
  • GUILHERME MARBACK NETO
  • LIDIA BOAVENTURA PIMENTA
  • Data: Feb 7, 2023


  • Show Abstract
  • The present work presented the theme of the relationship between performance management and functional specialization by work processes related to people management at the Federal Revenue Service, as a potentiating factor of individual performance compared to the isolated use of each one. The development of this research aimed to answer the question: What are the contributions of the functional specialization of the servants to the improvement of the results of individual performance in the Brazilian Federal Revenue Service? The work was referenced in publications on the topics of performance evaluation at work and on organization by work processes, and in legislation and data published by public bodies. The methodology used was documentary and bibliographical research, and used academic repositories of research, publications on the subject and public databases available on the Internet, which identified the lack of works that addressed the problem. Then, field research was carried out through the application of a questionnaire to the servants of four fiscal regions of the Federal Revenue Service. As a result, 436 responses were obtained, among a total of 5324 servers, 31% of the total, with the data being treated by descriptive and grouping statistics. Among the various findings in this research, it is highlighted that public servants rely more on objective and individual performance criteria with formally established goals and disagree with the current form of assessment based on objectivity. However, when linked to variable remuneration, assessment at the individual level influences the behavior of the assessor, which leads to the perception of paternalism and subjectivity in the assessment. The recognition of professional merit is not perceived in performance evaluations. On the other hand, the research participants consider that the disclosure of the need for organizational support in day-to-day work is a possible concrete benefit of a well-built performance evaluation system. Although known, performance measurement tools are so complex that they do not allow effectively measuring the work done, and that employing them in management at the Federal Revenue Service, as remuneration, and more recently in the granting of telework, has a poor perception by those evaluated. Servers understand the adoption of the strategy of dividing work into specific activities, while they did not show a formed opinion on the value of a structure based on geographic aspects. In addition to stating that the work is carried out autonomously and can be considered intellectual, which covers a wide range of tasks, which requires knowledge, experience, use of specialized and profound tools. It should be noted that among the limits of this research, it was difficult to find theoretical references that fix the relationship between work specialization and performance evaluation, notably in the public sector. In addition, the Covid-19 pandemic imposed restrictions on social proximity, both between professors and students at the university and on questionnaire respondents. As possibilities for developments in new research on the subject, the research can be replicated for the entire Federal Revenue organization, other audiences such as institution administrators and external control bodies, in addition to deepening issues such as personal factors that influence the perception of those evaluated and evaluators regarding the performance management relationship and functional specialization.

3
  • Clayton Manoel Pascoal
  • FEASIBILITY OF A PUBLIC-PRIVATE PARTNERSHIP FOR THE SEIZED GOODS STORAGE INFRASTRUCTURE OF THE SPECIAL SECRETARIAT OF THE FEDERAL REVENUE OF BRAZIL

  • Advisor : HORACIO NELSON HASTENREITER FILHO
  • COMMITTEE MEMBERS :
  • CAIO CÉSAR DE MEDEIROS COSTA
  • HORACIO NELSON HASTENREITER FILHO
  • SANDRO CABRAL
  • Data: Feb 15, 2023


  • Show Abstract
  • The expansion of outsourcing in logistics operations and the rise of Public-Private Partnerships may subsidize a new management model for Seized Goods Warehouses, where the storage infrastructure concession may be an alternative in the scope of asset resource optimization and activity specialization. Through a qualitative methodology, based on a descriptive and exploratory analysis, the study contextualizes the policies for the storage of seized goods at the Secretariat of Federal Revenue of Brazil (RFB) and explores the concepts related to logistics operations integration and Public-Private Partnerships for a feasibility analysis of the expansion of private participation in the management of the RFB's Deposits of Seized Goods (DMA). As a result, it shows that the concession may be more feasible for warehouses that already adopt the outsourced model or that are classified by the RFB as suitable to adopt such a model. Logistics arrangements that include other operations in the goods management chain, such as transport and waste disposal, may increase private companies' attractiveness and consequently improve the viability of the concession of the RFB's warehouses, especially in places far from large commercial centers, such as border regions. The creation of regional or inter-regional specialized warehouses according to goods category would be another possibility, reducing the destination difficulties and increasing capacity through specialization. The small warehouse concession with low goods flow proves to be unviable, whereby they can provide a local pre-storage role linked to a regional or inter-regional DMA.

4
  • Allan Fragueiro Atta
  • STRATEGIES FOR STRENGTHENING THE INTRAPRENEURIAL CULTURE OF BRAZILIAN FEDERAL REVENUE

  • Advisor : HORACIO NELSON HASTENREITER FILHO
  • COMMITTEE MEMBERS :
  • HEILA MAGALI DA SILVA VEIGA
  • FABIO ALMEIDA FERREIRA
  • HORACIO NELSON HASTENREITER FILHO
  • Data: Feb 27, 2023


  • Show Abstract
  • Entrepreneurship is a model capable of meeting the need for competitiveness and innovation of public or private organizations. The entrepreneur is considered the innovation agent, being responsible for seeking and conducting innovation. Intrapreneurship is characterized by the action of the enterprising individual who finds a favorable organizational culture and freedom in the organization in which he works to develop ideas and bring innovation. The creation and strengthening of an intrapreneurial culture is desirable for any organization and, in particular, in the public sector, it is a determining factor for the elevation of public management in Brazil. This research had as general objective the evaluation of the current intrapreneurial culture of the Brazilian Federal Revenue and the indication of strategies for its strengthening. To achieve this objective, a descriptive, predominantly quantitative research was carried out. The collection procedure was carried out through a survey for convenience, through the use of a structured questionnaire, composed of three scales - intrapreneurial conduct, intrapreneurial culture and organizational identification - and by questions of a sociodemographic nature, disclosed to all employees of the Federal Revenue Service of Brazil. We proceeded with the analysis of the adequacy of the model for the intrapreneurial conduct, through modeling by structural equations. The results indicated that the factors of intrapreneurial culture, available time and clarity in tasks did not have a significant impact on organizational identification. However, the factors support from management, freedom at work and use of rewards had a positive impact on organizational identification, explaining 64% of its variance. It was also observed that organizational identification had a positive effect on intrapreneurial conduct. Based on these results, actions were proposed to strengthen the most relevant factors of intrapreneurial culture for the considered model and can be replicated to other public or private institutions

5
  • Alex Marco Gama Magnavita
  • The transparency of the Special Secretariat of the Federal Revenue of Brazil: a study from the limits of tax secrecy

  • Advisor : ANA RITA SILVA SACRAMENTO
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • FABIANO MAURY RAUPP
  • Data: Feb 28, 2023


  • Show Abstract
  • The research aimed to propose actions that favor the expansion of transparency in the Secretaria Especial da Receita Federal do Brasil (RFB) in harmony with the limits imposed by tax secrecy. To this end, it was conducted in two areas of investigation, analysis of active transparency and passive transparency. To assess the active dimension of transparency, the mandatory disclosure of tax installments granted under the RFB and tax representations for criminal purposes sent to the Federal Public Prosecutor's Office was observed. To achieve these objectives, direct observation was made on the Federal Revenue of Brazil website on the world wide web, internet. Regarding the investigation of the passive dimension of transparency, the research aimed to evaluate the fulfillment, by the RFB, of the citizens' demands through the Citizen Information Service – SIC in the Fala.BR system. To achieve this specific objective, two blocks of information requests to the RFB were prepared. In the first block, requests were prepared, whose required information could not be categorically considered by the RFB as subject to tax secrecy. In the second block, the survey repeated requests for information already formulated in a previous survey, before the RFB and the Ministério da Economia (Fazenda) joined the Fala.Br system, whose access was denied by the RFB on the grounds of tax secrecy. It was necessary to assess whether the adherence of the RFB, through the Ministério da Economia (Fazenda), to the centralized system of access to public information managed by the CGU would have altered the passive transparency of the RFB in any way. The research concluded that transparency, in the two dimensions studied, can still evolve, and actions should be developed for its expansion, even because transparency is a value established by this public agency to achieve its institutional mission.

6
  • Maria Fernanda Vasques Lessa
  • Ethics in Public Management and Perception of the Organizational Image of the Federal Revenue of Brazil

  • Advisor : VERA LUCIA PEIXOTO SANTOS MENDES
  • COMMITTEE MEMBERS :
  • DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • FABIO CAMPOS AGUIAR
  • VERA LUCIA PEIXOTO SANTOS MENDES
  • Data: Feb 28, 2023


  • Show Abstract
  • The present work aims to analyze the extent of knowledge about ethical organizational image perceived by the public agents and users of the RFB services in Salvador, Bahia, Brazil. For this purpose, a theoretical review is carried out by addressing the evolution of Brazilian public  administration in different stages of history, the main currents on ethics in the public service, and theories on organizational image. Therefore, it was carried out research with a quantitative approach, applying two different questionnaires at the Federal Revenue of Brazil in Salvador. The first questionnaire was made with civil public agents working at the RFB in Salvador, Bahia, and composed of socio-professional questions, items related to the perception of the organizational image and the Code of Ethics of the RFB, using a Likert-type scale, obtaining 94 responses (14.42 %), out of a total of 652 distributed questionnaires. A census-type data collection was used as a procedure, with the questionnaire structured through the google forms platform. The second questionnaire was applied to RFB users, obtaining 167 responses in a non-probabilistic sample, sent on-line (e-mail and WhatsApp) to Universities, Regional Accounting Council (CRC), public agents of the Regional Court Work (TRT), and servants of the Regional Electoral Court (TRE), both from Salvador. A QR code was produced and placed in the RFB at Salvador, at service areas, to facilitate citizen access to the questionnaire. The reliability analysis was performed using Cronbach's alpha and McDonald's omega coefficients. Among the results found, was the lack of knowledge of Salvador RFB public agents regarding the full content of the Code of Ethics in a low perception of their technical knowledge of the effectiveness of the services offered by the RFB online for public agents and users, as well as the non-completion of processes within the established deadlines. Besides, all the positives about service through virtual channels and perceived about the processes are attended to within
    the stipulated deadlines than the RFB servers. As a result, the public agents had a more positive
    perception than users regarding the contribution of the RFB to the country's social and economic
    development. Despite that, the results have reached the average established for the research
    but there are still continuous improvements to be intensified, such as the process of
    permanent education of servers and communication about the organizational image of the RFB
    among users.

7
  • Reginaldo Pinheiro Nogueira
  • BUSINESS PROCESS MANAGEMENT (BPM) IN RECEITA FEDERAL DO BRASIL: ASSESSMENT OF THE ADEQUABILITY OF ORGANIZATIONAL CULTURE

  • Advisor : HORACIO NELSON HASTENREITER FILHO
  • COMMITTEE MEMBERS :
  • CLAUDIANI WAIANDT
  • HORACIO NELSON HASTENREITER FILHO
  • MORJANE ARMSTRONG SANTOS DE MIRANDA
  • Data: Feb 28, 2023


  • Show Abstract
  • Business Process Management (BPM) is a methodological concept that has been gaining ground, over the years, as an instrument to increase the operational efficiency of production systems. The Secretaria Especial da Receita Federal do Brasil (RFB) is a public institution in charge of the federal revenue and tax administration of Brazil that formalized adherence to these procedures in its organizational structure in the last 12 years and, although there has been some progress, this process has been slow over the time. The research aims to assess the degree to which the Federal Revenue Secretary has an organizational culture suitable for the implementation of BPM, based on the assumptions that there is institutional support, but the regional Administrative Units do not have sufficient levels of maturity in leadership, culture, knowledge and governance to succeed. An exploratory research was carried out, and from the review of Brazilian and foreign researchers, works by Hammer, Benraad et al and Amy Van Looy et al were selected for the assembly of a validated evaluation model that generated a questionnaire submitted to all the servants of the Fifth Fiscal Region (RF05) of the RFB. In addition, interviews were conducted with heads of Regional Administrative Units or employees of central bodies who could add value to the conclusions. The main purpose of the interviews was to understand how managers would interpret the results of the questions. Forty-nine (49) responses to the questionnaire were obtained and, subsequently, the Superintendent of the RF05, six heads of regional units, a former Secretary of the RFB and the Head of the Office of Processes (Eproc – Escritório de Processos), in Brasília, were interviewed. The qualitative analysis of the results allowed the confirmation of the formulated hypotheses and a diagnosis containing some critical points that prevent an agile dissemination of BPM and its potential causes. Then, a summary of suggestions to mitigate the identified causes and a list of suggestions for future work were elaborated.

8
  • Tiago de Sousa Pereira
  • ORGANIZATIONAL STRUCTURE OF GENERAL RESEARCH AND INVESTIGATION COORDINATION OF BRAZILIAN FEDERAL REVENUE: ANALYSIS AND PROPOSITIONS BASED ON MINTZBERG TYPOLOGIES.

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • DENISE RIBEIRO DE ALMEIDA
  • GUILHERME MARBACK NETO
  • LIDIA BOAVENTURA PIMENTA
  • Data: Mar 14, 2023


  • Show Abstract
  • This is research with a descriptive objective and quantitative approach, conducted at the General Research and Investigation Coordination (Copei) – the unit from Brazilian Federal Revenue (Receita Federal do Brasil) responsible for fiscal intelligence and tax crime combat, based on Henry Mintzberg’s structural configurations model. Based on the starting question: “which contributions may Mintzberg (2017) model bring to Copei through the adjustment of its structural configuration components?”, its main goal was the proposition of contributions to Copei, based on the adjustment between its organizational configuration characteristics, according to Mintzberg typologies, and the situational factors that surround it. Toward this goal, Copei’s current organizational configuration was identified, as well as its situational factors and the intrinsic characteristics of the execution of its usual tasks. The identification was held through semi-structured interviews applied to the managers of all decentralized units of Copei, as well as a questionnaire applied to all Copei members potentially in charge of conducting a case, the primary work process of Copei. The assumptions that Copei presents a professional bureaucracy configuration and that its key part is its operation core were confirmed. Its prime coordinating mechanism, initially assumed as the standardization of skills, could not be confirmed as such. It could neither be identified a prime coordinating mechanism holding strong predominance when compared to others. The vertical and horizontal decentralization, initially assumed both as limited, presented a diversity of forms: limited, complete, or selective, depending on the working process or decision involved. Based on the elements identified and on the comparison of their characteristics, a series of recommendations was developed for Copei: investment in the standardization of skills and competencies by a comprehensive selection of potential members and thorough and continued training of members that are already part of Copei; careful approach to productivity control; empowerment of technostructure and support staff and adoption of a hybrid configuration between professional bureaucracy and adhocracy. Since it approached mainly the General Coordination’s operating core and its main working process, there were no deeper development of another units or processes. Ongoing actions as the remote working model, management program and productivity measurement were neither developed. Future works could approach such aspects more comprehensively.

9
  • Alexandre Ponte Barbosa
  • KNOWLEDGE MANAGEMENT IN TEAMS: A CASE STUDY IN THE PROJECTION OF THE SUPERVISION OF THE FEDERAL REVENUE IN BRAZIL IN THE 3RD TAX REGION

  • Advisor : TANIA MOURA BENEVIDES
  • COMMITTEE MEMBERS :
  • JOÃO LUIS BRASIL GONDIM
  • FABIO ALMEIDA FERREIRA
  • RICARDO COSTA DA SILVA SOUZA CAGGY
  • TANIA MOURA BENEVIDES
  • Data: Mar 24, 2023


  • Show Abstract
  • This dissertation aims to develop a diagnosis on the current level of maturity of Knowledge Management (KM) in the inspection teams of the Special Secretariat of the Federal Revenue of Brazil (RFB) in the 3rd Fiscal Region (RF), which includes a proposition to improve the KM actions and practices adopted by these teams and their members. Regarding the methodological path, this study began with a bibliographical research, with the purpose of defining the categories of analysis. At this stage, Batista's studies were chosen, which deal with KM focused specifically on Public Administration. Based on bibliographic research and document analysis, the RFB's KM Model and the Maturity Assessment scale in KM were identified, adapted by the organization from the KM Model for Public Administration (MGCAP) and the scale entitled Instrument for the Assessment of KM in Public Administration (IAGCAP), both developed by Batista (2012), within the scope of a study by the Institute of Applied Economic Research – Ipea. During the development of the research, the application of the scale/questionnaire, semi-structured interviews with the inspection team leaders and the Participant Observation technique were carried out. The research universe included all Tax Auditors (AFRFB) members of the inspection teams in the 3rd RF. Through the application of data collection instruments, data were obtained that allowed the analysis of the following dimensions related to KM in the inspection teams of the RFB in the 3rd RF: Leadership in KM, Processes, People, Knowledge Processes, Learning and Innovation and Information Technology (IT). For analysis of the data obtained, the triangulation method was used. Based on the results, it was possible to identify that the inspection teams are at the level called Introduction, which represents the 3rd position in the classification of the KM maturity level of the scale, which indicates that there are KM practices being applied in the organization, however they occur through unstructured initiatives. The study also made it possible to identify a series of weaknesses with regard to the applied KM and confirm the assumption established for the research, namely, that the acquisition, sharing and effective dissemination of the specialized tax knowledge necessary for the AFRFB members of the inspection teams does not are sufficiently adequate, due to the fragility of the CG practiced in the mentioned fiscal region. Based on the diagnosis carried out, it was possible to present a proposal for improving the GC actions and practices adopted by the inspection teams of the 3rd RF. It is understood that the present research can be extended to the inspection teams of the other fiscal regions of the RFB, in order to enable the permanent monitoring of GC in the organization's inspection teams.

10
  • Natália Colares Dumont
  • A nalysis of the types of student selection process for technical courses in the Federal Network of Professional, Scientific and Technological Education, with emphasis on the Federal Institute of Northern Minas Gerais

  • Advisor : SONIA MARIA DA SILVA GOMES
  • COMMITTEE MEMBERS :
  • ANDREA CARDOSO VENTURA
  • ARACÉLI CRISTINA DE SOUSA FERREIRA
  • SONIA MARIA DA SILVA GOMES
  • Data: Mar 27, 2023


  • Show Abstract
  • Implemented in 2008 by Law nº 11,892, the Federal Network of Professional, Scientific and Technological Education develops at the same time as it seeks to improve its management and governance processes. The Federal Institute of Northern Minas Gerais (IFNMG), based on its autonomy, studies the forms of admission for its students. From this perspective, this research carried out a thematic approach, restricting the object to the form of selection of students for technical courses. The diagnoses and weightings presented result from two issues: what would be the most appropriate and consistent with the mission of the IFNMG and what selection format allows optimization of public resources. Based on the hypothetical view, the test is configured as a traditional mechanism that goes against social inclusion. Thus, this research was guided by the general objective of analyzing the scenario, seeking to understand which form of selection presents the best cost-benefit, guaranteeing the fulfillment of the institutional mission and the least impact on the budget. Therefore, in relation to the object of this study, the types and costs of selection processes were surveyed, compared and analyzed, as well as their forms of execution, practiced in the Federal Network. Through a descriptive and quantitative methodological approach, the development, discussion and considerations of this research were theoretically supported by authors and scholars in the area of education, who present assumptions linked to the function of and to the principles of public administration. Data extracted from public notices from the institutions of the Federal Network were also used, which made it possible to identify four forms of selection – test, analysis of school records, draw and qualified draw – arranged in tables and systematized by regions of Brazil. This investigation showed that the test modality has a high cost, followed by the analysis of the school record. It was also found that the draw is the modality that has the least impact on the public budget and the one that can be executed in less time. Although the results indicate that most Federal Institutes use the test, this investigation concluded that there is no unanimity as to the most appropriate method. In addition, through the treatment of the data collected here and the literature review that supports this dissertation, it is inferred that the draw modality is consistent with contemporary critical studies about meritocracy, with the institutional mission of the IFNMG and with the optimization of the public budget. Without the purpose of ending this discussion, this study aims, above all, to expand the field of studies of a contemporary, necessary and urgent theme. In the face of new times, it is therefore necessary that results arising from scientific research are pragmatic and corroborate the transforming power of public education and its role in the development of the country.

11
  • Antonio Roberto Martins
  • TAX CONSULTATION AS AN INSTRUMENT TO INCREASE COOPERATIVE COMPLIANCE BETWEEN THE BRAZILIAN FEDERAL REVENUE REVENUE AND TAXPAYERS.

  • Advisor : ANA RITA SILVA SACRAMENTO
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • LINDOMAR PINTO DA SILVA
  • FABIANO MAURY RAUPP
  • Data: Apr 6, 2023


  • Show Abstract
  • This dissertation aims to propose improvements in the federal Tax Consultation and its use as a communication tool to expand cooperative compliance between the Brazilian Federal Revenue Service (RFB) and taxpayers and consequently increase tax compliance. To contextualize the theme of this work, firstly, an overview of the historical period resulting from the reform of the State and Public Administration in Brazil is outlined. An analysis of the transition of the evolution of the concepts of Public Administration is made and it was shown, how the New Public Service (NSP), with the objective of emphasizing the citizen dimension, is evidenced as a solution to the bureaucratic and managerial models of the Public Administration . Next, the concept and development of cooperative compliance is analyzed, characterized as a new relationship model between the Tax Administration and taxpayers, and issues related to the implementation of cooperative compliance measures in the RFB are addressed, through the CONFIA program, which aims to improve the federal tax compliance conditions. Finally, aspects of the current federal Fiscal Consultation were analyzed. In this work, we opted for bibliographical, descriptive and field research. As a collection technique, a questionnaire was used and for data analysis, reflection and interpretation of coded and structured data was used. The results indicate, in the assessment of the taxpayers, that: there is a complex tax environment, a positive perception of the Image / Reputation of the RFB, a bad relationship with the RFB, with mistrust and imbalance, in which the transparency and publicity of the RFB are not large, an average assessment of the services provided by the RFB, in addition to the fact that, in their opinion, there is a lack of communication channels, it is difficult to obtain information, present arguments and there is little dialogue with the RFB. It was verified that there is a lack of knowledge on the subject of cooperative compliance by taxpayers and RFB employees, with a manifest interest of taxpayers in the advantages offered, but also a measurement that there would be, initially, a small engagement in cooperative compliance actions . The survey also showed the little use and fear that taxpayers have to use the federal Tax Consultation process. As a conclusion and proposal, it is suggested the expanded use and with some adaptations of the federal Tax Consultation process for use by taxpayers, with the potential to avoid tax discussions, improve communication between the RFB and taxpayers and, consequently, positively increase the relationship among these, working to expand cooperative compliance in the RFB.

12
  • JULIANA SANTOS SANTANA
  • BUDGET MANAGEMENT AND PERFORMANCE OF THE FEDERAL UNIVERSITIES OF THE NORTHEAST IN THE CONTEXT OF CONSTITUTIONAL AMENDMENT No. 95/2016

  • Advisor : DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • JOSÉ PEREIRA MASCARENHAS BISNETO
  • Data: Apr 11, 2023


  • Show Abstract
  • The present study sought to analyze the budgetary management and performance of Federal Public Universities in the Northeast in the context of Constitutional Amendment No. 95/2016. For this, descriptive research was carried out with a qualitative and quantitative approach. As for the means, it is bibliographical and documental. Data referring to budgetary variables –initial allocation, updated allocation, and committed expenditure– were generated through the Treasury Management system; concerning the management and performance variables, the information was extracted from the Management Reports of the 20 Federal Public Universities in the Northeast, in the period between 2012 and 2021. To understand the behavior of the variables, the software used was EXCEL and SPSS™ 20 for descriptive statistical analysis and evaluation of the Geometric Average Growth Rate and the Growth Rate over the years. The results showed that the allocation of resources in the LOA - initial allocation, for ODC - Discretionary Expenses showed a reduction of -6.26%, whereas investments reduced on average -17.96%. In the period 2017 – 2021, post-amendment, in these last two expense groups, the decreases reached -22.91% and -34.33%. As a result, it was found that allocations of discretionary resources to universities were lower than their needs, which worsened after CA No. 95/2016, in which all universities obtained negative average rates in resource allocation, both discretionary and investment. Specifically, in the budget actions 20GK, 4002, 20RK, and 8282, it was noticed that in the period 2017 to 2021, the growth rates of the updated allocation showed reductions in the allocation of resources in all actions. Regarding budget execution, when analyzing whether the limits established by CA No. 95/2016 were allocated linearly by the superior post-amendment bodies, it was found that only in the fiscal year 2017 the amount determined in the Amendment's text was fulfilled. Regarding the TCU's management and performance indicators, it was observed that, although in the period after CA No. 95/2016, the universities presented successive reductions in resource allocations, the indicators did not present negative effects from the performance perspective. Therefore, it is impossible to directly associate the fluctuations in the analyzed period with the Amendment. This research sought to identify opportunities for improving budget management, and management and performance indicators, in the short and medium term, influencing actions that can enhance the development of Federal Public Universities. As limitations of the research, it is mentioned the difficulties in standardizing the data referring to the TCU's management and performance indicators, made available in the universities' management reports.

     

13
  • Aderaldo Eugenio da Silva
  • The Brazilian Cross-border Trade and the Federal Revenue Service of Brazil: challenges in inspection

  • Advisor : ANDREA CARDOSO VENTURA
  • COMMITTEE MEMBERS :
  • ANDERSON LUÍS DO ESPÍRITO SANTO
  • ROBERTO PAULO DA SILVA SANTOS
  • ANDREA CARDOSO VENTURA
  • JOAO MARTINS TUDE
  • Data: Apr 13, 2023


  • Show Abstract
  • Cross-border trade is a phenomenon that occurs at Brazilian borders, mainly in the twin cities, due to the physical proximity and the complex dynamics experienced by the border population in these regions. The Brazilian Federal Revenue Service, the institution responsible for inspecting Brazilian borders, supervises this type of trade, which essentially takes place informally. The normative act used by the RFB Tax Auditors in the inspection, IN SRF 118/92, presents evidence that does not meet the current demands of cross-border trade. It allows the departure of goods and merchandise acquired in Brazilian territory, without going through the Common Export Procedure. It so happens that cross-border trade, while proving to be economically beneficial to the border population, as it is one of the activities developed to overcome the lack of income, if not supervised, can also generate losses, such as causing unfair competition with the common exporter. Thus, this master's thesis tries to weigh the benefits and harms of this trade modality, and to address the practical viability of Normative Instruction (IN) RFB n° 118/92, in the context of Brazilian cross-border trade. As a research problem, we have: Is it possible to make possible, through a reformulation of IN SRF 118/92, a Brazilian cross-border trade that combines the economic benefits of this trade modality for the border population without giving up customs control? The overall objective is to propose a project to revise IN SRF 118/92, which makes cross-border trade possible, which combines economic development without renouncing customs control. The research has a qualitative approach, is applied, descriptive and explanatory. Interviews, observation and document analysis were used as data collection. After completing the research, the assumption of the research was confirmed. Thus, measures to be taken were recommended in the present study, such as the restructuring of IN SRF 118/92, so that it clearly presents essential concepts for the proper development of customs control, in addition to the implementation of a data concatenation system on this modality. of trade, so that the benefits of cross-border trade are combined, without giving up customs control. In addition, training is encouraged (seminars, conferences and operations) with a view to standardizing the uniform application of the standard by RFB auditors.

14
  • Arthur Vinicius da Costa Ferreira Pinto
  • Public Procurement: organizational structure, transactional and behavioral attributes in the performance of the function in Receita Federal do Brasil.

  • Advisor : DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • COMMITTEE MEMBERS :
  • MARCO AURÉLIO MARQUES FERREIRA
  • DENISE RIBEIRO DE ALMEIDA
  • DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • PAULO RICARDO DA COSTA REIS
  • Data: Apr 17, 2023


  • Show Abstract
  • In the context in which brazilian public organizations find themselves, seeking to improve performance, the importance of the purchasing function stands out. In this scenario, the current work makes explicit the factors related to the performance of the Receita Federal do Brasil´s purchasing function, based on structural and transactional attributes. To fulfill this objective, the study starts from the literature on the purchasing function, especially government purchases, and on the structure of organizations, in addition to addressing the Theory of Transaction Costs, thus using two theories simultaneously to elucidate the relationships that are linked to same phenomenon: performance. This is because there is still a need for studies with documentary sources on the subject, in addition to the demand for the development of the area to meet the strategic objectives of the agency. Indeed, the methodological strategy consisted of carrying out a documentary survey in the Receita Federal do Brasil databases and identifying, through quantitative summarization and regression techniques, and a systemic analysis of the results obtained, the existing relationships between the studied constructs. These results demonstrate complex relationships. But, in summary, it is pointed out that, while the levels of centralization and formalization showed significantly negative relationships with efficacy, specialization was positively associated with performance in general. In the sphere of transactional attributes, the existence of negative relationships between uncertainty and efficiency and positive links between frequency and performance were confirmed. Accordingly, the research contributes with a current picture of the Receita Federal do Brasil's purchasing structure and with analyzes that help to understand the existing relationships between the structural characteristics of organizations, the dimensions of transaction costs and the performance of purchasing management.

15
  • Alzemir Barreto Santana
  • Combating social security evasion practiced by municipalities: case study of municipalities in Bahia inspected by the federal revenue service in the year 2021

  • Advisor : SILVIO VANDERLEI ARAUJO SOUSA
  • COMMITTEE MEMBERS :
  • AUGUSTO DE OLIVEIRA MONTEIRO
  • LINDOMAR PINTO DA SILVA
  • SERGIO PAULO MARAVILHAS LOPES
  • SILVIO VANDERLEI ARAUJO SOUSA
  • Data: May 22, 2023


  • Show Abstract
  • In this work, the negative effects on the social fabric, caused by social security evasion, prac-ticed by municipal public managers were analyzed, associating them with the need to use new inspection, collection and control instruments to stimulate the spontaneous fulfillment of tax obligations. The need to use alternative instruments in the inspection of social security contri-butions was justified by the attenuation of deductions for non-compliance with tax legislation, that occurred in recent decades, a period in which the responsibility for paying social security contributions was transferred from the public manager to the municipality, through the public budget fines, as well as the State waived criminal prosecution in exchange for tax collection. Social security evasion is a perverse tax crime that, at the same time, affects the Social Security coffers and creates obstacles for the worker to enjoy social rights, in times of loss of temporary or permanent ability to work. This crime, when discovered by the tax authorities, materializes the damages to the municipality, since the collection of the evaded social security credit is car-ried out with the application of a high administrative fine and increased interest, compromising the fiscal management of the municipality and consequently affecting the provision of public services. In this context, to combat the harmful effects of social security evasion, it is proposed a connected action between the public control bodies and the use of new instruments, such as the legislation of Administrative Improbity and Fiscal Responsibility, to stimulate the sponta-neous fulfillment of obligations tax. The need to implement an inter-institutional action aimed at mitigating the evasion practice arises from the lack of concentration in a single institution of the necessary tools to deal with its causes and consequences. The identification of the need to implement a new model of action for public control bodies was possible through the analysis of a generalized scenario of social security evasion identified in the 79 municipalities of Bahia, inspected by the Federal Revenue Service in 2021, as well as through the provision of inter-views with authorities of the public institutions involved.

16
  • Vandréia Mota Rocha
  • APPLICATION OF BEHAVIORAL ECONOMICS TO TAX COMPLIANCE: A META-ANALYSIS ON THE USE OF NUDGES (“INCENTIVES" IN THE DECISION)

  • Advisor : ADRIANO LEAL BRUNI
  • COMMITTEE MEMBERS :
  • ADRIANO LEAL BRUNI
  • CAROLINA VENTURINI MARCELINO
  • IVONE VIEIRA PEREIRA
  • Data: Jun 16, 2023


  • Show Abstract
  • This research aimed to evaluate the impact caused by nudges in field experiments, carried out in different locations, in order to verify if these behavioral tools have an impact on tax compliance and if they should be applied by tax administrations to help combat tax evasion. Government policies have been experimenting nudges to help people make better decisions in their lives. Nudges are simple and low-cost forms of incentives, capable of changing people's behavior in a predict way, without prohibiting other options, and can be used to inform, correct evaluation errors, avoid failures and direct them to the best choices. In consonance with the theory of nudges and bounded rationality, several experiments were made in the tax area around the world. Due to the growing number of studies already published in this area, this research used a Systematic Review with meta-analysis to evaluate the impact of these incentives on tax compliance. As a result, 29 studies were selected for analysis and observed their results. In all, 129 nudges were identified in the experiments, which were categorized as dissuasive or not dissuasive for the evaluation. The meta-analysis showed that nudges are effective tools and they have a positive impact on tax compliance. Dissuasive nudges produced a greater change in behavior, both in taxpayer responses and in the magnitude of the results achieved. The impact of the nudges caused an increase in the tax payment rate of 2.2pp (percentage points) and in the declaration rate of 3.7pp, in comparison to the control group, considering the median of the values of the increment rate observed in the studies selected. The nudges sensibilize both the behavior of individuals and legal entities, but it was not possible, a priori, to define which type of taxpayers had the best response to the incentive. The selected studies were produced in different social and economic contexts, involving countries in Europe, Africa, the Americas, Oceania, and Asia. It was observed that, regardless of the location of the experiment, there was a response from taxpayers to incentives in general. Financial returns were reported in addition. All reported results are important for tax administrations, who have the opportunity to learn about the theme and create programs to help combat tax evasion, with cost reduction and financial gains. Finally, it is concluded that nudges are important tools to help government policies, since they are able to influence human behavior and improve tax compliance.

17
  • Eduardo Tanaka
  • Proposition for the use of nudges (reminder) in communications between the Federal Revenue Service – eSocial - and taxpayers

  • Advisor : ADRIANO LEAL BRUNI
  • COMMITTEE MEMBERS :
  • IVONE VIEIRA PEREIRA
  • ADRIANO LEAL BRUNI
  • CAROLINA VENTURINI MARCELINO
  • Data: Jun 16, 2023


  • Show Abstract
  • This dissertation, based on the Theory of Behavioral Economics known as nudges, aims to investigate the behavior of taxpayers who are domestic employers in order to, through sending messages, seek to understand factors that may influence their decision-making for correct compliance tax obligations, through eSocial domestic
    employer. In this context, nudges are understood to be any aspect that can influence the architecture of choices, helping to change people's behavior in a predictable way without vetoing free will. To achieve the intended objective, a control group and three treatment groups were created, with an initial sample of 332 taxpayers who were domestic employers who were late in sending their information on eSocial, in which each group received a different message, namely: group 1 - just a reminder about the deadline to declare the eSocial; group 2 - a reminder about the deadline plus consideration information; group 3 - and a reminder about the deadline plus coercive information. The control group received nothing. Pearson's chi-square test was used for statistical analysis, with p ≤ 0.05 being considered significant. In this analysis, it was observed whether the taxpayers of the groups, compared to the control group, after receiving the letter, had their statement informed or not informed within the correct period. Through statistical analyses, it was identified that group 1, which received only the reminder about the deadline, did not present a statistically significant difference compared to the control group, which received nothing. Group 2 showed a statistical difference, indicating the effect of the reminder on the deadline plus the consideration information. As for group 3, which received the reminder about the deadline plus the coercive information, a statistically significant difference was demonstrated, and its effects were the greatest when compared to the other groups. The difference of this group 3 was 20.35% greater than the group that received the payment message, 24.32% greater than the group that only received the reminder with the deadline and 58.81% greater than the control group that received nothing. The results suggest that coercive messages increase the taxpayer's perception of risk, as they also understand that they are subject to effective oversight by the tax authorities.

18
  • Marcelo de Sousa Silva
  • ORGANIZATIONAL STRUCTURE, STRATEGY AND PERFORMANCE IN PUBLIC ADMINISTRATION: AN APPLIED ANALYSIS TO THE FEDERAL REVENUE OF BRAZIL

  • Advisor : GENAUTO CARVALHO DE FRANCA FILHO
  • COMMITTEE MEMBERS :
  • CARLOS HIGINO RIBEIRO DE ALENCAR
  • ELIZABETH MATOS RIBEIRO
  • GENAUTO CARVALHO DE FRANCA FILHO
  • JAIR SAMPAIO SOARES JUNIOR
  • Data: Jul 5, 2023


  • Show Abstract
  • Even though organizational performance has inhabited a prominent space in academia for over a century, its application in managerial public administration still lacks updated theoretical and empirical references, especially in the relationship between Organizational Structure and Performance. Therefore, the investigation of the forces that directly or indirectly influence this construct has academic and practical relevance. There is still no clear indication of which aspects of structure influence the performance of public organizations. To produce evidence that helps the development of knowledge on the subject, this dissertation focuses on the case of a continental-sized public agency: The Federal Revenue of Brazil. Thus, the general objective of this study is to explore and test aspects of the relationship between centralization and performance perceived by the agency's employees. The variables observed include degree of participation in decisions, access and level of hierarchical authority, and performance, whose relationship is the focus of this work, as well as the reverberation of centralization in other factors such as standardization, degree of routine tasks, specialization, and on the typology of the latent strategy perceived. To this end, two research approaches were developed, each representing a step towards achieving the general objective. First, a census questionnaire was applied to employees at different hierarchical levels, and the data were analyzed by means of structural equation modeling and the existing relationships among the structure, strategy, and performance constructs, as well as the measurement of the strengths with which these relationships occur. Second, case studies were developed on one-off changes in structure that impacted performance, exploring common intrinsic aspects and involving the same variables as the questionnaire. The results indicate that the high centralization of decision-making power and the fragmentation of execution have a negative impact on performance, with negative reverberations in the evolution of work patterns, inhibition of specialization, and a reactive and passive strategy perceived by the employees. This research is justified by the gap in knowledge about the perception of the levels of organizational structure and its impact on performance in Federal Revenue of Brazil due to the new possibilities of coordination and integration in a virtual networked organizational structure brought by ICT. In particular, the aspect of the evolution of work processes through the promotion of innovations related to greater efficacy and effectiveness of its role in society. So that, its purpose is to apply the knowledge generated in the restructuring of the organ.

19
  • Estevão de Oliveira Júnior
  • Limits and possibilities of Telework in the Federal Revenue of Brazil

  • Advisor : JAIR SAMPAIO SOARES JUNIOR
  • COMMITTEE MEMBERS :
  • GIOVANNI CHRISTIAN NUNES CAMPOS
  • ANA EMILIA BARACUHY CAVALCANTI
  • HORACIO NELSON HASTENREITER FILHO
  • JAIR SAMPAIO SOARES JUNIOR
  • Data: Aug 21, 2023


  • Show Abstract
  • This research investigates the use of telework in the Federal Revenue of Brazil with the purpose of developing a Guide of Best Practices for the agency, which can also contribute to other organizations. Telework is a modality of work that had been growing in the world and that, due to the pandemic of Covid-19, had a widespread expansion, including in the Brazilian public service. Good telework management can improve the employees’ quality of life, increase productivity, save public resources and improve the provision of public services to society. This research started from the identification of the most relevant aspects for telework management from the perspective of managers, employees and experts of the RFB, through a questionnaire applied to 32 employees of a given unit and six interviews with managers and experts of the agency. Once it was identified what would be researched, this research investigated the issue from two aspects: to make a bibliographic survey of the practices recommended by the literature of the area of administration in the identified aspects and to make a comparison of the telework norm in the RFB with the norms of other public agencies. Regarding the first strand, 12 themes were identified in the literature, and as a result 41 practical recommendations were found for the management of remote work in the agency. In addition, answers were found for some questions, such as that part-time telework should be implemented, and the differences between remote management and face-to-face management were presented. With regard to the second strand, the teleworking standards reveal the conception that each body has of this type of work. The standards of 39 government agencies were analyzed and compared, in 16 parameters or criteria contained in the respective telework standards, whose definition was up to the leaders of the agencies. As a result, a profile of these standards was obtained, which reveals a marked convergence of the leaders' choices. In nine parameters there was a marked convergence, in two there was divergence, in two there was dispersion in the parameters and in three it was not possible to obtain a response based only on the standards. It was found that the RFB is aligned with most government agencies in its conception of work. Based on the results of the previous two steps, the Guide to best practices for telework in the RFB was elaborated, which provides a synthesis of what was investigated, with recommendations for the management of telework and suggestions for normative changes.

20
  • Flavio Cantone Corrêa de Sá
  • Organizational restructuring: a study on the results obtained by an internal affair of the federal public administration

  • Advisor : ELIZABETH MATOS RIBEIRO
  • COMMITTEE MEMBERS :
  • ELIZABETH MATOS RIBEIRO
  • HORACIO NELSON HASTENREITER FILHO
  • CARLOS HIGINO RIBEIRO DE ALENCAR
  • MARCOS SALLES TEIXEIRA
  • Data: Aug 28, 2023


  • Show Abstract
  • The aim of this study was to identify to what extent the current correctional processes of the RFB (Brazilian Customs) have been impacted by the changes implemented through the recent organizational restructuring process, which began in June 2019. This academic effort focused on comparatively analyzing the results achieved by the current structure of the RFB's Internal Affairs Office, comparing them with the numbers achieved in the previous structure, considering the period from 2015 to 2021. The empirical field is characterized by the well-known systemic activities of the RFB's Internal Affairs Office, responsible for investigation processes, commission formation, and issuance of opinions. Methodologically, this study brings innovations by having privileged as a central reference of analysis the observation of 1,547 news of irregularities, 454 Disciplinary Administrative Proceedings and 1,980 Opinions, which represents the construction of a secondary database of its own. To complement this data survey, 13 interviews were carried out with organizational actors directly involved with the Internal Affairs' activities. It should be noted that the analyzes were divided into two moments, articulated with each other: the first privileged the analysis of the organizational treatment process and the second focused on the analysis of the quantitative and qualitative results referring to the dimensions and analyzes centered on disciplinary procedures. Finally, the information was interpreted based on theoretical references in order to establish a comparison between the pre and post-process organizational security periods. As a result, the research proved that the time for distribution and execution of correctional demands was received, as well as their stocks (queues), without any loss of quality of work. As for the new organizational structure, it was found that it met the definitions espoused by the theoretical framework, however, it presented some imperfections, a fact possibly associated with its still embryonic nature, leading them to undergo proposals for organizational improvement.

21
  • CAMILA MACEDO GUIMARAES DE OLIVEIRA
  • Home office workplaces at Receita Federal do Brasil: a consulting model, focusing on ergonomics of the built environment

  • Advisor : DANIELA CAMPOS BAHIA MOSCON
  • COMMITTEE MEMBERS :
  • DANIELA CAMPOS BAHIA MOSCON
  • TANIA MOURA BENEVIDES
  • LAURA ALVES SCHERER
  • Data: Aug 31, 2023


  • Show Abstract
  • The goal of this study is to propose a consulting model for support and individualized guidance for the RFB Salvador staff in telework regarding their home office workplaces, from the perspective of ergonomics of the built environment. A qualitative and quantitative study was carried out, consisting on: exploratory interview with an ergonomics specialist; documentary research; survey applied to 96 RFB Salvador public servants about their home office workplaces, including analysis of the environmental perception; and analysis of photographs sent by two participants, in which it was possible to analyze the behavior of these users in the performance of activities. The results regarding the characterization of the workplaces in their global conditioners initially reveal the great focus given to organizational results and delivery control, according to the analysis of the legislation that regulates telework in the RFB. In accordance with these findings, the survey shows that the great majority (90.6%) of participants feel productive. On the other hand, only 34.4% take regular breaks, which may indicate a work overload. The majority (68.7%) adjusted their workplace, but only 13.5% claim to have had access to ergonomic instructions, revealing concerns about how these adjustments were made. As for the physical environmental conditions, in the survey carried out, the lowest average is for furniture (3.45) and among the environmental comfort variables, the lowest average is thermal comfort (3.77). Regarding the frequency of use of equipment and furniture: 50% always use notebook and 44.8% always desktop; although the majority (57.3%) always work in office chair with armrests, 25% never use it and 11.5% claim to frequently use kitchen/dining chair, which can cause pain and discomfort; 50% always use external monitor, but 38.5% never; 43.8% always use the integrated screen of the notebook, which requires attention to its height, so as not to overstrain the back and neck; the majority (66.7%) always use an external keyboard and external mouse (83.3%), but 33.3% always use a built-in notebook keyboard and 12.5% always use the built-in mouse, a situation that requires attention so as not to overload the wrists; 56.2% always or almost always use a traditional desk, but 28.1% never use this furniture. Regarding user behavior when using their workstation, it was possible to observe that the use of ergonomic equipment does not necessarily guarantee the proper use of these items. The main problems detected are chairs with armrests with inappropriate height, monitor positioned at a sub-optimal height and inadequate work surface, conditions that can compromise the posture of these workers. Finally, the analysis of environmental perception, based on the constellation of attributes tool, had as main finding the perception of the participants that their home office workplaces are inadequate/need improvement. Based on these analyses and considering that in ergonomics there is no universal solution, and the individual characteristics of each worker must be respected, a consulting model was proposed for individualized guidance of teleworkers from RFB Salvador regarding their home office workplaces

22
  • RAIMUNDO DANTAS DE FIGUEIREDO BARBOSA
  • The social security contribution in work mediated by digital platforms: an analysis of the transport service

  • Advisor : ANA RITA SILVA SACRAMENTO
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • FABIANO MAURY RAUPP
  • Data: Nov 9, 2023


  • Show Abstract
  • The phenomenon of technological intermediation of labor through digital platforms has promoted new arrangements in labor relations and service delivery models. The characteristic feature of these companies is the exclusive use of technology as a means to achieve their commercial dealings and hiring workers. This being said, it was intended to explore, from the social security perspective, the legal nature of the economic activity developed by transport application companies, as well as the legal relationship established between them and their drivers. The research is classified as exploratory and descriptive. With regard to media, it is classified as bibliographic, documentary and field. The approach is predominantly qualitative, although it makes use of descriptive statistics to, together with content analysis, analyze the data that were collected through interviews and questionnaires. Having noted the absence of characterizing elements of work of an autonomous nature and that the economic activity carried out by the PPP-companies is a transport service, it is concluded that the application drivers are individual taxpayers who provide service to these transport platforms. Consequently, in compliance with the legal mandate of social security costs, transport companies by application must collect the employer's share of the Social Security contribution incident on the remuneration of individual taxpayers who provide them with service (drivers) and retain the share of the respective insured. It is noteworthy that the importance of the research lies in filling a gap arising from the absence of discussion of the analysis of the occurrence of the generating event of the Social Security contribution in the context of the work carried out via digital platform and the contribution in the discussions of the developments arising from the phenomenon of platform work regarding the impacts on the social security protection of workers in the social Security regime, social and economic dynamics and in the reflection of future regulations of this new social fact.

23
  • Arlei Carlos Schons
  • ANALYSIS OF THE SERVICE POLICY FOR FEDERAL REVENUE TAXPAYERS IN BRAZIL: A STUDY OF THE EXPERIENCE OF THE 10TH FISCAL REGION

  • Advisor : ELIZABETH MATOS RIBEIRO
  • COMMITTEE MEMBERS :
  • ARMANDO LOURENZO MOREIRA JÚNIOR
  • ELIZABETH MATOS RIBEIRO
  • FRANCISCO LESSA RIBEIRO JÚNIOR
  • GUILHERME MARBACK NETO
  • Data: Nov 17, 2023


  • Show Abstract
  • Annually, the submission of the Individual Income Tax Declaration generates a search, on the part of those required to submit it, for information on filling out the DIRPF. A lack of technical and/or cognitive knowledge may result in DIRPFs being transmitted with errors, resulting in the need to rectify these declarations and/or the impact on the tax system. Undesirable situation that can generate fines and taxes for taxpayers and burden RFB's work processes. As shown by Revenue data, mesh retentions exceed 1 million and 200 thousand DIRPF per year, considering the total of more than 30 million declarations transmitted, thus highlighting the relevance of the subject. Dias (2020) points out, in a recent study on the topic, that more than 50% of DIRPF presenters need help to present their annual declaration, either due to lack of cognitive or technological capacity. The RFB has used digital technologies to assist and make taxpayer service more efficient. In the 10th RF, where the incidence of rectifications and tax mesh is lower than the national average, taxpayers have been offered complementary assistance and guidance services for the delivery of the DIRPF. In this context, this project focused on analyzing the strategies that have been adopted by the citizen service sector of the 10th Tax Region of the RFB to answer taxpayers' recurring questions about electronically filling out the DIRPF. In this sense, this research sought to identify how these actions can inspire other Revenue departments. Qualitative and exploratory research was privileged, with an emphasis on the case study, through interviews with the heads of the Service Units of the 10th RF whose purpose was to scrutinize the experience in order to understand which solutions were used to serve, in more efficient and effective way for taxpayers. The results obtained revealed that the practice of service requires different ways to reach heterogeneous audiences who seek information for these services. It was observed in the data collected that there is still a significant portion of services carried out in person or by telephone by citizens who seek personalized guidance, either due to aversion or lack of knowledge of technologies on the part of taxpayers or because they are unable to successfully search actively on the website. RFB for your doubts, even though you have mastery of ICTs. As a conclusion of the study, it can be observed that the lack of humanization of digital service (which does not affect all taxpayers) seems to contribute to the increase in errors in the presentation of DIRPFs that end up generating retentions in networks and burdening the tax administration.

24
  • ALTEMIR LINHARES DE MELO
  • Tax auditing as a determinant of tax compliance behavior

  • Advisor : SILVIO VANDERLEI ARAUJO SOUSA
  • COMMITTEE MEMBERS :
  • AUGUSTO DE OLIVEIRA MONTEIRO
  • HORACIO NELSON HASTENREITER FILHO
  • SERGIO PAULO MARAVILHAS LOPES
  • SILVIO VANDERLEI ARAUJO SOUSA
  • Data: Nov 24, 2023


  • Show Abstract
  • In 1968, Nobel Prize winner Gary Becker theorized the economics of crime, stating that the potential offender always weighs the cost-benefit before committing the offense. For that, he considers the size of the reward provided by the crime, in case of success, and the probability of to be punished and the severity of the penalty, if detected. Since then, many studies on tax compliance have emerged, extending the original model in several directions. The present applied and exploratory research intended, through a case study, to evaluate the impacts of tax audits and their consequences on the behavior of Brazilian corporate taxpayers. This investigation sought to compare the evolution of taxpayers' aggressiveness after being submitted to an audit, with reports in the international literature pointing in two main directions. One approach states that the audited company positively changes its behavior, acting more ethically after inspection by understand that your evasive action has been detected. On the other hand, it has also been stated that these taxpayers may present an even more refractory behavior to taxation after the State's action, mainly motivated by a mistaken view of the use of randomness in the selection of cases to be inspected. Unlike most international studies, which use a methodology centered on the comparison between the tax burden borne and corporate profit to identify the degree of individual aggressiveness, the present study shifted the denominator of this equation to revenue, considering that this variable is much more appropriate to the Brazilian case. Here, more than 44% of the tax burden comes from production and consumption, different from the pattern observed in the European Community and the United States, where taxation of wealth and income is much more representative. The empirical findings of the current investigation confirm most of the recent studies, where inspected taxpayers show an increase in aggressiveness after the fiscal action. In addition, this effect was enhanced when the study focused on taxpayers who work in environments heavily contaminated by tax evasion, that tend to respond even more negatively to an audit. The conclusions of this investigation are very significant for the Brazilian Tax Administration, as it demonstrates the need to modify the use of risk management mechanisms to increase the feeling of fiscal presence, and the consequent perception of risk of detection by taxpayers.

25
  • FERNANDA AMARAL SARNO DE ALMEIDA
  • Tax conflict as an administrative phenomenon: bases for building consensual instruments for resolving and preventing tax conflicts at the Brazilian Federal Revenue Service

  • Advisor : ELIZABETH MATOS RIBEIRO
  • COMMITTEE MEMBERS :
  • ANTONIO LOPO MARTINEZ
  • ELIZABETH MATOS RIBEIRO
  • FRANCISCO CÉSAR PINTO DA FONSECA
  • Data: Dec 21, 2023


  • Show Abstract
  • The increase in tax conflicts has made administrative tax litigation at the Brazilian Federal Revenue Service (RFB) slow and inefficient, affecting the achievement of satisfactory levels of efficiency and effectiveness in national public management. As the extensive literature on this topic reveals, the field of Law has taken a broad lead in this debate, without, however, revealing the capacity to deal with problems relating to issues that are specific to tax management. By identifying this academic gap, the objective of this study was defining theoretical-methodological and analytical bases in the light of the theory of Political Administration that allow the assessment of tax management capacity and help to propose consensual instruments for resolving and preventing tax conflicts, aiming to reduce the level of litigation at RFB. To achieve this theoretical-methodological and propositional ambition, the theory of Political Administration was privileged as a theoretical reference. This is an innovative approach that aims to define and consolidate the scientific bases of Administration Science – as an Applied Social Science –, based on the defense of management as an object of knowledge in this field, reflecting, therefore, the subjective/theoretical dimension/abstract from facts and administrative acts. Aiming to give academic legitimacy to the research, the use of two frameworks developed by other researchers who used this theory as a reference were chosen as a methodological reference (Nogueira, 2014; Oliva, 2021). To adapt the instruments to evaluate the RFB's tax management capacity with an emphasis on the topic of tax conflicts, adjustments were made to the selected instruments. As an academic result of postgraduate training, it is worth highlighting that, as it is a Professional master’s degree, students are obliged to develop and defend purposeful studies, to demonstrate the development of theoretical-analytical and practical skills in the field of Administration science with emphasis on Public Administration. As results for the RFB, the following instruments can be highlighted as the main products of this academic effort: (i) design/adequacy of analysis matrix and definition of specific criteria and indicators aimed at evaluating the management capacity of tax conflicts, based on perception of RFB managers (which can be updated for the implementation of monitoring policy and (self) assessment of the body's tax management or replicated in other federative entities); and (ii) proposal to create instruments to improve the levels of efficiency and effectiveness of the management of tax conflicts in the RFB, giving special emphasis to increasing the level of taxpayer participation in the management of litigation, improving dialogue, exchanging knowledge between the Tax Administration and citizens and the implementation of consensual means of preventing and resolving tax disputes.

     

2022
Dissertations
1
  • SAMANTA DE SANTANA PRAIA
  • Massive Open Online Courses (Mooc): A case study of the Plataforma de Cursos Livres On-line (Clon) da UNEB

  • Advisor : TANIA MOURA BENEVIDES
  • COMMITTEE MEMBERS :
  • FABIO ALMEIDA FERREIRA
  • LIDIA BOAVENTURA PIMENTA
  • RITA LOBO FREITAS
  • TANIA MOURA BENEVIDES
  • Data: Apr 29, 2022


  • Show Abstract
  • This master's thesis aims to characterize the Clon Platform, analyzing the
    perceptions of ease and usefulness of the course participants, through the E-ATAD
    scale. In this way, we sought to identify the profile of the course participants of the
    Plataforma de cursos Livres On-line (Clon) of the Universidade do Estado da Bahia;
    characterize the Clon Platform as a platform developed with MOOC technology;
    detect the ease of use of the Platform; and to verify the perception of usefulness of
    the referred platform for the course participants, in order to answer the proposed
    research question: How is the Plataforma de cursos Livres On-line (Clon) of the Uneb
    configured, and what is the perception of participants in relation to the attitudinal
    variables of ease and utility, based on the Escala de Atitudes Sobre Treinamento a
    Distância – E-ATAD? Regarding the methodological approach, it was decided to
    carry out a single case study of Plataforma de cursos Livres On-line (Clon) of the
    Uneb. The case study was configured as a descriptive study with a qualitative
    approach that triangulated data from the bibliographic research; documentary
    research; field research, with the application of a questionnaire that included the E-
    ATAD scale, already validated; interview; and participant observation. As a main
    result, it was observed that the Clon Platform, created in a Moodle Virtual Learning
    Environment, can be typified, according on its characteristics, as xMOOC and that, in
    relation to the ease and utility of using the Platform in the opinion of participants,
    ease outweighs usefulness, being less useful in preparing for teamwork (62.5%).

2
  • ILTIERE SILVA DOS SANTOS
  • Evaluation of an academic information system: a case study of SIGAA in the Graduate Program of the Federal University of Bahia.

  • Advisor : SILVIO VANDERLEI ARAUJO SOUSA
  • COMMITTEE MEMBERS :
  • ANTONIO MAURICIO DA SILVA PITANGUEIRA
  • ELIZABETH MATOS RIBEIRO
  • HORACIO NELSON HASTENREITER FILHO
  • SILVIO VANDERLEI ARAUJO SOUSA
  • Data: May 31, 2022


  • Show Abstract
  • Every day, technology has been occupying more space in organizational environments and in society as a whole. The need for rapid communication and management of increasingly complex processes require tools that optimize services, meeting the expectations of customers and users. In the scope of the public service it is no different, in the search for efficiency, the Institutions continue in the process of modernization and mass adoption of technologies. The Federal University of Bahia (UFBA) joined this process in 2014 and until today we follow the adoption of different systems that aim to improve the services provided to the university community. In this context, the SIGAA information system, object of study of this work, was adopted by UFBA's postgraduate management and is in the process of being implemented in the management of the Institution's undergraduate courses. This work is developed in an attempt to assess the satisfaction of SIGAA users in graduate studies through data collection through questionnaires applied to servers in sectors of PROPLAN, SUPAC and PROPG. The general objective of this study is to evaluate the degree of satisfaction of users of the SIGAA of UFBA assigned to SUPAC, PROPLAN and PROPG in relation to the implementation process of the System, considering the strategic and tactical role of these sectors in the academic-pedagogical management of Postgraduate Courses.

3
  • TATIANA PINHEIRO MOTA BRITTO
  • Social control in public health in the state of Bahia: an analysis of the State Health Council’s performance.

  • Advisor : ANDREA CARDOSO VENTURA
  • COMMITTEE MEMBERS :
  • ANA PAULA CHANCHARULO DE MORAIS PEREIRA
  • ANDREA CARDOSO VENTURA
  • DENISE RIBEIRO DE ALMEIDA
  • Data: Jun 1, 2022


  • Show Abstract
  • This dissertation aimed to analyze how the performance of the State Health Council
    of Bahia (CES/BA) was characterized, from 2016 to 2019, regarding the elaboration,
    implementation, and monitoring of Health Planning instruments (Health Plan, Annual
    Health Program, and Annual Health Report), considered essential for the Unified
    Health System (SUS). We sought to understand whether there were any changes in
    the way that the CES/BA acted as Social Control of the SUS, after the advent of
    Federal Ordinance No. 3,992/2017, which changes the way in which financial
    resources are transferred to subnational entities. This is a research with a qualitative
    and exploratory approach, using as a method the content analysis of documents and
    semi-structured interviews carried out with the most assiduous counselors and those
    with greater participation in the forum. Among the results found, we highlight the
    misalignment in the 9th Bahia State Health Conference and the date of sending the
    Pluriannual Plan to the Legislative House; the non-compliance of the health manager
    with the regulations that govern Social Control; the incipient participation of the
    CES/BA in the formulation of Health policies; the lack of transparency and
    unpreparedness of the directors for the performance of their duties; the conflicting
    relationship between the health manager and the collegiate. We hope that this
    research will contribute to the effectiveness of Social Control exercised by health
    councils, in the search for more efficiency in meeting the demands of the population,
    considering the implementation of Public Health Policies established by the SUS
    manager.

4
  • ERIK MAUTONE PEREIRA
  • Potentialities of using the Price Registration System for the efficiency of public procurement management: a study at UFBA

  • Advisor : ANA RITA SILVA SACRAMENTO
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • FABIANO MAURY RAUPP
  • Data: Jun 2, 2022


  • Show Abstract
  • The general objective of this dissertation was to contribute to the improvement of the execution of bidding processes carried out in the Auction mode with Price Registration System, meeting the Institution's demands, with speed, quality and bringing savings to the treasury. The locus adopted was the Material and Heritage Coordination of the Federal University of Bahia. The theoretical framework addressed the concepts of efficiency, public purchases, bids, electronic auction and price registration system. In the method, through a qualitative approach, interviews were carried out and the analysis of bidding processes carried out by the University, internal systems, the Federal Government Procurement Portal and related legislation. The results revealed that the bidding processes, carried out after the implementation of the Annual Contracting Planning – PAC, had an improvement in terms of efficiency, in relation to economy, speed and reduction of deserted or canceled items. As for possible good procedural practices, it was verified the importance of a purchase calendar with deadlines well defined by the Administration, the greater participation of the Units' claimants, the planning of acquisitions and the greater use of acquisitions through the purchasing center. Finally, the research can be replicated at the institution to make a diagnosis and the results can guide the manager in planning acquisitions, as well as possible practices to be adopted, and it is suggested to carry out work that can complement alternatives that increase efficiency acquisitions in government agencies.

5
  • LÍLIAN MOTA MUNIZ
  • Contract management: a look at the performance of contract inspectors in Sesab hospital units.

  • Advisor : TANIA MOURA BENEVIDES
  • COMMITTEE MEMBERS :
  • DENISE RIBEIRO DE ALMEIDA
  • LIDIA BOAVENTURA PIMENTA
  • TANIA MOURA BENEVIDES
  • Data: Jun 10, 2022


  • Show Abstract
  • The outsourcing of public services, in order to be effective, requires a bidding procedure, and later an administrative contract. In order to exercise control over the execution of contracts, it is up to the institutions to designate the civil servants who will act as contract inspectors, in compliance with the legislation in force regarding the attribution, the indispensability, the form of designation, the possibility of refusal, the profile, the main actions to be carried out, and the accountability of that representative. Considering the importance of the function of inspecting outsourced contracts, this research aims to understand, from the point of view of contract inspectors, the dynamics of their performance, the structure and institutional support received to ensure a better performance of the contract process. A single case study was carried out in a large Public Hospital in the State of Bahia, using documental and field research, through a semi- structured questionnaire with contract inspectors. After analyzing the data, vulnerabilities were found regarding the process of choosing, capacitating, and training contract inspectors, and it was also possible to clarify the greatest difficulties and challenges experienced by contract inspectors when performing their duties.

6
  • Wagner Cavalcante Medeiros
  • An analysis of actions to encourage technological innovation at the Federal Institute of Education, Science and Technology of Northern Minas Gerais: difficulties and advances

  • Advisor : HORACIO NELSON HASTENREITER FILHO
  • COMMITTEE MEMBERS :
  • HORACIO NELSON HASTENREITER FILHO
  • SILVIO VANDERLEI ARAUJO SOUSA
  • JOSÉ GILEÁ DE SOUZA
  • Data: Aug 31, 2022


  • Show Abstract
  • Technological innovation presents itself as an alternative to leverage economic growth, for the generation of wealth and as an important tool to combat poverty and social inequalities. From the implementation of policies, practices and organizational innovations, it is possible to translate knowledge into growth in economic activity. In this scenario, the growing interdependence between universities (educational institutions), industries and government for the generation and transmission of knowledge stands out a condition called “triple helix”. By acting together, these institutions come to represent a key factor for economic growth and social development. However, the model widely disseminated in Brazil for the organization of technological innovation centers is still not able to satisfactorily meet the demands of scientific, technological and innovation institutions. The legislation that allowed the establishment of centers with their own legal personality was silent as to the existence of examples that can be analyzed and compared with the model of Technological Innovation Centers (TICs) constituted in Science and Technology Institutions (TICs). In the context of the Federal Institutes, especially in the North of Minas Gerais, there is a lack of know-how in the area of intellectual property, as well as a lack of qualified personnel. The legislative requirement of breadth of knowledge and degree of specialization and skills for carrying out the activities of a TIC is hardly met. In this context, the present research sought to identify the extent to which the Federal Institute of Northern Minas Gerais's Technological Innovation Center meets the purposes established when it was created and what are the main difficulties that stand in the way of service. The results expose an environment characterized by the lack of human and financial resources, which are established as significant obstacles to the proper management of intellectual property and technology transfer. Furthermore, it is still necessary to implement strategies to structure a qualified decision-making process in the selection of partner entities (associations and foundations). Given the distances between the current and desired scenarios for the NIT and, considering the identified reality, possible actions capable of suppressing or mitigating them are presented.

7
  • Jéssica Carvalho da Cunha
  • FACTORS THAT INFLUENCE THE TRANSFER OF MANAGEMENT TRAINING IN THE FEDERAL REVENUE OF BRAZIL: A POSSIBLE ANALYSIS.

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • DENISE RIBEIRO DE ALMEIDA
  • GUILHERME MARBACK NETO
  • LIDIA BOAVENTURA PIMENTA
  • Data: Nov 1, 2022


  • Show Abstract
  • This study was guided by the question "How can managerial training be planned and conducted in order to transfer managerial training to the workplace? To answer this question, the general objective was to develop recommendations for management training in the RFB, and the specific objectives were (1) to construct a theoretical-practical framework concerning the dimensions that broaden the understanding of the phenomenon of transference of management training, (2) to analyze the influence of these dimensions on the transference or non-transference of management training, and (3) to characterize the dimensions that positively influenced the transference of management training in the RFB. The theoretical basis for the study consisted of research that (1) characterized managerial learning and that (2) identified the variables that predict transfer of training to the job. As main results, in the Inputs component, it was found that the transfer of managerial training may require a behavioral change that may be facilitated or hindered by the degree of effort involved in applying the CHAs; that the motivation to learn represents the element that drives managers to participate in managerial training, therefore, when absent, it makes it difficult for those individuals to get to the trainings, making the acquisition and subsequent transfer of learning impossible and that the perceived usefulness of the training represented an indispensable condition for the transfer of managerial training, since its absence was the reason for non-transfer of half of the cases of training whose transfer did not occur - however, the absence of perceived usefulness was determined more by the characteristics of the clientele and their work contexts, than by the training courses themselves. In the Procedures component, the characteristics of the instructor and the pedagogical activities that presented the greatest potential for contributing to the transfer of management training were identified, with emphasis on informal learning practices. In the Environment/Support component, it was identified that the expectation of the lack of psychosocial support from peers and supervisors represents a discouraging factor for the transference of management training, and that, besides the training of superiors for the provision of psychosocial support, there is a need for the "bosses' bosses" to also develop managerial competencies. Finally, in the Environment/Needs component, it was pointed out the need to organize the offer of management training in a learning track that meets certain criteria. As a product of the analyses carried out, Recommendations for the Development of Managerial Training at RFB were developed and, as a suggestion for future studies in the agency, the investigation of variables such as motivation to learn, reputation of managerial training, psychosocial support, adequacy of the dissemination of training and effectiveness of the Competence Diagnosis for the identification of training needs in managerial competencies are included

8
  • FÁBIO JOSÉ DE SOUZA MONSORES
  • Fiscal Education as an Instrument for the Promotion of Citizenship: Proposition of the Game Design Document of the Game “Super Cidadão

  • Advisor : ADRIANO LEAL BRUNI
  • COMMITTEE MEMBERS :
  • ADRIANO LEAL BRUNI
  • LYNN ROSALINA GAMA ALVES
  • GUSTAVO DA SILVA MOTTA
  • Data: Dec 7, 2022


  • Show Abstract
  • Due to the demand for new learning resources in education and the interest of children and young people in electronic games, this work presents a proposal for a Game Design Document (GDD), to be used for the development of a game for educational purposes, to be called "Super Citizen", aimed at students, in order to be used in public and private schools throughout Brazil, in order to promote Citizenship and Fiscal Education in an uncomplicated and playful way. The methodology used was Design Science Research, which supports and operationalizes the conduct of research focused on developing artifacts that relate to the environment in which they work. The GDD produced was evaluated by professionals from the areas of Game Development and Tax Education in order to verify and attest to the relevance of the artifact in solving the problem for which it was created. The main contribution of the present work is to offer to the society the proposition of a learning space in which students can obtain values and knowledge about fiscal citizenship, fiscal education and the importance of their participation in the public management of the country in which they live.

9
  • Marcela Melo Moreira Sans
  • The influence of patriarchy on the access of women to management positions at the Federal Center for Technological Education and the Federal Institutes of Education, Science and Technology of the state of Minas Gerais

  • Advisor : TANIA MOURA BENEVIDES
  • COMMITTEE MEMBERS :
  • ADRIANA DOS SANTOS MARMORI LIMA
  • RENATA ALVAREZ ROSSI
  • TANIA MOURA BENEVIDES
  • Data: Dec 12, 2022


  • Show Abstract
  • This master's thesis aims to identify the factors that influence women's access to Management Positions (CD) at the Federal Center for Technological Education of Minas Gerais (CEFET-MG) and at the Federal Institutes of Education, Science and Technology (IFs) , located in the State of Minas Gerais (MG), considering the current patriarchal system. For the execution of this research, it was initially based on a bibliographical research, in order to outline a theoretical framework capable of bringing understanding about the themes treated, mainly, about the system of patriarchy, which is imposed, leading women from this, and from other contexts, to a condition of subalternity. After structuring the framework, two scripts for field research were constructed. The first constituted a semi-structured guide for the focus groups - with managers and the second, also a semi-structured guide, for conducting interviews with six managers from the Institutions CEFET-MG, Instituto Federal de Educação, Ciência e Tecnologia de Minas Gerais (IFMG), Federal Institute of Education, Science and Technology of Northern Minas Gerais (IFNMG), Federal Institute of Education, Science and Technology of Southeast Minas Gerais (IFSUDESTEMG), Federal Institute of Education, Science and Technology of the South of Minas Gerais (IFSULDEMINAS) and the Federal Institute of Education, Science and Technology of the Triangulo Mineiro (IFTM). The results indicate that there is a low female representation in CDs, a reflection of the pressures imposed on women in a patriarchal system. One can also see the fragmentation of the work, more specifically from the gender point of view, which prevents the rise of women in that context. The main barrier pointed out by the interviewees is linked to double and triple working hours, leading them to consider that the limitation is personal and not institutional or structural. The speeches of these women carry traces of a macho, misogynistic and patriarchal culture, leading us to believe that the perspectives presented in this research, from a more conceptual perspective, are unknown to them, since their positions reflect very individualistic positions and are focused on career, in disarray with the proposal discussed in the current feminist “wave” - empowerment, as a collective quest. There is also a lack of knowledge about the influence of patriarchy.

10
  • FRANCISCO LESSA RIBEIRO JÚNIOR
  • Telework in the Federal Revenue Service of Brazil: retrospective and prospective.

  • Advisor : HORACIO NELSON HASTENREITER FILHO
  • COMMITTEE MEMBERS :
  • HORACIO NELSON HASTENREITER FILHO
  • ELIZABETH MATOS RIBEIRO
  • GUILHERME MARBACK NETO
  • EDMAN ALTHEMAN
  • Data: Dec 15, 2022


  • Show Abstract
  • The Federal Revenue Service of Brazil already in 2012 got ministerial authorization to adopt, as a pilot experience, the telework for its servers. Afterwards, in 2016, the experience was approved and the management program was authorized as a practice in the body, allowing its expansion to various work processes. The growth in adherence to this type of work was gradual. At the beginning of 2020, approximately 10% of the servants were in telework, but from then on the growth was quite accelerated, when the public health emergency was already going through, due to the coronavirus pandemic.  The objective of this study is to present contributions to the improvement of the rules and practice of teleworking in the RFB in 10 quarters (3rd quarter/2019 – 4th quarter/2021), identifying aspects related to teleworking conditions that are decisive for good performance in work activities, specificities of work teams, and, after crossing these data, presenting proposals for adjustments or recommendations to the work regime that should prevail after the pandemic with a view to optimizing its results. In the descriptive survey, which also included two open questions, RFB employees were interviewed in telework in the states of Bahia and Sergipe, which form the fifth Fiscal Region. Improvements in metrics were suggested, maintenance of meetings, inclusive presential, stimulus to team alternation, offering of consulting by the institution to ergonomic and TI improving at teleworking places, preserving uniformity in the criteria for the concessions and care to preserve the sense of belonging to the organ. Time flexibility brings a set of advantages, but it penalizes the interaction between teams, demanding some limits. Personal connections bring trust. The extreme individualization of work implies a risk to the continuity of the teams in the long term.

11
  • SERGIO MASCARENHAS SANTOS
  • CREATION OF THE GOVERNMENT SCHOOL OF THE FEDERAL REVENUE OF BRAZIL: TRAINING OF MULTIPLIER PUBLIC AGENTS AND TAX CITIZENS 

  • Advisor : DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • COMMITTEE MEMBERS :
  • MARIO JOSE DEHON SAO THIAGO SANTIAGO
  • DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • EDGILSON TAVARES DE ARAUJO
  • FERNANDO DE SOUZA COELHO
  • LYS MARIA VINHAES DANTAS
  • Data: Dec 16, 2022


  • Show Abstract
  • The present study aims at proposing a school of government in the Federal Revenue of Brazil, pointing out the necessary organizational dimensions, tangible and intangible, to guarantee its functioning. This is a qualitative and documentary research, with the application of a diagnostic questionnaire and use of the 5-point Likert scale. Initially, a brief history of government schools in Brazil and models of these schools around the world were presented, and a brief discussion on tax citizenship, its relationship with tax education, concepts and insertion in the Federal Revenue. The first stage of the research involved the application of a diagnostic questionnaire to verify the perception of employees of the Federal Revenue of Brazil, in the 6th Fiscal Region in Minas Gerais, about the need to create the School. The analysis of this diagnosis pointed to the agreement of the staff regarding the importance of creating a school of government within the scope of the Federal Revenue Service. The second stage consisted of researching documents, regulations and websites of twelve schools of government in Brazil, chosen according to their importance on the national scene, diversity of models and ease of gathering information, which provided subsidies for the construction of organizational dimensions. Finally, the product developed was the project to create the School of Government of the Federal Revenue of Brazil, considering the legal, academic, administrative, structural, financial organizational dimensions and a new dimension created by the author, called interaction with society. The project consists of a set of actions for structuring the school according to the proposed organizational dimensions.

12
  • SARA BARBOSA RANGEL
  • Organizational links of the Federal Revenue of Brazil servers: identification of latent profiles and moderation analysis of the sociodemographic and occupational variables

  • Advisor : DIVA ESTER OKAZAKI ROWE
  • COMMITTEE MEMBERS :
  • CRISTIANO DE SOUSA DEMBOSKI
  • ADAUTO DE VASCONCELOS MONTENEGRO
  • ANA CAROLINA DE AGUIAR RODRIGUES
  • DIVA ESTER OKAZAKI ROWE
  • Data: Dec 16, 2022


  • Show Abstract
  • This dissertation aims to answer the following research problem: How are the organizational links of the Federal Revenue of Brazil (FRB) servers characterized, considering the relationship between the links and the sociodemographic and occupational characteristics? For this, two scientific articles were developed and later will be submitted to scientific journals for publication. Both articles are quantitative research, in which data were collected via an online survey. The collection instrument was a structured questionnaire containing the scales of organizational commitment, organizational entrenchment, organizational consent, and sociodemographic and occupational data of the participants. The survey had the participation of 1,126 civil servants from the RFB. The first article of this dissertation used the technique of latent profile analysis to identify the organizational commitment and entrenchment profiles and the multinomial logistic regression technique for predicting the profiles, considering the sociodemographic and occupational variables and the organizational consent level of the participants. Based on these analyses, four different attachment profiles were identified: (1) moderately attached; (2) low attachment, predominantly uncommitted; (3) low bond; and (4) bound, predominantly committed. The predominant profiles were (1) and (4), which show medium-high and high levels of organizational commitment. Servers with less service time and younger age predicted low attachment profiles. Therefore, the occupants of leadership positions had associated with profiles with higher levels of organizational commitment and the dimension of adjustment to the social position of organizational entrenchment. Regardless of the predictive effect of organizational consent on the identified links profile, it has been found that the higher the consent level, the greater the commitment. The second article of this dissertation used descriptive analysis and moderation analysis to analyze the organizational ties of the FRB servers from their sociodemographic and occupational characteristics and to evaluate the moderating effect of these variables on the relationship between entrenchment and organizational commitment. It was noticed that the technical-administrative servers have lower levels of commitment, entrenchment, and organizational consent. Servers occupying leadership positions were more committed and consenting. Regardless of the moderating effect of the sociodemographic and occupational variables studied, it was possible to notice that the gender of the participants, position held, leadership, age, and length of service all moderated the relationship between the adjustment to social position dimension and organizational commitment. For the impersonal bureaucratic arrangements dimension, there is moderation for gender, position held, age, and length of service. Finally, the relationship between the limitation of alternatives dimension and commitment is moderated exclusively by the size of the service variable. Among the main theoretical contributions of this dissertation are the expansion in studies of organizational entrenchment and consent bonds, especially in articulation with organizational commitment, and the use of more sophisticated methodological techniques: latent profile analysis (article 1) and moderation analysis (article 2). As a practical implication, based on the results found in the articles that make up this dissertation, an organizational intervention project was elaborated that contained a policy proposal and practices for managing organizational ties within the FRB.

13
  • CLAUDIA ISABELE DOS SANTOS PINHO ROCHA
  • STUDENT ASSISTANCE IN BRAZILIAN HIGHER EDUCATION: A CONCEPT ANALYSIS, HISTORICAL TRAJECTORY AND FORMALIZATION OF THE STUDENT ASSISTANCE POLICIES IN THE LIGHT OF THE ACHIEVEMENT OF CITIZENSHIP

  • Advisor : ELIZABETH MATOS RIBEIRO
  • COMMITTEE MEMBERS :
  • ANA CRISTINA MUNIZ DECIA
  • CASSIA VIRGINIA BASTOS MACIEL
  • ELISABETE APARECIDA PINTO
  • ELIZABETH MATOS RIBEIRO
  • LYS MARIA VINHAES DANTAS
  • Data: Dec 19, 2022


  • Show Abstract
  • This study has as its theme the analysis of the student assistance policy of Brazilian federal universities, contemplating its conception, historical trajectory and formalization of policies in the light of the conquest of citizenship. The general objective of this work is, therefore, to revisit the historical trajectory of the student assistance policy in Brazilian higher education to understand and discuss the processes of conformation of its minimum concepts, its regulation and structuring. In this sense, it focused on analyzing the main influential socio-historical processes that made it possible to identify the main changes that occurred in the pattern of Brazilian citizenship, highlighting the following basic aspects: (i) institutionalization of historical demands of social movements as public policies; (ii) the complexity of these policies from the 2000s onwards; (iii) the adoption of affirmative action mechanisms; and (iv) the process of democratizing access to Brazilian Federal Institutions of Higher Education.

2021
Dissertations
1
  • LUCIANO ROCHA GOMES
  • Governance and Behavioral Assumptions: possible relations in health management contracts in Bahia

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • LIDIA BOAVENTURA PIMENTA
  • Data: Feb 23, 2021


  • Show Abstract
  • Partnerships with private entities by agreeing on objectives and performance goals have become an alternative adopted by the government to ensure the provision of services within the Unified Health System (SUS). Other elements are incorporated to the dynamics of public service to deal with these new partners, among them public governance. Thus, the dissertation has as a research question: How the governance model of the Secretary of Health of the State of Bahia (SESAB) influences the behavior of Social Organizations in the provision of services in state hospital units in the light of the Transaction Cost Theory (TCT). The objective is to propose suggestions for improving the governance model of the secretariat's management contracts based on the view of the players involved in the process. We opted for a descriptive, qualitative research, with the techniques of data collection being interviews and documentary research; for data analysis we used thematic categorical analysis. The results point to the incipient adherence of the characteristics identified in the relationship between the SESAB and the OSs to those recommended for a collaborative management, in which publicization fits, and no elements were identified in the institutional structure that promote dialogue, negotiation, flexibility, new and flexible ways of relating, clarity of regulations, among others. Moreover, according to the perception of the interviewees and the documents analyzed, there are weaknesses in the administrative functions that support governance, such as planning and control. The identified situation contributes to spread the occurrence of limited rationality in the transaction, since the information to be processed by the agents of the relation are incomplete or asymmetric, favoring opportunistic behaviors, which are sources of transaction costs, given the need for monitoring implementation, contractual disagreements, need for renegotiation, litigation, among others. It is suggested, then, the institution of the Health Publicization Monitoring Commission, a space for dialogue, negotiation, and evaluation of the partnership, thus promoting the approximation and alignment of the interests and values of the partners (SESAB and OSs), as well as the operationalization of the Monitoring and Evaluation Commission composed of a multidisciplinary team from the accounting, financial, and technical care areas, enabling a comprehensive view of the unit, which should be optimized from the implementation of the management information system of the publicized units.  Considering that this dissertation was limited to the behavioral assumptions of TCT, it is interesting to promote new studies that contemplate the attributes of TCT in management contracts in SESAB, such as uncertainty and asset specificity and how they influence or are influenced by governance. Regarding governance, the study was limited to the administrative institutional dimension, and it is important that other dimensions are contemplated in future studies, expanding the set of information about this theme, especially for its multifaceted character.

2
  • TÚLIO FABRINNE MOURA MATA
  • Análise da Maturidade em Gerenciamento de Projetos na Universidade Federal da Bahia (UFBA).

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • LIDIA BOAVENTURA PIMENTA
  • Data: Feb 23, 2021


  • Show Abstract
  • This thesis seeks to know the level of project management maturity (MGP) at the Federal University of Bahia (UFBA), essential for diagnosing an organization's project management capacity, and starting point for the development of this strategic field. The evaluation was made by sampling, in 71 subsectors, which together formed a total of 32 sectors, which comprise Academic Units (AU) and Central Administration (AC) of the University, in addition to 3 sectors of the Research and Extension Support Foundation (FAPEX). We sought to know the vision of the actors involved with projects, mapped according to the criteria of the PRADO-MMGP model, chosen, among other issues, for being simple, sectorial and widely tested in Surveys, since 2005. The analysis was based on the diagnosis of UFBA (MGP), seeking to improve its GP capacity, using reference standards such as the Project Management Book of Knowledge Guide (PMBOK) and the specificities of the University, based on bibliographic and documentary research. To assess the University's MGP level, a quantitative survey was conducted, applying the questionnaire defined by the model, making a total of 117 respondents. In addition, a qualitative research was carried out, conducted through interviews based on the model’s dimensions, with 8 UFBA managers. It was possible to verify in the Final Maturity Assessment (AFM) that, on average, the level of MGP at UFBA is weak, which is characterized by isolated initiatives, without definition of methodological standards, while that of FAPEX is good, in wich there is the implementation of a GP platform and improved results. In addition, the Adherence profile, Levels (AN) and Dimensions (AD) of both institutions were raised, besides benchmarking UFBA’s results compared to the national average and related institutions. The assumption was proven, showing the highest MGP levels of the Foundation in relation to UFBA’s. The need to evolve maturity levels was demonstrated, highlighting the main points for improvement. Based on the findings, it was possible to elaborate the Action Plan for Improvement of UFBA's GP (PAGP / UFBA), to develop at the University's MGP. Some limitations impacted the development of the research, mainly due to the COVID-19 pandemic, which caused the interruption of the Master's classes and brought some operationalization difficulties to the research. There was resistance from some UFBA managers regarding the use of administrative tools more widespread in the private sector, which requires greater care and debate about the organizational strategy with the Central Administration before an eventual implementation of a growth plan for UFBA’s GP. In contrast, there is a motivation to improve project management among most respondents. It is suggested for future work, that dimensions such as skills training and UFBA's organizational structure related to the GP be explored with greater emphasis, as well as the development of the Growth Plan for UFBA’s MPG, based on the Prado model, considering the PAGP constant in this research.

3
  • MAGNA CORREIA MOREIRA
  • Implementation of the Public Policy of Public-Private Partnership (PPP) in Health: Case Study of the Support Service for Diagnostic Imaging in Bahia.

  • Advisor : VERA LUCIA PEIXOTO SANTOS MENDES
  • COMMITTEE MEMBERS :
  • DENISE RIBEIRO DE ALMEIDA
  • MARA CLÉCIA DANTAS SOUZA
  • VERA LUCIA PEIXOTO SANTOS MENDES
  • Data: Feb 26, 2021


  • Show Abstract
  • This dissertation aimed to understand the process of implementing Public-Private Partnership (PPP) in Support Services for Diagnostic Imaging in the Public Health Network of the State of Bahia, considering the strategies, specificities and relationships between principal-agent. Qualitative research was carried out through a case study. Data were treated through content and document analysis. The theoretical basis was the Agency Theory, the New Public Management approach and the Public Policy cycle, specifically with regard to the Implementation stage. Some problems regarding the Agency Theory were discussed: opportunistic behavior; nature of uncertainty, since the contract that governs this relationship is long term; information asymmetry and difficulties in the management of Image PPP. The results indicated that the Diagnostic Support Service has specificities and that the process of implementing the PPP requires, from the Principal, strategies that involve capacity for governance, planning, monitoring and evaluation of services, training of personnel and investments in infrastructure, such as Information Systems, which have not yet been sufficiently developed. As for the Implementation methodology of this PPP, aspects of the top-down and bottom-up perspectives were verified. This dissertation sought to contribute, in theoretical and practical terms, to deepen the knowledge about the implementation of PPP in Diagnostic Support Services. That being said, it is recommended that the Principal adopt strategies capable of reducing the difficulties of the Implementation and invest in improvements in the monitoring and evaluation of the activities developed by the Agent, as explained in the Notice and in the Contract, in order to achieve the principle of efficiency and evaluate user satisfaction.

4
  • GABRIELA DO NASCIMENTO SOUZA
  • Quality assessment in hospitals in Salvador managed by Social Organizations.

  • Advisor : VERA LUCIA PEIXOTO SANTOS MENDES
  • COMMITTEE MEMBERS :
  • ALMERINDA ROSALIA LUEDY REIS
  • RICARDO COUTINHO MELLO
  • VERA LUCIA PEIXOTO SANTOS MENDES
  • Data: Mar 2, 2021


  • Show Abstract
  • This dissertation aimed to evaluate how hospitals in Salvador managed by Social Organizations guarantee quality according to the Management Contract. To this end, the hospital network in Bahia under the management of Social Health Organizations (OSS) was characterized, selecting state hospitals in Salvador managed by Social Organizations and identifying how the management contract indicators approach or distance themselves from the National Accreditation Organization (ONA) standards. Exploratory, descriptive research was carried out with a qualitative approach. Manager of the Health Secretariat of the State of Bahia (Sesab) and Hospitals were interviewed, documentary analysis and secondary data were performed, using the data from surveys applied by OSS between 2017 and 2019 as a result indicator on user satisfaction. Results indicate that the management model by Social Organizations is predominant in the State hospital network, with seven Social Organizations participating in this program in the management of 18 hospitals, 33% of which are based in Salvador; the management contract adopted does not establish indicators capable of evaluating the structure or the care process, which weakens the state's regulatory power, as it does not have an evaluation system that allows the results of these services to be evaluated. Although hospital managers recognize advances produced by this type of management in the network's hospitals, they mention limitations in the physical structure and in the provision of hospital medical equipment in those units, in addition to difficulties in maintaining the dimensioning of personnel appropriate to their functioning. From the perspective of the Sesab manager, there are problems in the building’s physical structure, but she considers that there have been advances with regard to the technological park of hospitals in the state public network. She recognizes the planning of contractual goals and the evaluation system as a factor that makes quality assurance in these hospitals difficult. Still from the perspective of state management, the model’s potential is the possibility of contracting a product that meets the needs of offering services to the SUS. In this sense, it is proposed to Sesab to adapt the quality assessment system contained in contracts, adopting indicators that evaluate the results, not only based on the measure of efficiency and user satisfaction, but also considering aspects of patient safety and ONA requirements for level 1 hospital accreditation, with accreditation being recommended.

5
  • LUCIANO PINHEIRO DOS SANTOS
  • Cooperation network for moodle ava's maintenance: a proposal for public institutions of higher education in Bahia’s state

  • Advisor : HORACIO NELSON HASTENREITER FILHO
  • COMMITTEE MEMBERS :
  • ERNESTO MICHELANGELO GIGLIO
  • FRANCISCO LIMA CRUZ TEIXEIRA
  • HORACIO NELSON HASTENREITER FILHO
  • Data: Mar 31, 2021


  • Show Abstract
  • The use of educational technologies in public Higher Education Institutions (HEIs) has expanded each year with the increase in distance learning courses, through systems such as a Virtual Learning Environment (VLE), like the free software MOODLE, that was adopted by many of these institutions. Considering aspects such as the insufficiency of technical teams specialized in supporting VLE and the need for technological maintenance of this system, this work sought to identify VLE maintenance practices by public HEIs in the State of Bahia and the permeability of IT managers or VLE, of these IES, in forming a cooperation network, with the main objective of indicating how these Bahian institutions can benefit from this network, as an instrument to expand the collective capacity to maintain their respective virtual environments. For this, the qualitative and quantitative approach was used, through exploratory research, through a case study in public HEIs in Bahia, users of the MOODLE software. In the first stage of the research, using the focus group technique, we sought to identify the maintenance processes of the MOODLE system. In the second stage, through a questionnaire, collective practices were identified for activities related to their maintenance. In addition, there was a block of items to identify the permeability of forming a cooperation network with these HEIs. At the end of the work, based on bibliographic research and the analysis of the results obtained in the research stages, it was possible to understand that the participating managers showed interest in the composition of the cooperation network and indicated deficiencies regarding the performance of corrective and perfective maintenance in the VLE, among others. Finally, a proposal was elaborated for the formation of the cooperation network between the public HEIs of Bahia, contemplated by a draft of the cooperation term and a virtual room, using the VLE itself, for the management of the network, covering proposals for the design (structure, formality…) and the operation (inclusion of new members, roles of the actors…) of this network.

6
  • ITALANY ANGÉLICA DA SILVA BARBOSA
  • Integrated and Somactive Evaluation Model: an approach on its contributions to the analysis of the TD&E system of SENAC-BA.

  • Advisor : TANIA MOURA BENEVIDES
  • COMMITTEE MEMBERS :
  • DANIELA CAMPOS BAHIA MOSCON
  • GABRIELA SOUSA REGO PIMENTEL
  • TANIA MOURA BENEVIDES
  • Data: Apr 8, 2021


  • Show Abstract
  • This dissertation aims to analyze the Corporate Training, Development and Education (TD&E) system of the National Commercial Learning Service, Regional Bahia (SENAC-BA), from the Integrated and Somative Assessment Model (MAIS), in order to contribute to the development of professionals working at SENAC. To carry out this research, we started on the following research question: How can the Integrated and Summative Assessment Model (MAIS) contribute to the structuring of the SENAC-BA TD&E System? For its execution, with regard to methodology, a bibliographic research was initially based in order to delineate the categories of analysis that guided the construction of the theoretical framework. Next, a documentary research was carried out, evaluating the different documents required in MAIS and made available by the institution and, finally, a field research was carried out to evaluate the perception of managers and employees. In the field research, we chose to use the questionnaire as an instrument to collect. For the collection of primary data with managers, a questionnaire was developed based on the categories of analysis of MAIS. The questionnaire was also used to collect data with the employees. The instrument was organized into four parts, including: Free and Consented Clarification Term; Respondent profile; and two scales. The first called the Current Perception Scale of Professional Development (EPADP) and the Evolutionary Perception of Professional Development Scale (EPEDP). The application of the two questionnaires was carried out between January and February 2021. Additionally, participant observation was used. This is a single case study of SENAC, Regional Bahia, so the data were analyzed from data triangulation. The results show that the diagnosis of the SENAC-BA TD&E system, based on the MAIS model, were recognized as effective in the needs assessments, planning and execution of the TD&E, however, the implementation of continuous improvements to the system should be considered.

7
  • TANIA DANTAS PEREIRA
  • Organizational Entrenchment: a study among SUS/BA auditors.

  • Advisor : DIVA ESTER OKAZAKI ROWE
  • COMMITTEE MEMBERS :
  • DIVA ESTER OKAZAKI ROWE
  • SONIA MARIA GUEDES GONDIM
  • VÂNIA MEDIANEIRA FLORES COSTA
  • Data: Apr 27, 2021


  • Show Abstract
  • This dissertation aims to understand the organizational entrenchment link between SUS/BA Auditors, through the perception of the social actors involved. The concept of organizational entrenchment adopted was proposed by Rodrigues (2009), whose composition comprises the following dimensions: Social Position Adjustments, Impersonal Bureaucratic Arrangements and Alternative Limitations. In order to achieve the outlined objective, a descriptive research was carried out, with a qualitative and transversal approach. The research was carried out within the scope of SUS/BA Audit, a control body, part of the National Audit System, linked to the State Health Department of Bahia. The choice of the SUS/BA Audit was due to the fact that the researcher is part of this institution’s staff. Data collection took place in two stages. In the first stage, two focal groups were carried out online with the total participation of nine auditors who exert operational activities. In the second stage, seven individual semi-structured interviews were conducted with managers. The data obtained was analyzed using the content analysis technique. The results revealed the perception of the commitment and organizational entrenchment links among the auditors. Impersonal Bureaucratic Arrangements and Limited Alternatives are the dimensions that determine entrenchment in the auditors' perception. Regarding the antecedents, there is a greater notion of the influence of organizational factors on the link, especially stability. Regarding the consequents, it became evident that entrenchment negatively affects both the individual level, with work overload and illness, as well as the organizational level, with the work’s quality loss and bad organizational climate. Finally, the research revealed actions and organizational practices that, in the perception of managers, can help the entrenchment management. In this sense, the role of leadership stands out, as well as the need of qualified managers, the investment in organizational practices that encourage professional development, promotion of the civil servant’s appreciation, recognition of work, participation in decision-making processes, as well as raising institutional visibility. Based on the results obtained in this research, it is suggested that studies on organizational links, especially entrenchment, be expanded to Sesab, in order to identify factors that hinder the adoption and implementation of organizational actions and practices, recognized in the literature as necessary for the establishment and development of a more favorable link to the server-organization binomial.

8
  • ANA FERNANDA DE BORJA GONÇALVES DANTAS
  • Audit of the Unified Health System, a component of the State of Bahia, as an instrument of horizontal accountability.

  • Advisor : ANA RITA SILVA SACRAMENTO
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • JOSE ANTONIO GOMES DE PINHO
  • LIDIA BOAVENTURA PIMENTA
  • Data: May 3, 2021


  • Show Abstract
  • The promulgation of the Constitution of the Federative Republic of Brazil, in 1988, revealed devices linked to the public administration, urging it to comply with principles and to create control bodies, a fact that, at least in theory, contributed to the accountability process in its sense horizontal. The public administration has sought to improve mechanisms and instruments that can meet the needs and expectations of citizens, while protecting constitutional rights. Public health services should also look for ways to be accountable, that is, transparent to the point of holding those responsible for causing damage to the citizen or the purse. It is in this context that the Audit/SUS/BA, with its assignment as a supervisory body, can contribute to the rendering of accounts, the transparency of governmental acts and the accountability of public management. This work has the general objective of proposing suggestions for improvement in the work process of the Audit of the Unified Health System (Auditoria/SUS/BA), a state component of the National Audit System (SNA), an internal control body, that contribute to its acting as an instrument of horizontal accountability, identifying its limits and potential, specifically regarding its dimensions of answerability and enforcement. In order to achieve their desideratum, a discussion was made about the translation into Portuguese of the term accountability and the interrelation of its dimensions with the SUS/BA Audit, and then, through a qualitative approach, we analyzed the audit reports, available at Sisaud (Audit Information System), scheduled and closed between the years 2016 until December 2019 and which resulted in referrals to the State Prosecutor's Office. Semi-structured interviews were also applied to the auditors and managers of the SUS /BA Audit and for the analysis of the data, thematic categorical analysis was used. The results show that the Audit/SUS/BA reports are not published; there is also no standardization of referrals to Sesab's internal bodies; auditees and providers do not make full use of the appeal phase; for the most part, there is no response from the Public Ministry of the State of Bahia (MPBA) to the audits carried out; most of the time, it is not possible to determine clearly and explicitly the authorship and materiality of the irregular and illegal facts for effective accountability and there is a patent delay in completing the administrative audit processes, culminating with this, often in filing processes and non-punishment of those responsible. To improve the work process, it is suggested to publish the reports on the Sesab website; periodic meetings with the actors of the Audit; implement the Accountability Matrix in the preparation of reports and create a nucleus for monitoring deadlines and monitoring audit processes. Finally, it is suggested that studies be carried out on the other components of the National Audit System.

9
  • MARCELO OLIVEIRA DOS SANTOS
  • Staff allocation: an analysis of UFBA processes in the light of Strategic People Management

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • LIDIA BOAVENTURA PIMENTA
  • Data: May 12, 2021


  • Show Abstract
  • The evolution of the public management transformation scenario is aimed at a public administration focused on the adoption of a new management model based on the strategic management of people. Thus, this research sought to continue the findings of Almeida (2018) who analyzed the process of allocating the occupants of the position of Assistant in Administration in the selection process at UFBA in 2013 based on the contributions of the strategic management of people. This dissertation followed in the same vein, however, analyzing the new entrants in the 2016 selection process. As for the methodology, the study used descriptive research with a qualitative approach, with interviews, questionnaires, bibliographic surveys and documents as the main instruments of data collection. Initially, the questionnaire used by Almeida (2018) with Assistants in Administration, who started in 2016, was replicated in order to compare such data with those in 2013, as well as the replication of interviews with managers of teaching units and members of the administration central, which were the subject of research by that author. Content analysis was the tool used as a means of analysis. The results showed significant advances in contrast to the selection process in 2013, such as the attraction of civil servants with a higher level of qualification (undergraduate, master's and doctoral degrees); higher level of satisfaction with the allocations from the admission interview by specialized technicians through the reformulation of their instrument, added to the reformulation of the form for requesting a server; the implementation of the UFBA Server Reception and Monitoring Program (PAAS); the creation of the Server Guide, among others. Although it has signaled some advances, the assumption of the research carried out by Almeida (2018) is maintained and maintained by the researcher, when he determines that the demands required for the effective management of people at UFBA be met only partially, considering these advances are still incipient. The main limitation is the interruption of face-to-face activities as a result of the pandemic, making it impossible to access information, documents and, mainly, to some essential actors, which would certainly add more consistent data to the proposed analysis. As suggestions for future work, the continuity of this research is indicated, covering all TAE of UFBA, as well as of other IFES that adopt different allocation processes in order to confront them, especially with those that already adopt management by competencies. This analysis would serve as a guideline to understand the relevance and criteria adopted by these institutions, as well as to capture the perceptions of the various institutional actors, with a view to further improving the UFBA allocation process. It is also suggested to analyze the scope of the objectives, guidelines and goals of the PDI UFBA (2018-2022), based on the perception of its institutional actors, with a view to reflecting on the implementation of strategic people management as a management model at UFBA.

10
  • LUCIANA ALVES ARAÚJO
  • Auditing communication: a study in the State of Bahia Health Department based on Agency and Information Theories.

     

  • Advisor : ANTONIO FRANCISCO DE ALMEIDA DA SILVA JUNIOR
  • COMMITTEE MEMBERS :
  • ANTONIO FRANCISCO DE ALMEIDA DA SILVA JUNIOR
  • ANTÔNIO VINICIUS SILVA CALDAS
  • DENISE RIBEIRO DE ALMEIDA
  • Data: May 28, 2021


  • Show Abstract
  • The auditor is a producer of information. It is part of the routine of such professional to transform data into information and its transmission to interested parties, via a communication channel. This study, with a qualitative approach, exploratory and descriptive nature, and a multi-theoretical basis, aims to assess how the evolution in the State of Bahia Health Department (SESAB) auditing process aligns with the practices recommended in the Agency and Information Theories literature regarding the communication flow and, consequently, the quality of the information conveyed. Taxonomy was used to assess, year by year, the number of events in each category and to describe in a qualitative way the observations that were most relevant; and benchmarking was used to identify good management practices, through performance and good practice comparisons among four entities of the National Audit System (SNA) – that of Bahia in relation to São Paulo, Pernambuco and Santa Catarina. The scenario that is envisaged is that the Bahia component still seems to keep the focus on formal and legal aspects, in consolidation of its normative function. On the other hand, the analysis of records in sector documents has shown an incipient movement towards the modernization of audit practices, which started in 2014 with the creation of the SUS / BA Audit website. This study revealed the need to expand the communication channel currently in use by the SUS /BA Audit, making it more fluid. Likewise, it was found that the situation mentioned in this research is not unique to the SUS / BA Audit, as there are communication problems in all the analyzed components of the SNA, especially in the state components.

11
  • JAMILLY MURITIBA ARAÚJO
  • Analysis of specialized medication purchasing in the state of Bahia according to the theory of transaction costs

  • Advisor : DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • COMMITTEE MEMBERS :
  • DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • DENISE RIBEIRO DE ALMEIDA
  • PAULO RICARDO DA COSTA REIS
  • Data: May 31, 2021


  • Show Abstract
  • The organizations work in a very distant reality from a healthy competition. In practice, there are failures in the Market and in the search for an efficient balance. There are expenses to negotiate and monitor; there are also people’s behaviors to coordinate. This work examines the purchases of medications specialized in the context of Superintendency of Pharmaceutical and Technological Assistance (Saftec), with the objective of analyzing the transaction involved in the acquisition of these drugs in the state of Bahia. To achieve the proposed objective, we analyzed the State Healthy Pan (PES) – 2016 a 2019, the Annual Management Report (RAG) – 2019, medication bidding processes from the Specialized Component of Pharmaceutical Assistance (CEAF) and purchase processes of the drugs, both from 2019. In addition, we applied semi-structured interviews to actors in the process of purchasing specialized medications in the state of Bahia. For the data analysis, we used the content analysis technic, starting from the behavioral dimension and the transactional attributes of the Cost and Transaction Theory (CTT), considered fundamental to the analysis of the problem and to reach the objective of this work. The results show that the transaction costs present themselves in a variety of manners in the acquisition process of specialized medications, involving the various elements of CTT. Thus, the limited rationality is shown by the form in which the questioning about the public notice, medication descriptions, and benchmark price; and considering the behavioral aspect, the public administration recognizes that the contracts are incomplete, thus establishing contractual safeguards. Delays in signing the AFM, suppliers who quote products they do not have in stock, attempts to deliver products with expiring dates below what was established in the auction and with different brands from what was quoted and that do not meet the criteria specified in the auction, companies that require a price closer to the maximum selling price to the government - because they are the only producers/suppliers; those were the situations found related to opportunism. The uncertainty was expressed through the incidence of bidding processes deserted and failed; lack of information about the availability of items in stock by the supplier; lack of feedstock, logistical problems and even problems related to macroeconomic and unpredictable factors. The particularity of the actives was revealed by the requirement of good fabrication practices certificates (CBPF) and medications leaflets, as well as by the composition of batches of just one drug from the bids. In relation to the frequency of transactions, we identified the occurrence of recovery requisitions in a smaller part of companies. It was possible to verify an improvement in the management by the establishment of a flow to the acquisition; on the other hand, we verified the nonexistence of bidding courses specifically for the area of medication. The limitation shown in this research indicate that the interviews did not include medication supplying agents or the auctioneers of the State, just as it did not access the totality of documents required by the researcher. For future studies, besides expanding the number of individuals participating, it is suggested the analysis of the incidence of distortion in price and bidding processes in electronic auctions in relation to waiver, as much as evaluating the impact of the Covid-19 Pandemic on the transaction costs in the acquisition of drugs from CEAF.

12
  • JAQUELINE PEREIRA SANTOS
  • DATA EVELOPMENT ANALYSIS AS AN INSTRUMENT OF AUDIT MANAGEMENT IN SUS

  • Advisor : ANTONIO FRANCISCO DE ALMEIDA DA SILVA JUNIOR
  • COMMITTEE MEMBERS :
  • ANTONIO FRANCISCO DE ALMEIDA DA SILVA JUNIOR
  • ANTÔNIO VINICIUS SILVA CALDAS
  • FRANCISCO MARTON GLEUSON PINHEIRO
  • Data: Jun 4, 2021


  • Show Abstract
  • This study discusses two applications of Data Envelopment Analysis (DEA), highlighting the possibilities and limitations of the use of this methodology to subsidize the Auditory management of SUS (Unified Health System). In order to do that, we opted for the application of said methodology in Hospitals and Cities, because they are subjects susceptible to being audited by AUDITORIA/SUS/BA. DEA is a technique used to measure the efficiency of Decision-Making Units (DMU), it is also a very important method of monitoring public policies, because besides allowing the identification of inefficient use of the resources that are repassed to the many social area by the public management organizations, it can also assist the evaluation of generated resources. Therefore, it is a great tool that can be used by the public audit organizations, thus promoting Public Governance. As of the diagnosis of its application, the results obtained were compared to the State Audit Planning (PEA) held by AUDITORIA/SUS/BA, for the quadrennium 2020-2023. The results of this research showed that the DEA has the capacity of becoming an important tool in the strategic process of AUDITORIA of SUS, helping in the planning of audits in health, identifying inefficient units, prioritizing audits, enabling, a greater support to the audit works.

13
  • ADRIANA SOUZA SILVA
  • The permanence of the nontraditional student of Federal University of Bahia.

  • Advisor : JAIR SAMPAIO SOARES JUNIOR
  • COMMITTEE MEMBERS :
  • ALOISIO MACHADO DA SILVA FILHO
  • ELIZABETH MATOS RIBEIRO
  • GRACE KELLY MARQUES RODRIGUES
  • JAIR SAMPAIO SOARES JUNIOR
  • SAMIR ELIAS KALIL LION
  • Data: Jun 18, 2021


  • Show Abstract
  • The expansion of higher education in Brazil, previously restricted to a privileged group of
    students with entrance at the appropriate age, financed by family members, with the availability
    of time to dedicate themselves to studies and with good intellectual and school education, enabled
    the access of more heterogeneous groups, composed of adults, workers, members of low-income
    families, etc. In the Federal Institutions of Higher Education (IFES), historically more elitized,
    the nontraditional student (ENT), despite the various limitations, is no longer minority, but many
    are unable to remain until the conclusion of the course. In this sense, it is important to identify the
    profile of the nontraditional student at the Federal University of Bahia (UFBA) and the factors
    that influence their permanence, aiming to bring the discussion to university management in
    order to qualify the service of these students, especially when the scarcity of resources is
    increasing. As a methodological procedure, exploratory research with a sample survey carried out
    in two stages with 76 undergraduate students at UFBA was used. Two questionnaires were used,
    the first to identify the nontraditional student and his main characteristics, and the second, to
    assess permanence. The answers obtained were subjected to statistical analysis and the data
    reveal that nontraditional students at UFBA are mainly women, browns and blacks, workers,
    financially independent, coming from a public school, studying during the day, they are over 25
    years old, per capita family income of up to 1.5 minimum wages, their parents did not participate
    in higher education, they are probably the first of their families at university, and their greatest
    difficulty in entering higher education was to reconcile work with studies. The cluster analysis
    made it possible to identify that the student's permanence in the institution is a function mainly of
    convictions prior to entering the course, and of the current motivations, the degree of satisfaction
    with the chosen course demonstrates the student's desire to continue enrolled in the course.
    Participation in academic and student assistance programs was less important for the
    nontraditional student, even considering the various factors of a personal, socio-cultural and
    economic nature that hinder their permanence. Thus, it is possible to perceive that the
    permanence of the nontraditional student at UFBA is related to their economic and social origin,
    but it may have a lesser weight if the reception at the university is greater. Considering the
    importance for IFES to seek means for the permanence of their students, both Questionnaire 1
    designed to survey the characteristics of the nontraditional student at UFBA, as well as the
    typology of nontraditional student and the factors that influence their permanence, can assist in
    the choices of the policies and programs adopted to make this student stay and complete the
    course. Thus, through the proposed taxonomy, some policies and actions adopted at UFBA can be
    focused on the nontraditional student, in order to allow a higher qualification in attending this
    type of student, seeking to overcome obstacles that the scarcity of resources imposes, including
    encouraging the support of this nontraditional students by members of the academic community
    through voluntary work. It is necessary to discuss solutions with the same care as those who do
    volunteer work, after all the university are us.

14
  • CARLOS ALBERTO RAMOS BISPO DOS SANTOS
  • Professional Master in Administration: Possible contributions in the view of administrative technicians and managers of the Pro-rectory of People of UFBA.

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • LIDIA BOAVENTURA PIMENTA
  • Data: Jun 21, 2021


  • Show Abstract
  • Brazilian Public Administration has evolved through three basic models: patrimonial, bureaucratic and managerial. More recently, with the processes arising from the greater complexity experienced by organizations in general, and by public organizations specifically, these have been led to seek management models that allow them to meet the new and increasingly complex social demands, which in general, start to demand greater quality and agility in the services provided by public institutions (BRESSER-PEREIRA, 1996; ABRÚCIO, 2011; PANTOJA et al, 2012 and MOTTA, 2013). Thus this research sought to identify possible contributions of the professional master's degree to administrative technicians and managers of the Pro-Rectorate of People (PRODEP) of UFBA. The dissertation analyzed from the perspective of the actors involved the possible contributions to the development for TAE and institutional. To do so, it focused on the first class of professional master's degree offered to TAE at UFBA, in 2016. As for the methodology, the study used a descriptive research of qualitative approach, with the main instruments for data collection: institutional documents (secondary data), semi-structured interviews (primary data) with PRODEP managers and TAE. Initially, we interviewed the Administrative Assistants, graduates of the first MPA class of the School of Administration, as well as the managers of PRODEP in order to characterize the contributions of the Professional Masters to the education of these professionals. The approach is qualitative in nature, since, according to Godoy (1995) this type of research involves obtaining data in interactive processes through direct contact between the researcher and the analyzed event, seeking to understand the phenomena from the perspective of the participants in the analyzed environment. Content analysis was the tool used as a means of analysis. The results identified the incipient advances in the understanding of the research assumption, which was only partially met. As limitations, it was identified the positioning of most of the top management that makes it difficult to incorporate the learning of these professionals to the institutional daily routine, because there is resistance to changes in the model traditionally used in institutional work processes. In other words, the technicians have not yet found an ideal organizational environment for the operationalization of the products elaborated in their dissertations, even though it is possible to use them on different fronts at UFBA. It is suggested as future work, unfolded here, the continuity of the research taking as a base other diverse Professional Master classes, in order to identify possible forms of greater applicability of the dissertations, always contemplating the demands of the organization, considering that such contributions can improve the quality and efficiency of the services provided to society by UFBA.

15
  • LIDIANE ROCHA DE SOUZA
  • Evaluating the evaluation: an analysis of the process of follow-up, monitoring and evaluation of the Sesab’s management contracts.

  • Advisor : ARIADNE SCALFONI RIGO
  • COMMITTEE MEMBERS :
  • ANA PAULA CHANCHARULO DE MORAIS PEREIRA
  • ARIADNE SCALFONI RIGO
  • DENISE RIBEIRO DE ALMEIDA
  • Data: Jun 22, 2021


  • Show Abstract
  • This research aimed to evaluate how the Health Department of the State of Bahia (Sesab) carries out the Process of monitoring, following-up, and evaluating the management contracts (PMA) under its responsibility. We sought to describe the PMA (as established by the State Program of Social Organizations), and how the Sesab carries it out, identifying the main obstacles and advances in the process. To elaborate the methodological design, it was necessary to adopt evaluation criteria for meta-evaluation, which were adapted from the model developed by the Federal Court of Accounts (TCU) for the elaboration of the Maturity Index of the Evaluation Systems of Government Programs. The scope of those interviewed was formed by technical evaluators and managers of the coordinations responsible for the PMA; adding to the analysis of the payment processes of the social organizations and the audit reports of the internal and external control bodies. The main results obtained were the absence of standardization and institutionalization of methodologies and processes; absence of a Business Intelligence System; undersized teams with no effective staff in their composition; servers without formal training; deficient communication; timeliness of information. The results demonstrate that the Sesab faces a great challenge ahead, to the extent that it may be necessary to restructure or redesign its process for monitoring and evaluating management contracts. Consequently, it has an impact on reassessing the State Program of Social Organizations, in spite of its actions of control, inspection, monitoring, and evaluation of the partner units.

16
  • RENATA MELO PAMPHILO
  • Governance in public-private partnerships: limits and advances in the Health Department of the State of Bahia.

  • Advisor : DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • COMMITTEE MEMBERS :
  • DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • ELIZABETH MATOS RIBEIRO
  • LUCAS SANTOS CERQUEIRA
  • Data: Jun 30, 2021


  • Show Abstract
  • In the exercise of their functions, governments face the most varied risks. The capacity of an organization's institutional governance arrangements to act in the face of the complex and dynamic scenario of Public-Private Partnerships (PPPs) directly reflects on the conditions under which risk management will take place, and its integration into the management processes of PPP contracts is therefore essential. in order to qualify the decision-making of public managers.
    Thus, the present study, analyzing the limits and challenges of risk management of the Health Department of the State of Bahia (SESAB) from the institutional governance arrangements implemented in public-private health partnerships, intended to fill the gap indicated by Souza et al (2020) of empirical studies that can deepen the institutionalization of risk management in public organizations, as well as Andrade (2019) notes the need for further studies on risk sharing in PPPs, given the complexity of the model, and should the analysis goes beyond the list of risks included in the contracts. Based on the themes of governance, risk management and PPPs, this exploratory, descriptive and applied research used a qualitative approach and thematic categorical content analysis having as references the principles of the risk management model of The Orange Book, from the United Kingdom (2020). For the construction of the analysis corpus, the following data collection instruments were used: questionnaire, semi-structured interview and documents of PPP contracts in health (PPP of Hospital do Subúrbio, PPP of Image and PPP of ICOM). The findings of this study confirm the assumption of this research that SESAB's risk management is embryonic, making it difficult to consolidate governance and failing to reduce uncertainties linked to PPP contracts, as well as increasing implementation capacity. of public policy through a Public-Private Partnership. This research brings as a limitation the risk management analysis under the prism of one of the parties involved in the health PPPs (Grantor - SESAB), not considering the perspectives of the other actors of the contractual relationship, Concessionaire and the Independent Verifier, for example, which would probably increase the perception and the debate on risk management in PPPs. It is hoped that this research will shed light on the limits and challenges of risk management exercised by public administration in PPPs, collaborating to remove it from invisibility, so that solutions can be constructed and instituted in the search for efficient results in the provision of public services to society.

17
  • JULIANA SANTANA SANTOS
  • The importance of the Municipal Audit Component for the institutional control of SUS: a study in the health region of Salvador

  • Advisor : ANA RITA SILVA SACRAMENTO
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • LIDIA BOAVENTURA PIMENTA
  • Data: Jul 6, 2021


  • Show Abstract
  • The Federal Constitution of Brazil estimates that its public health system Sistema Único de Saúde – SUS must be regulated, supervised, and monitored regularly. Because of its systemic concept SUS needs to be continuously evaluated and the results obtained from these evaluations need to be converted in a feedback for its improvement. The purview to audit and control SUS is given to Sistema Nacional de Auditoria – SNA/SUS that was instituted by the Law Number 8689/93 and regulated by the Decree number 1651/95, as a subsystem of Sistema Único de Saúde acting in a decentralized manner in the three management areas of SUS, through its components (federal, state and municipal). The Componente Municipal de Auditoria do SUS – CMA/SUS (Municipal Audit Component) which is part of the SNA, works as an institutional control instrument and must be implanted and working regularly as legal obligation to the cities that are part of the Gestão Plena do Sistema de Saúde – Comando Único (Full Management of the Health System – Single Command), although the surveys that were conducted show a negligible number of this implanted component. Therefore, it is necessary to have a support through the technical cooperation of the federated parts, in order to strengthen the control mechanisms, through CMA/SUS. Thus, the general objective of this work is: to propose actions that, in the light of the systemic approach, subsidize the Secretaria de Saúde do Estado da Bahia (SESAB) (Health Secretariat of the State of Bahia) to contribute to the reinforcement of the control of the institutional dimension of Sistema Nacional de Auditoria no Estado da Bahia, through the Componente Municipal de Auditoria. For this purpose, we made a qualitative, exploratory, descriptive, bibliographic, documental, and field study. We identified immediately, with the results, important gaps in control in SUS and, because of the existence of this mechanism exercised by CMA, they can contribute to the fragility of the structural actions of SUS. These findings solidify the understanding that the audit, through SNA with its components, need to be invigorated and constitute an instrument that is able of subsidizing the decision-making process of the health manager, adding to the ongoing building and strengthening of SUS.

18
  • CLAUDIA MARIA BANDEIRA PELLEGRINI
  • Small hospitals: relevance of the implementation of public policy in Bahia

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • LIDIA BOAVENTURA PIMENTA
  • Data: Jul 8, 2021


  • Show Abstract
  • The municipalization resulting from the decentralization process of SUS has made the municipality the main space for the implementation of different health policies. The Ministry of Health, aiming at strengthening small hospitals and understanding their performance as a strategic element for comprehensive health care, instituted the Small Hospital Policy (PNHPP). In order to promote the regionalization of health services, Bahia sought to expand its scope. Thus, in addition to the perception that such measures promote greater security for the population and easier access to health services, this study aimed to demonstrate the level of implementation of the State Policy of Small Hospitals (PEHPP) in eight municipalities of the state, considering the context experienced in the period 2014-2020. To carry out the research, it was used the analysis of documents and questionnaires applied with users of these services, in order to obtain the necessary elements to answer the research question, using the content analysis based on the categories of the evaluation model focused on the objectives of public policy. The results of the work point to an intermediate level of implementation of this policy, with emphasis on the back-up actions of the Family Health Strategy, care to emergencies with the guarantee of continuity of care through referral to units of greater complexity. It is also noteworthy that 75% of the evaluated municipalities are responsible for most of the hospitalizations of their population. The main weaknesses found refer mainly to the managers' lack of responsibility in the implementation of the policy, neglecting the environment, the supply of equipment and of adequate human resources. Similarly, it was found a great vulnerability in the guideline linked to the model of care to normal birth, a priority for the policy, as well as the total absence of acting as a back-up for regional reference hospitals, in the counter-reference of stabilized patients, whose relevance has been greater during the pandemic. In this context, knowledge of the degree of implementation of the PEHPP can determine inconsistencies in the process and the necessary corrections in the course of the program. Thus, with this purpose in mind, we have as a product of this work, the proposal of a matrix to evaluate the degree of implementation of this policy. This matrix was applied to the hospitals that were the object of this research, and may be replicated and expanded for the evaluation of other hospital units, both in Bahia and in other Brazilian states. The main limitation of this dissertation is the number of questionnaires answered, which was impacted by the pandemic context that made it difficult for the researcher to access users and municipal managers. In order to overcome these limitations, we suggest the development of new studies investigating a larger number of users, as well as including municipal managers from different levels, thus contributing to the improvement of the matrix proposed here.

19
  • THAIENNY SABACK DE SOUZA
  • O ENFRENTAMENTO DA PANDEMIA DE COVID-19 NO ESTADO DA BAHIA: POSSIBILIDADES PARA O PLANEJAMENTO DA AUDITORIA DO SUS/BA

  • Advisor : ELIZABETH MATOS RIBEIRO
  • COMMITTEE MEMBERS :
  • ELIZABETH MATOS RIBEIRO
  • HORACIO NELSON HASTENREITER FILHO
  • ROMILSON DO CARMO MOREIRA
  • FRANCISCO MARTON GLEUSON PINHEIRO
  • Data: Jul 13, 2021


  • Show Abstract
  • The high volume of resources involved in confronting Covid-19, associated with the relaxation of rules for purchasing and contracting, brought a greater risk of resource diversion, which should be prioritized by the control institutions. Therefore, a quantitative, exploratory research was carried out, with the objective of identifying how available information on the confrontation of Covid-19 in the state of Bahia can support the reorientation of the planning of the Audit of SUS / BA by prioritizing objects to be audited. Therefore, three statistical models were built using multiple linear regression, to establish relationships using as independent variables the number of cases and deaths per Covid by cities of residence and occurrence. The models showed that the dependent variables of average household income per capita and percentage of the population with corresponding sanitation conditions are related to the three models, while the number of beds and respirators only show significant statistics when evaluating deaths by occurrence and Covid features only related to the number of cases. The number of physicians was not significant and had a negative predictive effect in the three models. In turn, an analysis of the indicators in a concentration of beds, equipment and professionals, especially in the capital and, to a lesser extent, in the municipalities of the health regions, which was not accompanied by the release of resources. As a proposition resulting from the research, a risk matrix was elaborated for the selection of municipalities that should be prioritized as an object of audit with regard to fighting the pandemic.

20
  • TATIANE MOTA LEMOS ARAUJO
  • Public Governance of Management Contracts: Possible Contributions from the Auditing of SUS.

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • DENISE RIBEIRO DE ALMEIDA
  • ANA RITA SILVA SACRAMENTO
  • LIDIA BOAVENTURA PIMENTA
  • Data: Jul 13, 2021


  • Show Abstract
  • The institution of the State Program of Social Organizations in Bahia demands the improvement of the mechanisms of inspection and regulation of private action to increase efficiency, as well as to restrain behaviors that do not converge with good administrative practices. Thus, this research aimed to analyze the limits and possibilities of the Audit of the Unified Health System of Bahia to contribute to the implementation of public governance of management contracts signed by the Health Department of the State of Bahia (Sesab) with Social Organizations for the management of hospital units. To this end, institutional documents and audit reports were analyzed. The thematic categorical analysis technique was used, considering the definition of the categories, the conceptions presented by different authors and the propositions made by the Federal Audit Court, regarding the implementation of governance mechanisms and the evaluation of the maturity level of public policies. The results point out that the Audit of SUS/BA contributes to the implementation of governance of Sesab, through independent assessment, acting in the third line of defense; recommending to senior management and auditees the measures that need to be taken to remedy the irregularities; and making referrals to the competent bodies for the adoption of the necessary measures for accountability. However, there are limitations related to promoting transparency and ensuring accountability that interfere with the full effectiveness of its actions. It was pointed out the need for the publication of audit reports, promoting greater transparency to the citizen of the actions developed; the adoption of a standardized procedure for accountability; the use of the developments from the measures adopted by internal and external bodies in the preparation of its planning; and the scheduling of follow-up audits of the audited contracts, allowing the evaluation of the implementation of recommendations and the correction of non-conformities. As for the qualification of the audits, we suggest adjustments in the methodology, incorporating concepts related to Public Governance. The dissertation has as limitations the infeasibility of comparing the evolution of the OS in the management of different health units, as well as the in-depth analysis of the audits' risk approach. These limitations can be overcome with future studies that build on the results presented here, including new dimensions of analysis. Research can also be conducted to evaluate the systematic follow-up and implementation of the recommendations of the internal audit activities, as a way to ensure the effectiveness of the actions of this control mechanism. Likewise, it is opportune the development of studies that analyze the impacts caused by the pandemic of the new Corona virus on the governance of public institutions. With this, it is considered to be possible to deepen the knowledge about the theme in public organizations.

21
  • ANGELA GAMA DIAS DE OLIVA
  • Assessment of the management capacity of Programa Nacional de Alimentação Escolar at IFNMG - Campus Montes

  • Advisor : ELIZABETH MATOS RIBEIRO
  • COMMITTEE MEMBERS :
  • ANDRE LUIS RABELO CARDOSO
  • DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • ELIZABETH MATOS RIBEIRO
  • Data: Aug 12, 2021


  • Show Abstract
  • The Programa Nacional de Alimentação Escolar (PNAE - a Brazilian governmental program), since its creation, has undergone significant advances in technical and operational aspects linked to the improvement of its management capacity. Among the main changes, it is worth highlighting the process of financial and administrative decentralization, which has enabled greater interference by various public organizations in the implementation of the Program. Since 2009, Institutos Federais de Educação, Ciência e Tecnologia (IFEs) have been part of the PNAE, supported by Política Nacional de Assistência Estudantil (PNAES), whose main purposes are: (a) to increase the levels of food and nutrition of students to guarantee the elevation of the level of school performance and guarantee levels of learning; and (b) guaranteeing the process of inclusion of family farmers in public purchases, aiming to encourage access to income for the local population and the provision of healthy food for students. Considering the importance of this policy to reduce the levels of social inequalities that have marked Brazilian history, the main objective of this research was to assess the management capacity of the PNAE at Instituto Federal do Norte de Minas Gerais (IFNMG - Campus Montes Claros). Methodologically, this is a research on the evaluation of public policies based on the theory of Political Administration, which considers that administrative phenomena are integrated by two inseparable dimensions: the management dimension and the administration dimension. The research results show the limits and challenges to be overcome by the PNAE Management by the IFNMG, providing contributions of the inseparability between the theoretical and practical aspects that integrate administrative phenomena. The study also made it possible to point out elements of studies of management and administration strategies aimed at improving the levels of effectiveness, efficiency and effectiveness of the program.

22
  • MICHELLE CAMPOS DE ALMEIDA
  • Internal Communication in a Federal Institution of Higher Education: the case of Faculty of Communication – FACOM, at the Federal University of Bahia.

  • Advisor : GUILHERME MARBACK NETO
  • COMMITTEE MEMBERS :
  • GUILHERME MARBACK NETO
  • FABIO ALMEIDA FERREIRA
  • VANESSA BRASIL C. RODRIGUEZ
  • Data: Aug 26, 2021


  • Show Abstract
  • This research sought to understand how the improvement of internal communication can contribute to a good management of information and interpersonal relationships in a University Unit of a Federal Institution of Higher Education, in order to propose an improvement plan, considering the perception of your community. The work used as a method the case study carried out at the Faculty of Communication of the Federal University of Bahia, from a descriptive-exploratory research, to establish relationships between the variables of analysis of internal communication and to describe its characteristics. To carry out a reasoned analysis, the study used the literature and the triangulation of data obtained from bibliographic research, from the analysis of documents from the University Unit, from responses to semi-structured interviews conducted with five key subjects of the organization and from the applied questionnaire. to professors, students and technical-administrative servants, to understand how the people who are part of FACOM perceive the communication process and its management. The diagnosis indicates that the community that integrates the University Unit has a good perception of its internal communication, points to a management policy that values transparency in relationships, even if there is some noise, and shows that there are still gaps to be resolved, especially in the engagement of people in actions related to communication. It is concluded that it is essential that, in addition to a planned Internal Communication and a structured sector, with sufficient staff to meet the demands of quality, we think of servers as strategic subjects for the implementation of improvements and, above all, that they are carried out integrated actions that engage the entire community in the purpose of improving communication processes and interpersonal relationships. Furthermore, the results point to the need that, before developing a communication plan, greater focus be given to the exchange of knowledge, quality interaction, convergence of communication flows, bet on more interactive channels of communication and to work together so that the objective of providing quality service to society is achieved. In view of the above diagnosis, the dissertation presents a work proposal, with the purpose of preparing the University Unit community for the improvement of internal communication and a manual for the Graduate Program at FACOM, with guidelines on internal communication and the procedures and routine of the sector, which can serve as a basis for the elaboration of a manual for the University Unit.

23
  • VANESSA DA COSTA SANTANA
  • ORGANIZATIONAL COMMUNICATION MANAGEMENT AT THE UFBA SCHOOL OF MUSIC

     

  • Advisor : GUILHERME MARBACK NETO
  • COMMITTEE MEMBERS :
  • GUILHERME MARBACK NETO
  • ERNANI COELHO NETO
  • LUIZ ALBERTO BESERRA DE FARIAS
  • Data: Sep 15, 2021


  • Show Abstract
  • The School of Music of the Federal University of Bahia, which originated with the International Music Seminars in 1954, during the administration of Rector Edgard Santos, became a reference center for professional training and also for promoting musical performances with its various groups: UFBA Symphony Orchestra, Madrigal, Symphonic Band, and Percussion Group, among others. Names such as Ernst Widmer and Sebastian Benda were part of the teaching staff to form high-level local musicians in a short period of time. Because of its rich history, the School of Music is highly sought after by people who want to study music at various levels (extension, undergraduate, and graduate). But, despite this, there is no communication planning at the School of Music. The musical events held by the teachers and their classes end up being promoted by themselves on their social networks. Besides the main website of the School of Music, there is the website of the Department of the School of Music, the website of the Extension Courses Blog, and the Post-graduation website, besides the social networks: Instagram, Youtube, and Facebook. Based on this situation, the following research question was created: How has the absence of communication planning hindered the management of organizational communication in the School of Music? Proposing a communication planning methodology for EMUS was the objective of this work. For this, we adopted as methodological approach the case study with a single case. This study revealed the impacts of the absence of strategic communication planning and, from the situational diagnosis, it was possible to propose, in the end, a roadmap for integrated communication strategic planning.

24
  • PATRÍCIA CARDOSO E LEMOS
  • Individual learning of skills, organizational support and engagement with work: a study among professors at the federal institute of northern Minas Gerais (IFNMG)

  • Advisor : ELISABETH REGINA LOIOLA DA CRUZ SOUZA
  • COMMITTEE MEMBERS :
  • CLAUDIO BEZERRA LEOPOLDINO
  • ELISABETH REGINA LOIOLA DA CRUZ SOUZA
  • GUSTAVO HENRIQUE SILVA DE SOUZA
  • JOSE CELIO SILVEIRA ANDRADE
  • Data: Sep 15, 2021


  • Show Abstract
  • Several factors related to social, political, environmental and economic changes, in addition to technological advances and speed of information, reinforce the need for training and qualification of workers in public and private spheres, aiming to prepare for possible changes in the scenario in the world of work. The outbreak of the COVID-19 pandemic by the Health organization on March 11, 2019 magnifies this scenario of change and challenges to be faced. In this context and due to the scarcity of evaluation studies of public servants in the teaching career, in addition to those that assess their practices dedicated to students, this study aims to verify the predictive power of individual learning skills and organizational support for learning and the transfer of learning in the engagement with work of the IFNMG professors, evaluating the underlying relationships between the constructs in the context of Public Administration. The field of research on individual learning for work is long-lived and historically permeated by multiple approaches and methods. In the case of learning for work,
    organizational supports have been identified as relevant factors for learning and the application of what was learned by the worker at work, in addition to generating positive effects on individual and organizational performance. Also, studies of the relationship between AI at work and its effects are inconclusive, although theoretically the recognition of a positive relationship between learning and performance at work prevails. In these contested fields and their relationships, numerous questions emerge. For this dissertation, the following
    stands out: what is the predictive power of individual learning skills and organizational support for learning and the transfer of learning in engagement with work? The specific context of practice is the IFNMG. This is an ex-post-facto study, with a transversal cohort and exploratory inferential character, within a quantitative and qualitative approach in the form of data collection and analysis. The subjects of this study are permanent servants of the IFNMG in the teaching career. Thematic document analysis provides the elements to characterize the organization, as well as its regulatory frameworks. For the collection of quantitative data, four scales are used, which already show validation evidence in companies and educational institutions in Brazil: one to measure the level of individual learning competences, one to verify the existence of support for learning, one to assess the existence of transfer of learning and another to measure the engagement with work level of servers with work. The correlation analyzes between the variables together with the hypothesis test show that both the acquisition of management competences and the acquisition of general competences, as well as the organizational support for learning and the transfer of learning, have an effect on the engagement with the work of teachers. It is verified, through multiple linear regression, that the acquisition of general competences by the professors and the perception that the institution supports the transfer or application of these competences at work exert predictive power in the engagement of teachers with work.

25
  • ANDRÉIA NUNES TEIXEIRA
  • Maturity evaluating model of a compliance program: an application in SENAC Bahia.

  • Advisor : ANTONIO FRANCISCO DE ALMEIDA DA SILVA JUNIOR
  • COMMITTEE MEMBERS :
  • ANTONIO FRANCISCO DE ALMEIDA DA SILVA JUNIOR
  • ANTÔNIO VINICIUS SILVA CALDAS
  • JOSEILTON SILVEIRA DA ROCHA
  • Data: Sep 24, 2021


  • Show Abstract
  • The present study proposed to develop a model for assessing compliance program maturity, through an evaluation matrix drawn from the maturity indicators contained in the Manual Prático de Avaliação do Programa de Integridade, prepared by Controladoria Geral da União (CGU), in KPMG's compliance maturity survey, in the questionnaire to assess companies that are part of the Cadastro Nacional de Empresas Comprometidas com a Ética e a Integridade (Empresa Pró-Ética) and in the document called Evaluation of Corporate Compliance Program – DOJ (Department of Justice). To validate the model, it was applied at SENAC Bahia, an institution that is part of the Autonomous Social Service and that provides a service to society with relevant participation. The study proposed to answer the question about which indicators to consider for the development of a maturity assessment model for a compliance program, based on the premise that it is important to analyze the maturity level of a compliance program based on indicators that are sufficient and adequate to guide its implementation. The basis of the study was based on the Agency Theory, corporate governance, and the literature on compliance from the perspective of CGU, ISO 19.600:2014, the Committee of Sponsoring Organizations of the Treadway Commission (COSO), Foreign Corrupt Practices Act (FCPA), and Brazilian Anti-Corruption Law. Methodologically, for data collection, some instruments were used, namely: bibliographical research, documental research, interviews with strategic managers and application of a questionnaire for employees of SENAC Bahia, distributed by five groups of function for analyzing the perception of the existing compliance program. For data treatment, the analysis was performed using descriptive statistics, which allowed the identification of the correlation between the variables of each index, and the boxplot analysis, which indicated the dispersion of the data obtained in the research. The result of the survey showed that SENAC Regional Bahia is making efforts to improve the maturity indexes achieved, identified in the survey with an index of 2.68, classified as a sustainable level, thus indicating the existence of compliance practices implemented in the Regional. However, it was noted that there is a way to go to reach more advanced levels in improving existing practices and maintaining compliance with regulatory agencies. As a limitation, as this work focuses on institutions that are part of the Autonomous Social Service, specifically, SENAC Bahia, the conclusions must be observed taking into account the peculiarities of the Regional in question. The model and indicators suggested in the evaluation matrix and validated are sufficient to define the maturity of a program, which can be, in other researches, improved and used other parameters from updated sources. It can also be applied to other institutions or organizations, including adjusting its nature and size, in order to identify the level of maturity to support action plans and guide the implementation of compliance programs.

26
  • ANDREY FELICIO ANTUNES
  • ENGAJAMENTO ESCOLAR: UMA ANÁLISE MULTIDIMENSIONAL DE SEUS ANTECEDENTES E RESULTADOS NO COLÉGIO MILITAR DE SALVADOR

  • Advisor : ELISABETH REGINA LOIOLA DA CRUZ SOUZA
  • COMMITTEE MEMBERS :
  • ANTONIO VIRGILIO BITTENCOURT BASTOS
  • ELISABETH REGINA LOIOLA DA CRUZ SOUZA
  • JAIR SAMPAIO SOARES JUNIOR
  • JORGE SANTOS NERIS
  • Data: Oct 6, 2021


  • Show Abstract
  • The present study, concerning the relationship between the antecedent factors and results of school engagement, is focused on a school located in Salvador, Bahia. The general objective is to analyse how the participation in extracurricular activities by students from the 8th to the 11th grade relates to engagement levels reported through EAE-4D (BR) scale and how the engagement contributes to the academic results of such students. Therefore, as specific objectives, the study collected data regarding the student’s participation in such activities, registered, in the first and second learning periods, the level of engagement using the related scale to stablish the correlations between contextual factors and the four dimensions of engagement and, further, the correlation between the total engagement score and the academic achievement. The research collect data from 329 students, 119 of whom participated in extracurricular activities and 210 who were Only enrolled in regular classes in the year of 2021. Through the descriptive statistics and multilinear variate regression analysis, it became evident that the participation in extracurricular activities and the student engagement, particularly its behavioral dimension, could explain in 53,4% their academic achievement.

27
  • WALTER DIMAS BRITO SOARES
  • The verticalization of teaching at the Federal Institute of Northern Minas Gerais: a look at the Arinos campus

  • Advisor : GUILHERME MARBACK NETO
  • COMMITTEE MEMBERS :
  • CLAUDIA HELENA DOS SANTOS ARAUJO
  • GUILHERME MARBACK NETO
  • MARIA CAROLINA DE SOUZA SAMPAIO
  • Data: Oct 27, 2021


  • Show Abstract
  • Verticalization is an educational principle of the Federal Institutes of Education, Science and Technology (IFs). It is based on offering technical and higher education courses within a technological axis in the same campus. Historically, professional education in Brazil had a dual character in which a propaedeutic education is offered to children of the dominant classes for the entry of into higher education courses, and a technical education is offered to the children of workers for immediate entry into the labor market. With verticalization, the IFs aims at overcoming this educational duality, enabling students to enroll in technical courses and have the opportunity to complete an undergraduate course, without moving to another city. In addition to teaching activities, IFs students have the opportunity to develop research and extension projects. Such projects should provide integration between students from both levels of education in order to expand the possibilities of vertical integration, besides contributing to local and regional development. This research aimed to present a proposal for continuing teacher education, based on their perceptions of managers and students at the IFNMG - campus Arinos. The research is classified as an exploratory quantitative-qualitative approach. Questionnaires and semi-structured interviews were used as instruments for data collection. The tabulation of the answers obtained in the questionnaires was done through graphs, figures and tables; the answers to the interviews were transcribed and analyzed using the content analysis technique. It was found that, although teachers feel prepared to work in vertical education, this has not been reflected in practice. At IFNMG - Arinos campus there are few research and extension projects that integrate the two levels of education, which reflects on the need to build a continuing teacher education program that reflects on the importance and means of achieving verticalization in teaching, research and extension activities.

28
  • VERONICA CARDOSO DOS SANTOS DE ASSIS
  • Processo de Implantação de uma Ouvidoria Universitária: Análise da Experiência da Escola de Administração da UFBA.

  • Advisor : HORACIO NELSON HASTENREITER FILHO
  • COMMITTEE MEMBERS :
  • DIVA ESTER OKAZAKI ROWE
  • HORACIO NELSON HASTENREITER FILHO
  • MANOEL JOAQUIM FERNANDES DE BARROS
  • Data: Oct 29, 2021


  • Show Abstract
  • This study aimed to describe and evaluate the work of the ombudsman of the School of Administration as well as suggest ways to improve its performance as a democratic channel for social participation, communication and mediation of institutional and strategic conflicts for service improvement offered by the School of Administration to its audience. With the research, it is expected to highlight the problems that may be influencing the low activation of the ombudsman and find that the implementation of an ombudsman closer to its users can contribute to the achievement of institutional goals, through a path guided by transparency and construction of the processes. The EAUFBA ombudsman was set up with the aim of adding value and cooperating with the central administration of UFBA in solving institutional problems, working as a filter of problems and solutions for the university. The result of the study was divided into two chapters. The first presents a descriptive analysis of the records sent to the ombudsman of the School of Administration. The second provides an overview of the current vision (satisfaction survey) and expectations of the EAUFBA community regarding the work of the School's ombudsman. Thus, it is possible to list, in line with the recommendations in the literature, some suggestions for improvements for the studied institution, thus contributing to its improvement. This study has a temporal cutoff from July 2016 to October 2019. The research universe specifically comprises the UFBA School of Administration, its students, technicians, professors and managers. Concluding the descriptive research about the actions, it can be affirmed that the manifestations received by the Ombudsman of EAUFBA, in its majority, are carried through by the internal public and, in particular, by its students by way. The most active sectors, in turn, were departments and collegiate bodies, which suggests that these sectors deserve special monitoring by the School's management in order to investigate the main problems of the sectors in order to correct them. Another relevant factor in identifying your strategic profile is a good compliance with the response time. A relevant fact found in the research was the lack of adequate disclosure of the activities and work of the ombudsman as the main factor that explains the low activation of the ombudsman at the School, a problem that justified the need for this study. Other less important findings seem to contribute to a lesser degree to the existence of the problem. The school's standard of excellence does not seem to justify the low number of actions, given that it still presents several problems. The EAUFBA community reported that it has greater security in the listening potential of an ombudsman who physically shares the same living space than in a general ombudsman, more distant.

29
  • Naira Maria da Silva Duarte
  • The understanding of IT professionals regarding the general law on the protection of personal data and its implications for organizations.

  • Advisor : ANTONIO EDUARDO DE ALBUQUERQUE JUNIOR
  • COMMITTEE MEMBERS :
  • ADRIANO SANTOS ROCHA SILVA
  • ANTONIO EDUARDO DE ALBUQUERQUE JUNIOR
  • ERNANI MARQUES DOS SANTOS
  • Data: Nov 8, 2021


  • Show Abstract
  • Technological evolution is based on bringing countries and societies closer together, facilitating communication, reducing distances and bringing cultural differences closer together. However, the collection and manipulation of data through technological resources make possible the misuse and abuse by people and organizations. Information vulnerability is a social issue, and as such; requires greater control over information security policies. However, the current controls are not enough to prevent the abuses that the digital world provides. In increasingly connected environments, legal controls and regulations are essential to avoid the arbitrariness that the discriminatory use of information can generate for organizations and/or individuals. Considering the excessive use of information, countries have instituted laws and rights that support the use and control of collected personal data. In Brazil, the requirements of Law 13.709 of 2018, known as the General Law for the Protection of Personal Data (LGPD), involve different changes in approach to an organization's information security measures. Subject to the requirements of the law, public, private and parastatal organizations need to consider these changes in their technological infrastructure and information security, in addition to other control measures through information security policies to ensure the protection of personal data, with a view to right to privacy of its customers, employees, partners and suppliers, considering that compliance with the law is based on processes, people and tools. The adaptation of Organizations to the legal requirements as an instrument of control and monitoring of personal data requires restrictive measures of the Information Security Policy, for this, it is necessary to verify the understanding of IT professionals regarding risk management in the inappropriate use of data and the new roles and responsibilities that the law defines, transparency, dissemination of knowledge in organizations, regulations and information treatment, observing the ethical issues of IT professionals with regard to the privacy of personal data under their custody and responsibility. This work aims to identify how IT professionals understand the requirements of the LGPD and its implications for organizations, in addition to the need to adopt information security controls. Thus, quantitative and qualitative surveys were applied, through a Survey survey with approximately 70 IT managers evaluating the impacts of LGPD on data controls in their organizations. After tabulation and statistical analysis of the research, the results were presented in a Focus Group mediated in an interview through the Teams tool, with the participation of 16 IT Managers, where opinions and considerations regarding the result of the applied research were exposed. At the end of this work, with the consolidated diagnoses, evaluations were carried out considering the research assumptions, which showed that the understanding and awareness of IT professionals are relevant to the adjustments required by law regarding information security in organizations. The work exposed the possible impacts, in addition to the opportunities that the adaptation of Law 13.709/2018 may generate in the governance of information technology (GTI), complying with the criteria and controls of Information Security (SI), on the responsibility of IT in the that aiming at mitigating risks and reducing the vulnerabilities of personal data processed in organizations.

30
  • PATRICK NASCIMENTO DA SILVA
  • The graduates voice´s: an instrument of evaluation of the Federal University of Bahia in the management process.

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • DENISE RIBEIRO DE ALMEIDA
  • GUILHERME MARBACK NETO
  • LIDIA BOAVENTURA PIMENTA
  • PENILDON SILVA FILHO
  • Data: Nov 22, 2021


  • Show Abstract
  • The dissertation presented here is intended to develop an instrument to assess the profile, the professional performance of graduates from the Federal University of Bahia (UFBA), indicating it for use in the institutional self-assessment of this HEI and others that want to use it, with the necessary adaptations. The research also seeks: learn about the history of university management in Brazil, in order to understand its relation to graduates; understand how the process of institutional evaluation took place in Brazil and its relation to graduates; familiarize with the concept of university graduates; and find a way to build, validate and consolidate the questionnaire for consulting with graduates. The collection technique known as the Delphi Method was used to elaborate the construct, where through evaluation rounds triggering specialists, between researchers and workers in the areas related to academic management, institutional evaluation and university graduates - population of this research, we validate danded the same, creating a final questionnaire. In the studies, it was found that historically the academic management of HEI are, at first glance, insensitive to their graduates, with no mention of them, until the moment when initiatives that indicated the importance of evaluating HEI began to emerge during the modern and contemporary periods resulting in Brazil in programs such as PAIUB, PARU, and finally consolidating itself in SINAES – already as a government policy, aiming at institutional evaluation. The literature on university graduates confirms the importance of this element as a source of information for the self-assessment of HEI, indicating the effectiveness of both the university and its courses. In the data analysis, the assumption that the UFBA does not have a system to obtain contributions from its graduates was confirmed, as well as the hypothesis that the experts believe in the proposal to allow the participation of graduates in the university's self-assessment. After two rounds of interactions, where in the first round we sent the instrument based on the dimensions of INEP and related legislation, receiving feedback from experts in which content analysis was performed for qualitative data and descriptive for quantitative data (using the verification of Crombach's alpha coefficient), resulting in a construct for re-examination in the second and final round, which formed the final questionnaire that was approved in all its items above 71%, highlighting the maturity of the instrument. was sent and made available. The final questionnaire was sent and made available to AC and CPA of UFBA. For future works, it is recommended that new questionnaires be prepared using the Delphi technique, that new studies should seek to gather the impressions and opinions of graduates, to obtain from them their perceptions about the effectiveness of university management and extend this search to the active student body.

31
  • LIVIA CURI FERNANDES BARTEL
  • CONTINUING EDUCATION BY COMPETENCES: THE CASE OF FOOD MANIPULATORS OF THE FOOD SERVICE OF THE UNIVERSITY RESTAURANT OF ONDINA OF THE FEDERAL UNIVERSITY OF BAHIA.

  • Advisor : ELISABETH REGINA LOIOLA DA CRUZ SOUZA
  • COMMITTEE MEMBERS :
  • ELISABETH REGINA LOIOLA DA CRUZ SOUZA
  • MARIA DA CONCEICAO PEREIRA DA FONSECA
  • SANDRA MARIA CHAVES DOS SANTOS
  • JAIR NASCIMENTO SANTOS
  • Data: Dec 1, 2021


  • Show Abstract
  • Investigations focusing on the world of work in order to seek greater understanding of the relationship between management and assessment of competences in order to overcome some obstacles found in the learning of competences are necessary, in this sense, the mapping of competences in the Food and Nutrition Unit (UAN) ), is important not only because it provides standards of practices to be followed by workers, but also because they guide the selection, training and performance evaluation processes of its workers. The health status of UAN workers, as well as their hygienic practices, directly influence the final quality of food. These workers need to be prepared for the activities they perform and trained to prevent foodborne illnesses. Therefore, adequate training for each area of food handling must be essentially practical and with different teaching resources, always respecting individual differences. Training is defined as an organizational action planned in a systematic way, which enables the acquisition of motor skills, as well as the development of cognitive strategies that can make the individual more apt to perform their current or future functions. In theory, prior knowledge of the individual characteristics necessary to perform a given function can optimize investment in professional development, from this perspective, competence is a set of knowledge and skills that entitle the professional to successfully perform their function (BRUNO-FARIA & BRANDÃO, 2003; BRANDÃO, 2009). The research question that guided this dissertation was: how to train workers at the University Restaurant (RU) of the Federal University of Bahia (UFBA) based on competences? Considering the theoretical framework outlined and, relating to the research question, an interview was conducted through a semi-structured questionnaire in online format on the Google Docs Platform, with subsequent structuring of a proposal for training based on competences, long-term and adjusted to the profile of food handling workers, to improve the services offered to students, servers and other food users in the UK. To answer the research question and reach the general objective, the specific objectives of this dissertation are: to diagnose competencies by position; define knowledge, skills and attitudes related to each competence; diagnose skills gaps by position; and develop training proposal. The general objective of this work was to develop a proposal for competence-based, long-term training, tailored to the profile of food handlers, to improve the services offered to food service users in the UK. For this, initially a non-participatory observational research with exploratory purpose was carried out, through on-site visits. Subsequently, an applied research with a qualitative approach was carried out. After completing the data collection, a training plan for the handlers was drawn up according to the diagnosis and mapping of their competences. The competency-based training plan details the types of training, objectives, the duration of each one, as well as defines the use of active methodologies, to promote employee awareness of the issues addressed, allowing the employee to interact with the content introduc

32
  • LUIS CARLOS DA SILVA CASTRO
  • Competencies and Experience in Evaluation: an analysis of Sinaes external evaluators.

  • Advisor : ROBERTO BRAZILEIRO PAIXAO
  • COMMITTEE MEMBERS :
  • DANIELI ARTUZI PES BACKES
  • LIGIA GOMES ELLIOT
  • DENISE RIBEIRO DE ALMEIDA
  • ROBERTO BRAZILEIRO PAIXAO
  • Data: Dec 2, 2021


  • Show Abstract
  • By contributing to the improvement of university management in the administrative and academic sphere, evaluation has a relevant role in the policies of College Education in Brazil and, therefore, the competence and experience of the evaluator are fundamental elements in this process. The development of competencies and experience in evaluation are important factors for the effective execution of evaluation, contributing to the provision of quality services in teaching, research and extension for all society. Therefore, this research aimed to analyze the relationship between the development of self-reported evaluation competencies by external SINAES evaluators and their evaluation experience, based on the hypothesis that the greater the experience in evaluation, the greater the evaluator's agreement in relation to the development of competencies. This objective was achieved by identifying the competencies in evaluation that are most appropriate to SINAES context, verifying the agreement of BASis external evaluator in relation to full development of evaluation competencies and verifying the relationship between the agreement of assessors in relation to the development of competencies in evaluation and the experience of the evaluator in the execution of evaluations. The data collection process took place through a technique called Delphi, where the experts, through consensus, chose the competencies most appropriate to SINAES evaluation context and after, by a survey with external evaluators, through which data were collected on the evaluator's profile, the evaluation experience and their degree of agreement in relation to the full development of competencies in evaluation selected on the Delphi. The survey results showed that most of the sample's evaluators: are women, hold a doctorate and has between 21 and 49 years old and fully agree that they have fully developed competencies in all theoretical dimensions of evaluation competencies, as it was evidenced that the higher is the amount of evaluations made, the greater is the evaluator's confidence in reporting that has fully developed the competencies. From the results obtained, it follows that had a direct relationship between the experience in evaluation and the report of the evaluator's competencies development, that the lists of evaluation competencies obtained by the experts can be used in the improvement of the evaluators' training courses of BASis and this study can stimulate research that approach the relationship between evaluation experience and development of competencies on each theoretical dimension of evaluation competencies.

33
  • ANTÔNIO PINHEIRO CAIRES
  • AN ANALYSIS OF THE DEVELOPMENT OF ENTREPRENEURIAL BEHAVIORAL CHARACTERISTICS IN IFNMG COURSE STUDENTS.

  • Advisor : ADRIANO LEAL BRUNI
  • COMMITTEE MEMBERS :
  • ADRIANO LEAL BRUNI
  • ROBERTO BRAZILEIRO PAIXAO
  • ALEXANDRE JOSE ALVES DA SILVA
  • Data: Dec 3, 2021


  • Show Abstract
  • The main objective of this research is to identify and analyze the entrepreneurial behavioral characteristics of students of the Federal Institute of Northern Minas Gerais - IFNMG. The results were compared to the results obtained in other related studies on the theme of the research. As for nature, this is applied research with descriptive objective. The sample is composed of students from the technical courses and higher courses of IFNMG. Quantitative analysis of the responses obtained was performed. The results indicate that the students have the ten characteristics analyzed and that among these characteristics most developed among students of technical courses and higher education courses were, Search for Opportunities and Initiative and Commitment. Regarding the less developed characteristics in this researched group, persistence and goal setting among students of technical courses and Persistence and Risk Calculated among students of higher education courses. As scores obtained in the classification of behavioral characteristics of this study indicate similarities to other correlated studies. Through a cross-correlation, these data analyzed the ability of entrepreneurship teaching to raise the behavioral characteristics of these students. The results showed a weak and insignificant positive correlation, which suggests that the Federal Institute would not be able to raise the entrepreneurial behavioral characteristics of its students through the teaching of entrepreneurship. It is expected that the results contribute to the development of entrepreneurial education with regard to the contents applied and developed on the theme entrepreneurship in their curricular notes.

34
  • LIVIA CONCEICAO AMORIM DE SANTANA
  • Influential factors in the adoption and infusion of the Moodle by teachers of the Federal University of Bahia (Bahia, Brazil).

  • Advisor : ADRIANO LEAL BRUNI
  • COMMITTEE MEMBERS :
  • ADRIANO LEAL BRUNI
  • ANTONIO GUALBERTO PEREIRA
  • CAMILLA SOUENETA NASCIMENTO NGANGA
  • Data: Dec 6, 2021


  • Show Abstract
  • This research aimed to identify which are the factors that influence the adoption and infusion of Moodle by UFBA professors. The study was based on the theoretical Model of Adoption and Infusion of the VLE, in which the variables: Performance Expectation, Effort Expectation, Social Influence, Information Quality and Facilitating Conditions, as influencers of Use and Use as an influencing variable of Continuity of Use. For operationalization of the work, the influence of the dimensions of adoption in relation to the use of Moodle and, later, the influence on the infusion/continuity of use was analyzed. The study sample corresponds to 455 UFBA professors who used Moodle before and after the SLS – supplementary academic semester. The data obtained received statistical treatment in two stages. In the first, statistical tests were used to validate the instrument, which had to be adapted to the target audience, and in which factor analysis, KMO, Bartlett's Spherecity and Conbrach's Alpha tests were performed. In the second stage, descriptive analyzes of the sample data and regression analysis were performed to test the hypotheses. The hypotheses that predicted the influence of the dimensions of Moodle adoption on the Usage variable were rejected. However, positive influences were found for the variables Performance Expectation, Expectation of Effort, Social Influence and Quality of Information in relation to Continuity of Use. Finally, despite the variables having no influence in relation to Use, the research findings can contribute to the theory insofar as influences on the Continuity of Moodle use were identified in the researched context.

     

35
  • VANUBIA DE JESUS SILVA
  • Uses of Sinaes evaluation in perspective of the course coordinators of the UFBA (Bahia, Brazil).

  • Advisor : ROBERTO BRAZILEIRO PAIXAO
  • COMMITTEE MEMBERS :
  • GUILHERME MARBACK NETO
  • LINDOMAR PINTO DA SILVA
  • ROBERTO BRAZILEIRO PAIXAO
  • Data: Dec 7, 2021


  • Show Abstract
  • Considering that evaluations exist to be used and that the best possible use of evaluation can be a great strategic differential for institutions, in addition to giving more credibility to the evaluation process itself, research is carried out on the uses of Sinaes evaluation in perspective of the course coordinators of the Federal University of Bahia, in order to analyze how the coordinators of the undergraduate course at UFBA use the Sinaes assessment. Therefore, it is necessary to identify the instrumental, conceptual and symbolic uses arising from the Sinaes evaluation process, identify the instrumental, conceptual and symbolic uses arising from the Sinaes evaluation results, analyze which factors may be associated with the identified uses and understand how the uses occur taking into account the factors highlighted. Then, a qualitative empirical research is carried out, the method used for data collection was the interview, and the data were treated qualitatively through the MAXQDA plus 2020 software. Therefore, it appears that the UFBA course coordinators make uses stimulated by both the process source and the result source, and there was a concentration of use in the result source. 43 categories of uses were raised (22 categories of instrumental use, 13 of conceptual use and 8 of symbolic use), from 533 notes of uses whose distribution in relation to the types of use was quite balanced, but the conceptual uses were the most used, while instrumental uses were less used. Regarding use factors, there were 397 notes from respondents distributed in 55 categories (17 categories of user factors, 4 of evaluator factors, 9 of evaluation factors and 25 of context factors), some of which positively stimulated the use of the evaluation, others are discouraging, and some factors that were considered as a stimulus for some while were considered as a disincentive for others, such as the context of the pandemic, for example. Among the factors, context presented 50% frequency of coded notes, showing its relevance. Finally, from the content analysis of the interviews, it was possible to infer which factors affected the behavior of certain uses, such as some context factors (training focused on evaluation and workload) that could explain the use concentrated at the source. result by the coordinators. This imposes the observation that UFBA's undergraduate course coordinators use conceptual assessments more and less instrumental assessments, with most uses originating from the source of results, and the factors that most affect the act and the way of using it are the factors linked to the context and the evaluations.

36
  • DANIELA SILVA DOS SANTOS
  • Differences in expectations within the scope of the SUS/BA

  • Advisor : ELIZABETH MATOS RIBEIRO
  • COMMITTEE MEMBERS :
  • ELIZABETH MATOS RIBEIRO
  • FRANCISCO MARTON GLEUSON PINHEIRO
  • JAIR SAMPAIO SOARES JUNIOR
  • KATIA SILENE LOPES DE SOUZA ALBUQUERQUE
  • Data: Dec 16, 2021


  • Show Abstract
  • This study aimed to identify how differences in expectations between auditors and actors who integrate the governance and management system of the State Secretariat of the State of Bahia (SESAB) can affect the usefulness of the reports produced by the Audit of the Unified Health System of the State of Bahia (SUS/BA). The differences in expectations is a theme that emerged in the independent accounting audit, whose intention was to identify the differences in expectations between what the public (users) expects from an audit and what audit professionals understand that it is their role. There is a significant number of studies that point to the existence of relevant differences in private sector expectations. However, in the public sector, there is a gap of academic work on this theoretical-methodological approach, which justifies the relevance of this work. It is a qualitative study, carried out by documentary analysis and interviews, elaborated on the basis of the definition of analysis categories identified in the explored literature, but observing its applicability in the selected public organization. Using the Bardin content analysis technique, data triangulation was performed, considering the analyzed documents and the narratives of the two groups of actors involved, with the support of the theoretical basis that sustained the study. The results pointed out to existence of gaps in various respects, being more expressive in relation to the purpose of the audit, performance in auditing, and the responsibility of the auditor; In turn, it was not relevant in relation to the audit product. On the aspect of the independence of the auditor, a convergence was observed between the perceptions of the two groups studied. It is concluded that identified differences may affect the usefulness of reports with regard to their credibility and use of information by the Governance and Management System of the SUS / BA, with a view to adding value to the quality of management of the institution and the satisfaction of the citizens as for the meeting of their demands. In view of the registered causes for the existence of gaps, a propositional agenda is presented, pointing out actions that can collaborate towards their reduction. In this sense, it is believed that the study will contribute to reducing the differences in expectations at the institution, which is a practical implication of the research; likewise, it is believed that the research has a theoretical-empirical implication insofar as it contributes to the debate

37
  • ISABELA DE ABRANTES LUDUVICE
  • RISK MANAGEMENT IN THE SUPPLY CHAIN AND ITS INTEGRATION INTO THE STRATEGIC MANAGEMENT OF ORGANIZATIONS: CASE STUDY OF SENAC/BAHIA
  • Advisor : ANTONIO FRANCISCO DE ALMEIDA DA SILVA JUNIOR
  • COMMITTEE MEMBERS :
  • ANTONIO FRANCISCO DE ALMEIDA DA SILVA JUNIOR
  • ANTÔNIO VINICIUS SILVA CALDAS
  • ANDRÉ LUIS ROCHA DE SOUZA
  • Data: Dec 20, 2021


  • Show Abstract
  • This study aims to highlight the contributions of a risk management program in the Supply Chain, in terms of loss prevention and value creation, resulting from the integration with organizational strategic management, based on a model applicable to Organizations. In order to validate the proposed model, it was applied at SENAC Bahia, an educational institution that makes up the Autonomous Social Service. The theoretical foundation used for this study was based on the literature on the Supply Chain, Supply Chain Management, Risk Management, and the concepts and methodology of ISO 31.000, the Committee of Sponsoring Organizations of the Treadway Commission (COSO), and the author Brasiliano (2016), in addition to Strategic Management, based on the concepts and methodology of Balanced ScoreCard (BSC), SWOT Analysis and Porter Value Chain (Value Chain) . The methodological procedure used involved data collection, using bibliographic and documentary research as instruments, as well as the application of questionnaires to SENAC Bahia employees, linked to the Supply Chain, and to the managers of the Institution's Operational and Strategic Units. The analysis of the data collected from the applied research was carried out using descriptive statistics methods, which allowed the identification of actions for the treatment of strategic risks, linked to the Supply Chain that contribute, from the optimization of resources and investments, for the prevention of losses and creation of organizational value. Therefore, the research result presents 15 (fifteen) risk treatment actions to be prioritized by SENAC Regional Bahia. The result presented has limitations, as it results from a specific analysis of an autonomous Social System Entity, in this case, SENAC Bahia, which has its particularities. However, the model proposed in this work can be applied to any Institution, regardless of its business, considering that all of them necessarily have a supply chain, for the execution of their activities, and are exposed to risks inherent to the same. Its application can also be carried out in any organizational area, not exclusively in areas directly related to the Supply Chain, considering that all areas have associated risks and activities defined to achieve the Objectives and strategic organizational Initiatives.

2020
Dissertations
1
  • RENATA CRISTINA NOGUEIRA SANTOS
  • ACCOUNTABILITY IN UNIVERSITIES AND FEDERAL INSTITUTES: AN ACTIVE TRANSPARENCY ANALYSIS

  • Advisor : ANA RITA SILVA SACRAMENTO
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • LIDIA BOAVENTURA PIMENTA
  • Data: Oct 19, 2020


  • Show Abstract
  • This styudy intendedto characterize the accountability of the Federal Universities and Federal Institutes of the State of Minas Gerais specifically regarding active transparency. For this, a descriptive field research of the quantitative and qualitative type was developed, using the 2018 Integrated Governance and Management Survey of Federal Audit Court (TCU) reports and the official websites of the 16 selected mining institutions as a source of evidence. As for the evidence collection techniques, we opted for the exploratory field research approach with the use of direct observation for the websites of the institutions and documentary research of the reports of the TCU. The technique used to perform the data analysis was analysis statistic. It was found that institutions have a better average of transparency in 2020, through the assessment of active transparency of their portals than they presented in the TCU reports of 2018. However, the transparency index obtained by direct observation reveals that 87.5 % of the institutions evaluated still have a capacity for active transparency between low and medium. This capacity indicates compliance with legal requirements, but without innovations that favor better transparency. Only 2 institutions achieved active transparency capacity between medium and high: UFMG and UFOP.

2
  • RICARDO LUZ RIBEIRO
  • Organizational commitment: the influence of the staff allocation process on the organizational commitment of administration assistants of the Federal Institute of North of Minas Gerais (IFNMG)

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • DENISE RIBEIRO DE ALMEIDA
  • ANA RITA SILVA SACRAMENTO
  • LIDIA BOAVENTURA PIMENTA
  • Data: Oct 19, 2020


  • Show Abstract
  • The people management field has undergone changes over the years, in which the technical and operational performance has become obsolete in view of the more modern approach with a focus on Strategic People Management. In this sense, it is necessary to change people management practices by organizations, notably public institutions. Among these practices, the allocation of staff assumes a prominent role. When well executed, it becomes a differential for organizations and the development of people, and may even affect the commitment of employees to the organization. Thus, the present study aimed to assess how the staff allocation process influences the organizational commitment of employees in the position of Assistant in Administration (AA) at IFNMG. It was assumed that the servant, depending on the allocation process in which it is submitted, may present different levels of commitment to the organization, for each dimension outlined in the three-dimensional model proposed by the authors Meyer and Allen (1990; 1991). With regard to the methodological procedures adopted in this research, this work is classified as a case study, which approached the qualitative analysis of the collected data. To this end, questionnaires were applied to the AA servants of the IFNMG, in google forms format, which consisted of the scale of organizational commitment presented by Siqueira (2008), combined with a scale prepared by the author. The latter, contained 18 questions that sought to assess the allocation process, the performance of activities of AA servants and the relationship between the organizational commitment of these servants and the allocation process they experienced at the IFNMG. In addition, semi-structured interviews were conducted with four managers of that institution in order to get to know their perceptions about the AA allocation process as well as their relationship with the organizational commitment of these employees. The results showed a low or median organizational commitment of the AA of the IFNMG, and the affective dimension was the one that had the best score among the three analyzed, contradicting the assumption that it would be the calculative, as pointed out by the servants themselves. In addition, the managers recognized that the institution does not have a formal allocation model or mechanisms that allow employees to provide feedback on their activities or request movement in the sector or area, but they recognize its importance and understand that there is a straight relationship with the organizational commitment of the surveyed servants. The servants were not able to assert that they feel committed to the work, as they consider that they were properly allocated, but they affirm, in their majority, that they can do other activities that would be more related to their area of training and interest and that a more complex job would lead them to be more committed. As an intervention proposal, a relocation model was created by the author for the current AA servants. Finally, since it cannot be said that the results found on the allocation of staff of the servants directly affect their commitment to the institution, it is necessary to deepen the analysis with these servants to elucidate the reason why they presented themselves median or weakly committed to the IFNMG.

3
  • LUCIANA SANTOS ARRUDA
  • UNIVERSITY PERMANENCE IN DISCUSSION: A STUDY ON THE EFFECTIVENESS OF THE 
    PSYCHO-PEDAGOGICAL SUPPORT CENTER OF THE FACULTY OF MEDICINE 2012-2019
  • Advisor : JOAO MARTINS TUDE
  • COMMITTEE MEMBERS :
  • JOAO MARTINS TUDE
  • PENILDON SILVA FILHO
  • RENATA ALVAREZ ROSSI
  • ANDREA TABORDA RIBAS DA CUNHA
  • Data: Nov 13, 2020


  • Show Abstract
  • This study aimed to make an evaluation related to the effectiveness of the work developed by the Psychopedagogical Support Center of the Faculty of Medina NAPP-FMB-UFBA, together with the stu-dantes evidencing elements that need to be improved in this intervention. Starting from the in-quietations and institutional needs related to the researcher's performance as a social assisten, in this space, the present study was structured. The mythological procedure developed was a qualitative case study, which included the triangulation of documentary analysis techniques, participant observation, interviews and questionnaires. Thus, it was observed that the students do not show an expressive dissatisfaction. The results showed that, as the work met or exceeding the expectations of most students, it was neces-sary to implement improvements for a resourcefulness that improves quality. It was possible to notice that, in general, the established objectives are achieved. This made it possible to affirm that the NAPP-FMB-UFBA develops an effective intervention, even in view of the structural limitations faced, a percep-tion that confirmed the assumption of this study. As internal indications fo-ram the needs of organizing shifts; adapt the facilities; incorporate profissio-nal, qualified to develop continuous pedagogical support, in the permanent team; improve the current de-signation of the Nucleus, adopting a name more consis-tent with the intervention and sensitize to-the categories of the university community, especially the professors, to contribute to the support of permanence and deepen the knowledge related to the expan-ded understanding of student assistance. The notes, in the broader institutional scope, suggested that the universida-de can structure a mentoring program and sensitize other academic units to reprodu-zirem the experience of the Nucleus studied here.

4
  • ALEX NOGUEIRA DE CARVALHO
  • A Proposal for Analysis and Process Improvement at Hospital Geral de Salvador. 2020.

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • DENISE RIBEIRO DE ALMEIDA
  • ANA RITA SILVA SACRAMENTO
  • LIDIA BOAVENTURA PIMENTA
  • Data: Nov 23, 2020


  • Show Abstract
  • In their industrial genesis, organizations were constituted of functional structures, in which the processes were executed in a specific and specialized way. Faced with the limitations of this model, a new organizational structure, function-process type, emerged, where processes were no longer isolated in departments, but integrated and focused on customer demands. In this context, there are researches on the applicability of Lean Office and Value Flow Management in different types of organizations, pointing to the increase in the performance of the researched processes, through the rationalization of work steps, reduction in execution time and increase in value-added rate in its activities. This research aims to analyze the management process of the routing guides issued by the Hospital Geral de Salvador (HGeS), from the perspective of the Lean Office and the Management of the Value Stream, proposing improvements to it. The choice of the hospital as a unit of analysis is due to its importance in Bahia. The definition of this process as an object of study is justified by the great value of financial resources involved in its management. The theoretical framework is based on the works of McManus (2005), Rother and Shook (2007) and Tapping and Shuker (2010), who discuss the steps to implement value flow management in an administrative area. The methodology has a qualitative approach and is framed as a case study. In the field research, interviews, documentary research, non-participant observation were used; in the analysis of the information the content analysis. As results, a diagnosis of the current performance of the studied process is presented, through the current value flow map, and, as an intervention proposal, a series of improvements to be implemented to the process were listed, which culminated with the making the future map. Therefore, it is concluded that with the application of Lean Office in the process of managing the routing guides, its performance can be improved due to the reduction of 75% in waiting times and 66% in the process lead time, as well as well as the 185% increase in the value added rate. In addition, the present study had several limitations due to the scarcity of studies, legal requirements, complexity of the process and difficulties in conducting interviews. Finally, for future studies, we suggest the implementation of the proposals presented, a review of the technical standard of auditing, a study of the application of lean office in the process of issuing the guides and some improvements in the data collection process.

5
  • ISAURA CÂNDIDA MARQUES FREIRE DE CARVALHO
  • Organizational and individual strategy and competences of public managers: Alignment in the SUS Bahia Audit.

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • LIDIA BOAVENTURA PIMENTA
  • Data: Nov 23, 2020


  • Show Abstract
  • Contemporary public organizations seek effective and sustainable results through the provision of services identified as important by society and public institutions, adding public value and thus avoiding substitution by another organization viewed as having greater capacity. In this scenario, the alignment between the organizational strategy and the organizational and individual competencies is a key element for a consistent and coherent management, focused on the strategic objectives, being of particular im-portance the individual competences of the public manager, responsible for the man-agement of public institutions and for actions related to the planning, execution and control of projects, in the achievement of strategic objectives. Thus, contemporary Bra-zilian public managers increasingly need to be qualified and able to use modern man-agement practices and technologies through the development of a new list of individual competences. This work has the objective of verifying the alignment between the or-ganizational and individual competencies of the managers and the strategic objectives in the SUS Bahia Audit, seeking to present a proposal for improvement. A descriptive and qualitative research, with a single case study, was chosen for this. As collection techniques, document analysis and interviews were used; and for data analysis, the-matic categorical analysis. The results show that the State Audit Plan does not present the organizational strategy in a clear and explicit way, the strategic objectives are not deployed at the three organizational levels, and the organizational and individual com-petencies necessary to achieve the defined objectives are not identified. Furthermore, there is no systematic assessment and monitoring of the defined goals, thus the plan is neither updated nor used in decision-making processes and daily actions. For the organization, it is suggested to revise the plan, explaining the strategy and the public added value, to unfold the goals at the strategic, tactical and operational levels in order to allow the alignment of each level with the organizational strategy; systematically evaluate the plan, keeping it updated considering the complexity of changes in context; disseminate the practice of planning with the involvement of the entire organization; map the organizational and individual competencies in order to eliminate competency gaps and implement the BSC adapted to the public sector as a way to improve the alignment of the organizational strategy with the competencies. As limitations, the in-terviews were conducted remotely, reducing personal interaction. It is suggested to carry out comparative studies in other public institutions to identify the essential com-petencies and how the Audit creates and adds public value.

6
  • JOSIANE FERNANDES DE OLIVEIRA
  • The implementation of integrated risk management in a public educational institution: an analysis at the Instituto Federal de Educação do Norte de Minas Gerais (IFNMG)

  • Advisor : ANTONIO FRANCISCO DE ALMEIDA DA SILVA JUNIOR
  • COMMITTEE MEMBERS :
  • ANTONIO FRANCISCO DE ALMEIDA DA SILVA JUNIOR
  • ANTÔNIO VINICIUS SILVA CALDAS
  • DENISE RIBEIRO DE ALMEIDA
  • Data: Dec 11, 2020


  • Show Abstract
  • This study deals with the implementation of integrated risk management in a public educational institution, through an analysis at the Instituto Federal de Educação do Norte de Minas Gerais (IFNMG). To this end, an exploratory and qualitative field study was carried out, in which the main unit of analysis was the IFNMG and, in a secondary way, other institutes with the same specificities (FIs). It was considered the determination contained in IN 01/2016 CGU/MPOG, which defines that all the organs and entities of the federal Executive Branch must carry out risk management, and the Brazilian Federal Court of Auditors audit, carried out in 2018, which indicated that the public educational institutions are at a level of risk exposure between intermediate and very high. The general objective of this work is to identify and analyze the barriers and benefits that a public institution of higher education finds when implementing integrated risk management. This study was based on the theory of agency, on governance and risk management from the perspective of public service. In relation to the methodology used, field studies were used, through semi-structured interviews with senior management employees, and documentary research, based on the analysis of the Management Report for Exercise 2019 (from IFNMG and other FIs) , as well as other institutional documents related to the IFNMG. The collected data were treated through content analysis. In this way, it can be identified that the main barriers or points to be overcome by public institutions of higher education, specifically the Federal Institutes of Education, involve prioritization and knowledge by senior management, carrying out training and actions to disseminate the culture of risks among servers, the institution of computerized systems, the need for joint actions that enable the decentralized and multicampi management of the IFs to institutionally develop an integrated, systematic and continuous risk management process. The study also showed the existence of benefits, demonstrating that, even if risk management is not properly implemented, some sectors and FIs are already obtaining benefits that reflect in safer decisions, reduction of risk exposure, enhancement of the achievement of objectives and standardization of activities. Thus, it is possible to form the diagnosis that higher education institutions, despite the many limitations, are advancing in the process of implementing integrated risk management. And with that, it can be concluded that integrated risk management is a promising instrument and that, if well implemented, it will contribute to public higher education institutions in achieving their objectives and mission, adding value to institutions and to the service provided to society.

     

7
  • SANDRA ALVES IRUJO
  • The Trajectory of Women in Management at the SUS / BA Audit from 1999 to 2019

  • Advisor : MONICA DE AGUIAR MAC ALLISTER DA SILVA
  • COMMITTEE MEMBERS :
  • ANA PAULA CHANCHARULO DE MORAIS PEREIRA
  • MONICA DE AGUIAR MAC ALLISTER DA SILVA
  • MÔNICA CARVALHO ALVES CAPELLE
  • Data: Dec 11, 2020


  • Show Abstract
  • Female participation in the labor market has been advancing over the years, reaching a level of 61.6% in 2015, with a growth trend until 2030. With that, the difference between the male rate, although falling, still makes up 22 points. In the scope of the private and public services, female participation in management positions reaches 39.1%, showing a predominance of men in decision-making positions. However, it is evident in the Audit sector at the Health Department of the State of Bahia of the Unified Health System (SUS / Bahia) that, since its creation, there has been a prevalence of women in management positions, in an amount significantly higher than that of the men. Thus, this dissertation had the general objective of understanding the trajectories of women in occupying management positions in the SUS / Bahia Audit, from 1999 to 2019; and as specific objectives: to describe the organizational arrangement of the SUS / Bahia Audit, the women who occupy and who held management positions and their trajectories; and to interpret those trajectories. To achieve those objectives, a methodological strategy was adopted, composed of two axes that developed in parallel and complement each other: a theoretical approach, in which the conception of professional trajectory stands out; and a field research on the trajectories of 13 women who occupy and held management positions in the SUS / Bahia Audit, from 1999 to 2019. The results revealed the evolution of the organizational arrangement of the SUS / Bahia Audit positions, being constituted and valued by symbols, quantity, and attributions, in adherence to administrative reforms that took place at the state level and legal regulations, resulting in a gain in status and importance for the entity. In addition, most of the women studied entered the public service in the 1980s and 1990s and have the profile of married women, with children and older women, in addition to great technical training. The traits that stood out were: the choice for the public service motivated by vocation and adherence to SUS values, the influence of family, the lack of perspective in the private sector, stability. By persisting in the career and in the search for new challenges, satisfaction in the choice and success resulting from the development of their work was evidenced. The valorization of female management stood out in the natural characteristics of being a woman, this being a profile of behavior incorporated in the daily work in management, in addition to some strategies that are identified as facilitators in facing the challenges in the occupation of the position, such as encouraging participation and the choice of the team, transparency, conciliation to resolve conflicts and putting oneself in the other's place, trying to be fair. Between comings and goings, the challenges are mainly overcome by reconciling at some point in their personal life with work, which requires an effort to balance these spaces, despite the routine overloaded with the responsibilities of the position and the feeling of guilt for the time taken from family, which, although little, is intense. Maturity, family structure, and emotional balance are strengths that neutralize these difficulties, being strategies used in search for quality of life. The invitation to take up positions occurs during the trajectory and considers the technical knowledge and dedication of the woman, which is the path taken by the majority. However, it was identified that not all have or had the objective of ascending the hierarchy of positions, despite being an opportunity to contribute and try new experiences. The political issues of a commissioned position end up promoting a discontinuity in the professional trajectory in the occupation of the position; however, job satisfaction and technical skills are elements that overcome the challenges imposed in a decision-making position, and for the majority of the women studied, there are no traces of prejudices experienced during the trajectory. When giving voice to women in public service, it was sought to emphasize the effort and the advancement in the professional trajectory, even considering the difficulties in reconciling the social roles still imposed on women.

8
  • ANA CAROLINA SOUZA PAIVA CHAMUSCA ASSMAR
  • Accessibility in public spaces: obstacles and challenges at the Campus Canela of the Federal University of Bahia

  • Advisor : DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • COMMITTEE MEMBERS :
  • DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • ELIZABETH MATOS RIBEIRO
  • PAMELA DE MEDEIROS BRANDAO
  • Data: Dec 14, 2020


  • Show Abstract
  • This work analyzes the conditions of accessibility in the educational buildings of the Federal University of Bahia (UFBA), specifically, those located in the University Campus of the neighborhood of Canela, being them, the School of Law, the School of Business, the School of Education and the School of Accounting Sciences. The analysis of compliance and non-conformities in meeting the accessibility standards in force was started. UFBA has two Campi in Salvador, being the Campus Canela (research locus) the oldest of them. With the exception of the unit belonging to the Faculty of Accounting, inaugurated in 2014, the other units studied were built in the 1960s and 1980s, a social context of a time marked by the absence of standards or laws that required accessibility in the spaces, demonstrating a certain carelessness with accessibility aspects and people with disabilities. For this research, a survey of laws and norms regarding accessibility was carried out, analyzing the evolution, the differences in the updates and the possible impacts on the buildings. Then, in loco observation was carried out using a checklist model used by the Superintendence of Environment and Infrastructure of UFBA (SUMAI / UFBA), created from the requirements contained in ABNT NBR 9050: 2015 and formed by ten dimensions related to aspects of analysis of the internal area of buildings and enabling objective evaluation of spaces: 1) Attendance / Reception; 2) Corridors and internal roads; 3) Stairs; 4) Ramps; 5) Doors and openings; 6) Passenger elevator; 7) Vertical elevation platform; 8) Toilets; 9) Collective spaces and; 10) Cup/Kitchen. Afterwards, the comparative analysis between the units was carried out, in order to identify inconsistencies, similarities, specificities and possible solutions to improve the study units. Based on the results, it was possible to analyze the dimensions of accessibility and bring specific aspects about the obstacles and challenges, besides observing the real conditions of accessibility in the buildings, proving that newer buildings, in fact, have fewer non-conformities than the older buildings, although considerable for more recent building standards and normative guidelines. However, occasional interventions in the older buildings have served to improve the spaces and increase the conformities, even exceeding the percentages of newer units, but, on the other hand, provided non-conformities in some renovated environments.  Thus, although the buildings were designed to be public spaces, accessible to all, they did not foresee the permanence and autonomy of people with disabilities.

9
  • LIZ VANESSA SOUZA COUTINHO DE OLIVEIRA
  • Profile of public spending on health and its influence on the infant mortality curve: an analysis of Bahian municipalities.

  • Advisor : ANDREA CARDOSO VENTURA
  • COMMITTEE MEMBERS :
  • ANA PAULA CHANCHARULO DE MORAIS PEREIRA
  • ANDREA CARDOSO VENTURA
  • DENISE RIBEIRO DE ALMEIDA
  • Data: Dec 14, 2020


  • Show Abstract
  • Given the persistence of high infant mortality rates in the state of Bahia, this study seeks to establish relationships between health spending and the infant mortality rate in the municipalities of Bahia. The objective is to identify the contribution of the municipal health spending profile to the reduction of child deaths from 2005 to 2016. It is an ecological study that uses the econometric model of panel data, with fixed effects. After applying the exclusion criteria, the sample consists of annual data from 167 municipalities observed over a 12-year data panel totaling 2,004 observations. The results showed an annual decreasing trend, although with different rhythm and speeds for its components. It was found that the rate of reduction of neonatal mortality was 71% slower than the post-neonatal mortality, which caused its participation in the total of infant deaths to reduce from 36 to 28% in the period studied. Health expenditures showed an increasing trend both in the total volume invested and in its per capita distribution. Although the growth of the three components of health spending (Total Expenditure, Basic Care Expenditure and Expenditure on Own Resources) was observed, total spending grew in a larger proportion than the other two, indicating that more resources are being transferred and are being invested in health at other levels of care. It is concluded that infant mortality followed a downward trajectory in the quadrennium analyzed, while health spending followed the opposite trajectory. The relationship between these two phenomena was estimated to be negative at -0.14 with significance at 1%. The results pointed to the influence of per capita basic care spending on family health coverage in the municipalities, the 0.372% increase in prenatal coverage, and a reduction in hospitalizations of children under one year of age for causes sensitive to basic care. It was also observed that in the municipalities where infant mortality was higher than the national average at the beginning of the study period and ESF coverage was considered absent or incipient, the increase in per capita spending on basic care produced a greater effect than in other municipalities, being able to reduce by 0.46 deaths for each thousand live births each year. The conclusions presented in this study aim to contribute to the planning of public policies aimed at reducing child deaths in the state of Bahia that are effectively capable of minimizing the inequities of allocation, contributing to the reduction of inequalities and reaching the commitment to reduce preventable child deaths.

10
  • DANIEL OLIVEIRA LIMA JUNIOR
  • MORAL HARASSMENT IN THE PERCEPTION OF THE TECHNICAL-ADMINISTRATIVE SERVERS OF UFBA

  • Advisor : TANIA MOURA BENEVIDES
  • COMMITTEE MEMBERS :
  • TANIA MOURA BENEVIDES
  • DANIELA CAMPOS BAHIA MOSCON
  • ROSANGELA RODRIGUES DIAS DE LACERDA
  • LIDIA BOAVENTURA PIMENTA
  • Data: Dec 15, 2020


  • Show Abstract
  • The challenge of the complexity of the relationship between the State as a contractor and hospital management service providers is presented in this study in light of the Agency Theory in its various dimensions. Besides the configuration of the elements that characterize the agency relationship between the parties, the process of hospital admission has specificities that potentialize this problem, related to the level of uncertainty, the prerogatives of the service providers, the intensity of informational asymmetry and the impossibility of monitoring behavior. In this context, the establishment of results contracts is the strategy adopted in two of the models of management of public hospitals in Bahia (management by Social Organization and Public-Private Partnership) to restrict the possibilities of moral hazard incidence and preserve the efficiency of service provision, measured through the "hospital outflow" indicator. The ownership of management contracts in the mitigation of moral hazard, especially the measure of hospitalization adopted in these instruments, was evaluated in a comparative manner among the management models, using the descriptive qualitative research approach and having as sources the documents that regulate this service provision and the production of hospitalizations registered in the Hospital Admission System (SIH/SUS) in 2019, of three hospitals representing the different management models, including direct management, not linked to the contract. The lower result in the ratio of admissions per bed and the longer stay in the direct management model suggest that the "out-of-hospital" indicator is potentially related to the efficiency of the service, which is corroborated by the analysis of the characteristics of the contracts based on the theoretical reference. However, the higher frequency of low complexity admissions and the significant differences for shorter average length of stay in the OS management model suggest that the inability of the "out-of-hospital" indicator to differentiate admissions is related to the higher incidence of moral hazard. As a strategy to mitigate this risk, we propose the frequency of hospitalizations weighted by the average length of stay and the average value of the Hospital Admission Authorization (AIH) as an indicator of the management contracts of public hospitals in Bahia. Aspects related to the quality and sufficiency of SIH/SUS have limited the specificity of the proposed indicator and its potential for risk mitigation. Nevertheless, it is believed that its implementation will mean an improvement in the system for evaluating hospital management contracts, helping to qualify SIH/SUS data, which will make it possible to conduct other studies necessary to improve the measurement of hospital admission in hospital management contracts.

11
  • IVAN SANTOS DOS REIS
  • Transparency in Administrative Contracts: Evaluation of the Portals of Brazilian Federal Universities.

  • Advisor : ELIZABETH MATOS RIBEIRO
  • COMMITTEE MEMBERS :
  • ELINALDO LEAL SANTOS
  • ELIZABETH MATOS RIBEIRO
  • JAIR SAMPAIO SOARES JUNIOR
  • Data: Dec 17, 2020


  • Show Abstract
  • Administrative contracts started to be used on a larger scale by Federal Universities, due to the extinction of public positions and the need to hire third parties to replace them, due to the reforms implemented by the State in the 1990s. These changes in the ways of public management were also impacted by advances in legislation that required the transparency of the Brazilian Public Administration (APB) and regulated the exercise of social control, based on the Access to Information Law (BRASIL, 2011). For the fulfillment of these legal determinations, the advances in Information Technology were fundamental, as it enabled full disclosure of data on administrative contracts on APB Official Portals on the internet (SANTOS et al., 2016). Despite this, the level of transparency in the Portals of Federal Universities, has not corresponded to the legal requirements, in order to guarantee a democratic and participatory environment (BRASIL, 2018B; SANTOS L., 2017; PESSÔA, 2013). Based on this context, it was defined as the general objective of this research to verify the level of transparency in the provision of information on administrative contracts on the electronic portals of Brazilian Federal Universities. The relevance of this theme is due to the fact that the volume of public resources used in this form of contracting has been progressively increased, reaching 15% of GDP in developed countries (REIS, 2015) and 40% of the volume of discretionary expenditures by IFES (MIRANDA, 2018). The analysis and discussion of the results obtained, based on the model developed for this research, allowed to show that the level of transparency of administrative contracts in the Portals of the 63 Federal Universities are still insufficient to guarantee the full exercise of social control and inspection by the agencies of control.

12
  • CLÁUDIO JOSÉ BARBOSA DE AMORIM
  • Agency Relations in Public Hospital Management Contracts: A study of the measure of hospitalization as a mitigator of moral risk.

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • DENISE RIBEIRO DE ALMEIDA
  • ANA RITA SILVA SACRAMENTO
  • LIDIA BOAVENTURA PIMENTA
  • Data: Dec 17, 2020


  • Show Abstract
  • The challenge of the complexity of the relationship between the State as a contractor and hospital management service providers is presented in this study in light of the Agency Theory in its various dimensions. Besides the configuration of the elements that characterize the agency relationship between the parties, the process of hospital admission has specificities that potentialize this problem, related to the level of uncertainty, the prerogatives of the service providers, the intensity of informational asymmetry and the impossibility of monitoring behavior. In this context, the establishment of results contracts is the strategy adopted in two of the models of management of public hospitals in Bahia (management by Social Organization and Public-Private Partnership) to restrict the possibilities of moral hazard incidence and preserve the efficiency of service provision, measured through the "hospital outflow" indicator. The ownership of management contracts in the mitigation of moral hazard, especially the measure of hospitalization adopted in these instruments, was evaluated in a comparative manner among the management models, using the descriptive qualitative research approach and having as sources the documents that regulate this service provision and the production of hospitalizations registered in the Hospital Admission System (SIH/SUS) in 2019, of three hospitals representing the different management models, including direct management, not linked to the contract. The lower result in the ratio of admissions per bed and the longer stay in the direct management model suggest that the "out-of-hospital" indicator is potentially related to the efficiency of the service, which is corroborated by the analysis of the characteristics of the contracts based on the theoretical reference. However, the higher frequency of low complexity admissions and the significant differences for shorter average length of stay in the OS management model suggest that the inability of the "out-of-hospital" indicator to differentiate admissions is related to the higher incidence of moral hazard. As a strategy to mitigate this risk, we propose the frequency of hospitalizations weighted by the average length of stay and the average value of the Hospital Admission Authorization (AIH) as an indicator of the management contracts of public hospitals in Bahia. Aspects related to the quality and sufficiency of SIH/SUS have limited the specificity of the proposed indicator and its potential for risk mitigation. Nevertheless, it is believed that its implementation will mean an improvement in the system for evaluating hospital management contracts, helping to qualify SIH/SUS data, which will make it possible to conduct other studies necessary to improve the measurement of hospital admission in hospital management contracts.

13
  • RAFAEL FARIAS GONÇALVES
  • Corporate Entrepreneurship: a study on the relationship between intrapreneurial culture and entrepreneurial skills in a federal educational institution (IFNMG). Advisor: Horácio Nelson Hastenreiter Filho, Co-advisor: Heila Magali da Silva Veiga.

  • Advisor : HORACIO NELSON HASTENREITER FILHO
  • COMMITTEE MEMBERS :
  • HORACIO NELSON HASTENREITER FILHO
  • MORJANE ARMSTRONG SANTOS DE MIRANDA
  • ROBERTO BRAZILEIRO PAIXAO
  • Data: Dec 18, 2020


  • Show Abstract
  • Corporate Entrepreneurship is a phenomenon that involves behavioral aspects at micro and macro organizational levels, which interact seeking mutual growth, oriented towards stimulating and spreading innovation in organizations. At the micro, individual level, there are Entrepreneurial Skills (ES), which represent a set of knowledge, skills and attitudes that are decisive for entrepreneurial people. At the macro level, which represents the organization itself, the Intrapreneurial Culture (IC) is presented, as a set of attitudes that, if adopted in a conscious and continuous manner by organizations, result in the creation of an internal environment favorable to learning, creativity and employee innovation. For public sector organizations, corporate entrepreneurship is an organizational factor that expands the possibilities of creating value for citizens and addresses social opportunities. Given the above, this study aimed to investigate what is the relationship between an intrapreneurial organizational culture and the individual entrepreneurial skills of employees at the Federal Institute of Northern Minas Gerais - IFNMG. To achieve the proposed objective, a descriptive, analytical and quantitative research was carried out. The research population, selected for convenience, was composed by Technical-administrative servers in Education and EBTT Teachers, from all units of the IFNMG. Two research questionnaires were applied, the first of which sought to identify the entrepreneurial skills in the servers, and the second questionnaire aimed to verify the perception of the employees about the dimensions that make up the intrapreneurial culture in the researched institution. The questionnaires were sent to the entire population, with 209 complete answers returned. Quantitative analysis of the data confirmed the existence of entrepreneurial skills in all servers, with greater or lesser intensity, with emphasis on Persistence, Quality and efficiency requirements, Commitment and Search for information that obtained the best results. The study revealed that most employees have a high perception of the dimensions of the intrapreneurial culture, with highlights for Organizational Identification and Reward. The test of correlations between the factors of the two constructs did not confirm the existence of significant relationships between them. This study contributes to the development of academic research in the field of corporate entrepreneurship in the public sector, as well as to the evolution of organizational practices at the IFNMG, since the results indicate the existence of entrepreneurial skills in all servers, which can be intensified through the adoption of strategies and actions aimed at innovation and corporate entrepreneurship. It is also considered that the IFNMG's experiences for strengthening intra-entrepreneurial culture and disseminating innovation may be replicated in other Brazilian federal educational institutions

14
  • LUCAS MEIRA DOS SANTOS
  • Tracing paths and possibilities for evaluating extension activities at the Federal University of Bahia.

  • Advisor : ARIADNE SCALFONI RIGO
  • COMMITTEE MEMBERS :
  • ARIADNE SCALFONI RIGO
  • ELIZABETH MATOS RIBEIRO
  • IVES ROMERO TAVARES DO NASCIMENTO
  • Data: Dec 18, 2020


  • Show Abstract
  • This research objective is to discuss the need to create an evaluation mechanism for Universidade Federal da Bahia’s extension activities. For that matter, from a qualitative approach and with the support of document analysis techniques and interviews: i) it seeks to understand how UFBA, from its main management documents, has institutionalized the evaluation of its extension; ii) describes how the extension management at UFBA is developed; iii) points out the main difficulties encountered in implementing a permanent extension evaluation process; iv) indicates, based on the experiences of professionals working in the area, alternatives to be adopted in order to create an extension evaluation process for the University. The theory of evaluation of public programs is used in this study, as well as the dimensions and evaluation indicators proposed by the National Forum of Extension Deans of Public Higher Education Institutions (FORPROEX). The results of the research reveal that the university needs to adapt itself to a series of administrative measures regarding its planning, improvement in the registration system, training and increase of civil servants and updating of its legislation. In addition, it reveals the need to mobilize the academic community on the role of university extension.

15
  • ÉRIKA CRISTIANE DA SILVA SANTOS
  • EVALUATION OF KNOWLEDGE MANAGEMENT IN IFNMG: PERCEPTION OF TECHNICAL-ADMINISTRATIVE SERVERS IN EDUCATION AND TEACHERS

  • Advisor : HORACIO NELSON HASTENREITER FILHO
  • COMMITTEE MEMBERS :
  • HORACIO NELSON HASTENREITER FILHO
  • GILLIAN LEANDRO DE QUEIROGA LIMA
  • BRUNO CHAVES CORREIA LIMA
  • Data: Dec 18, 2020


  • Show Abstract
  • This research evaluates Knowledge Management at IFNMG through the perception of the institution's employees. It is a quantitative research with a Survey methodological strategy to answer the research question and reach the objectives, and bibliographic research to identify KM models for public administration that could be adapted to assess KM in the IFNMG. Identified in the studied literature that KM is an important management tool for providing quality public service and knowing that the IFNMG must seek efficiency and effectiveness in its actions, this research presents the following question: Why despite the contemporary status of Knowledge Management as an important management tool, does it fail to acquire priority status in the IFNMG? The general objective of the research is to identify the reasons why Knowledge Management does not acquire priority status in the IFNMG. And to achieve the general objective, the following specific objectives were proposed: (i) To verify the degree of maturity of Knowledge Management at the IFNMG; (ii) Assess the permeability of Knowledge Management at IFNMG; (iii) Map variables that facilitate and hinder Knowledge Management at IFNMG. To achieve the objectives and answer the research question, the model called “MGCAPB” created by Batista (2012) with the application of the “IAGCAP” proposed by the same author was used, with minor adaptations. Six IAGCAP criteria (leadership in KM; process; people; technology; knowledge processes; and learning and innovation) were used, with statements for the positioning of respondents on a Likert scale with seven options. Through the analysis of the obtained data, it was identified that the IFNMG is at the INTRODUCTION level of maturity in GC, and because the maturity model is still in the initial cycle, it was observed that the IFNMG complies with the factors conditioning the implementation of the KM, but what is the KM itself the IFNMG is unable to deliver, demonstrating the need to implement an effective KM policy in the institution. The main challenges identified for the implementation of KM in the IFNMG were issues related to the People of Batista criterion (2012) and the factors Support Structure to KM and People Management and Work Organization for KM identified through Factor Analysis.

2019
Dissertations
1
  • RODRIGO DIEGO FERREIRA SARACENO
  • The Law of Access to Information at the Federal University of Bahia: Passive, Active Transparency and Perception of Civil Servants.

  • Advisor : DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • LYS MARIA VINHAES DANTAS
  • Data: Apr 8, 2019


  • Show Abstract
  • The present study analyzes the results of efforts to implement the Law nº 12,527/2011 - Law on Access to Information (LAI), at the Federal University of Bahia (UFBA), in terms of the passive, active transparency and perception of its employees regarding the competencies of customer service, document management and fulfillment of requests for information. In the light of international and national experiences on the subject and from a documentary research and elaboration of a questionnaire destined to the UFBA servers, it was verified that this institution implemented the LAI in a partial way, without promoting a culture of spontaneous availability of information to the public. In the passive transparency dimension, there was an incomplete convergence of the institution regarding the fulfillment of the demands under the law, without, however, observing phenomena occurring in other countries, such as the capture of the instruments of access to information by organized economic groups; the occurrence of implicit negatives and the presence of generalized difficulties in the fulfillment of requests for information. In the active transparency dimension, it is observed that the UFBA presents the mandatory data determined by law, as well as complementary data. It was noticed, imperfections in the architecture of its electronic pages, that make it difficult for users to locate information. Regarding the perception of the servers, it was observed that the activity of attending to the public, managing documents and attending requests for information access are common to the servers, despite the perception of lack of communication and integration between the organs and units of UFBA and the general lack of training related to the activities associated to the good service of requests for information. On the other hand, the perception of the servers was favorable to the automatic availability of information, in order to reduce costs with the provision of information and facilitate access to information by the citizen. It is concluded that UFBA has made progress in complying with LAI in relation to legal determinations, but has faced implementation failures in relation to the dimensions of access to information analyzed in the study. The findings can support the diagnosis of the situation of UFBA and help in the decisions necessary to correct the actions developed in the LAI implementation process, especially in the training of servers and in the promotion of a culture where document management and automation of information is placed as the new stage of development to be achieved, pointing out the changes of organizational and operational nature necessary to the effectiveness of the implementation of the Law on Access to Information at UFBA.

2
  • MAIANA SANTOS DE ARAUJO
  • Evaluation of the Housing Assistance implemented in the UFBA: reflections on his management and effectiveness.

  • Advisor : LEIDIMAR CANDIDA DOS SANTOS
  • COMMITTEE MEMBERS :
  • LEIDIMAR CANDIDA DOS SANTOS
  • LEONARDO BARBOSA E SILVA
  • TANIA MOURA BENEVIDES
  • Data: May 2, 2019


  • Show Abstract
  • The recent expansion of the democratization of the access to the public superior teaching in Brazil modified the profile of the students and brought new demands to Universities, between them the demand for actions of student assistance. Therefore, in the year of 2010, there was established the National Plan of Student Assistance (PNAES), with the objective to guarantee the permanence of the students in situation of social vulnerability. This decree establishes that each institution will have to establish mechanisms of evaluation and attendance of the Politics. The object of study of this inquiry is the Housing assistance, one of the benefits that integrate the Politics of Student Assistance of the UFBA and it has since objective finances part of the expenses with assistance. So, the objective of the study is to identify in which form Housing assistance structured the process of evaluation of the Program in the Federal University of the Bahia, from the point of view of his management and effectiveness. The inquiry has qualitative approach and the documentary inquiry and the interview were used like technique of collection of data. Firstly, there was carried out the lifting of the main institutional documents with information’s on management and operationalization of the housing assistance. Next, there were carried out interviews confided in the managers and technical professionals who act straightly with the implementation of this help. The analysis of the collected data allowed understanding that the evaluation of the Housing assistance is carried out by way UFBA unsystematic, through collection of information’s on the profile and performance of the pupils along the graduation, but without being instrument that there allows to value his management and effectiveness. Arranged this, to the end of the study there was carried out the proposition of a womb of evaluation for this program, which is a result of the theoretical discussions boarded and resulted from several models, having in mind that there does not exist in the national scenery a model validated for evaluation of the Housing Assistance or of the Politics of Student Assistance. It fits to emphasize what is not treated as a ready and finished model, on the contrary, is a preliminary instrument that will need to be discussed by all the wrapped actors, for subsequent validation and application. End this study with the certainty of which it will be necessary to carry out analyses more deepened on the theme, since in the current context of worsening of the capital and commodification of the superior teaching, it is made necessary to turn the attention for this subject, with sights to strengthen the struggle for the maintenance and enlargement of the rights recently conquered and defense of the Public, secular, free, inclusive University and of quality.

3
  • JOSEMARA VELOSO SANTOS
  • Social media and the image of a federal university: an observation of UFBA fanpages.

  • Advisor : GUILHERME MARBACK NETO
  • COMMITTEE MEMBERS :
  • GUILHERME MARBACK NETO
  • RICARDO COUTINHO MELLO
  • JOSEMEIRE MACHADO DIAS
  • Data: May 21, 2019


  • Show Abstract
  • The influences that the figuration in social network can raise in the institutional image of a federal institution of higher education, from the perspective of the actors of the organizational communication, were analyzed in this research, which took as object of study, the activities carried out in pages of the environment of the social network of Facebook that bring in the name the acronym of the Federal University of Bahia - UFBA. From the adoption of the methodology of research of the mixed methods, using the netnography and online social networks analysis (SNA), the monitoring of the most relevant fanpages of the university was carried out in order to know the metrics. In order to understand the motivations that govern the actions of organizational communication, in the care of the image of the institution, interviews were conducted with the respective area managers. The quantitative data obtained by the monitoring revealed patterns, content standards, publications and productive routines. The qualitative information allowed to know the conceptions that guide the production of the available contents, besides emphasizing the approximations and distances between the concepts established by the organizational communication for the university and those that are present in the activities in the environment of digital social media.

4
  • NAIARA DE MATTOS ROCHA
  • RISK MANAGEMENT OF ADMINISTRATIVE CONTRACTS IN PROAD/UFBA

  • Advisor : LEIDIMAR CANDIDA DOS SANTOS
  • COMMITTEE MEMBERS :
  • LEIDIMAR CANDIDA DOS SANTOS
  • ANA RITA SILVA SACRAMENTO
  • ANDRÉ MARQUES CAVALCANTI
  • Data: May 27, 2019


  • Show Abstract
  • The need to adopt risk management over administrative contracts in PROAD / UFBA emerges from the context of an increased demand for hiring outsourced workers at UFBA, especially for the technical area, which was due to REUNI. The aftermath increase in the outsourcing of technical operational support services has led the administrative contracts management to situations of exposure to several risks that, if not properly managed, can bring on losses, impairments and extraordinary costs, causing damage to the institutional functioning. The problem arises from the fact that there is no institutional risk management system in UFBA nor in the contracts management of PROAD. From this context and from the regulatory imposition of risk management over administrative contracts in the Federal Public Administration, the present study has the objective of investigating the present main risks in continuous contracts of technical operational support service to the management of PROAD’s administrative contracts, from January 2013 to December 2017, on pursuit for tools that contribute to the achievement of contracting objectives and, consequently, the Institution ones. Qualitative, exploratory and documentary research was used for this purpose. Techniques of semi-structured interview and documentary analysis were used for the collection of information. The information extracted from the sources was submitted to the analysis of the types of risks, nature, generating events and origin. In conclusion, the results showed that the most common risks were administrative and operational, partially confirming one of the initial assumptions; the scope of the contracting objectives is obtained partly, less for the quality of the services provided than for documents evidencing formalities required; a risk mapping of administrative contracts is necessary for a deepening in the analysis and treatment of the predominant risks in the contracts.

5
  • LORENA DE OLIVEIRA SANTOS
  • Individual Performance Evaluation: Contributions and Limits in the UFBA of Context

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • LINDOMAR PINTO DA SILVA
  • Data: Jun 13, 2019


  • Show Abstract
  • Performance evaluation (AD) is a people management tool that, in line with other processes, makes it possible to subsidize decision making related to the people of the organization. Its focus is on the development of people, through the calculation of results, identification of performance gaps, training orientation, personnel policy and compensation subsidy. In the context of public organizations, the National Personnel Development Policy (PNDP) was promising when defining concepts related to people development, as well as having as one of the guidelines the use of the AD result and the complementary training between them. Following this aspect, public organizations sought to adapt to the new panorama of people management through the institution of other laws and decrees attached to the Plans of Job and Career (PCC). In view of this scenario, and based on the theoretical framework on the subject, we sought to investigate how AD is formally presented in a public higher education organization and how it is perceived by its users, evaluated and evaluators, highlighting their advances and limits. The data analysis was done from the documentary research material, a questionnaire with the Administrative Technical Servants in Education (TAE) and interview with managers. The triangulation of the results showed that, in the case study of the Federal University of Bahia (UFBA), it is tried to fulfill part of the legal requirements linked to the remuneration of personnel, through the AD, leaving open requirements presented in the literature and determinations of the PNDP. The research also identified the demands of TAE and managers to achieve AD more consciously, and other demands beyond AD.

6
  • FERNANDA SILVA ANDRADE DOS SANTOS
  • Organizational Commitment in Adventist Education: A Multicultural Study in Adventist Schools of the Brazilian Eastern Union (ULB).

  • Advisor : TANIA MOURA BENEVIDES
  • COMMITTEE MEMBERS :
  • DENISE RIBEIRO DE ALMEIDA
  • RICARDO COSTA DA SILVA SOUZA CAGGY
  • SYLVIA MARIA TORRES BEZERRIL
  • TANIA MOURA BENEVIDES
  • Data: Jun 17, 2019


  • Show Abstract
  • This dissertation aims to evaluate the emotional commitment of the Adventist educational units of the ULB, identifying the influence of management practices of people on that basis of commitment. The aim is to evaluate the influence of organizational commitment, with an affective basis, on employees. Regarding the methodological course, this study started with a bibliographical research, this research began with a bibliographical research, in order to define the categories of analysis. At this stage we chose the studies of Allen and Mayer and the studies that derived from them. In the field research phase, a validated scale was used to collect the primary data. The scale ECOA was published in the book "Measures of organizational behavior: diagnostic tools and management" authored by Mirlene Maria Matias Siqueira. The research universe included Jacobina Adventist School staff; and the three largest colleges in the Metropolitan Region of Salvador (RMS). The collection instrument was sent to all the employees of the four 429 (four hundred and twenty-nine) employees. After the collection period, accessibility, 260 responses were obtained, corresponding to 60.6% of the participants. It was held also a semi-structured interview as the directors of the schools and a documentary research. For analysis of the data obtained the method of triangulation was used, because it is a multiple case study. The results show that the school units under analysis still do not act in the management of people in a strategic way, because they are still in the phase of implementation of Strategic Planning, with a view to establishing strategic management, however, there is a high level of affective commitment on the part of employees. The result of the application of the scale demonstrates the strengthening of the organizational commitment in the base in the affective. In this study, the commitment results from an affective bond to the organization, demonstrating identification and involvement, which leads the worker to remain in the studied institutions

7
  • EDGARD REBOUCAS DE ASSIS NETO
  • LEARNING ORGANIZATION: A DIAGNOSTIC OF THE LEARNING CLIMATE IN A LARGE FEDERAL UNIVERSITY IN THE NORTHEAST OF BRAZIL

  • Advisor : ELISABETH REGINA LOIOLA DA CRUZ SOUZA
  • COMMITTEE MEMBERS :
  • ELISABETH REGINA LOIOLA DA CRUZ SOUZA
  • JAIR SAMPAIO SOARES JUNIOR
  • JAIR NASCIMENTO SANTOS
  • ELISABETH APARECIDA CORRÊA MENEZES
  • Data: Jun 18, 2019


  • Show Abstract
  • Learning organizations are based on continuous organizational learning. By integrating the people who compose them, favoring the exchange of knowledge and experiences in the face of environmental stimuli, the learning climate of these organizations tends to stimulate the learning of skills of their workers and teams, making them more agile and versatile, innovative and cohesive, which generates positive impacts on organizational performance. In this context, the question is: How is the learning climate of a Higher Education Institution (HEI) evaluated by its servers? This paper aims to characterize how the employees evaluate the learning climate of the HEI, extracting indications of actions to assure it to be able to cope with new and old management challenges, in an environment of changes in the regulatory frameworks of higher education in Brazil and greater societal demands regarding the results of human resources formation and knowledge production. This general objective is divided into: characterize how servers evaluate the learning climate of HEI; compare learning climate perceptions between the HEI technicians and professors; and compare the perceptions of learning climate among servers housed in teaching units and administrative units of the HEI. The research is quantitative, census survey type, applying the DLOQ-A, an international scale composed of seven factors (two individual, one group and four organizational) of learning climate and validated in Brazil, in addition to documentary analysis. Of the 7,376 questionnaires sent to the servers, 403 returned and 378 were considered valid. Considering that only the individual factor “Continuous Learning Opportunity” (CLO) has an average above the midpoint of the scale (3,5), it is concluded that, according to the respondents' perceptions, the learning climate of the HEI has weaknesses, especially in relation to organizational factors, not identifying differences in assessments of teaching staff and technical-administrative in almost all factors of learning climate. Only in the “Team Learning Sharing” (TLS) group level factor, with overall average below the midpoint of the 3.5 scale, the differences between the averages of servers in teaching units and servers in administrative units were statistically significant, indicating that the professors evaluate it better. It is argued that improving the structures, practices and processes that make up the learning climate in learning organizations can enhance HEI performance and improve their ability to respond positively and rapidly to new and old societal, academic and administrative demands. Also, diagnosing the learning climate by specific worker segments in organizations with big structural heterogeneity can help refine learning policies, make them more effective in terms of individual, group and organizational learning outcomes, and produce more visible effects about the performance of these organizations.

8
  • IZABEL CRISTINA SILVA XAVIER
  • The relationship between academic Engagement and performance of university students.

  • Advisor : ELISABETH REGINA LOIOLA DA CRUZ SOUZA
  • COMMITTEE MEMBERS :
  • ELISABETH REGINA LOIOLA DA CRUZ SOUZA
  • JAIR SAMPAIO SOARES JUNIOR
  • ANTONIO VIRGILIO BITTENCOURT BASTOS
  • DANIELA CAMPOS BAHIA MOSCON
  • Data: Jun 19, 2019


  • Show Abstract
  • In the context of higher education institutions concerned with student retention and potential dropout in undergraduate courses, student engagements and academic achievement studies emerge, associated with efforts to re-signify concepts, theoretical issues, and management practices. This is a study in this context and whose general objective was to analyze the relationship between academic engagement (AE) and academic performance (AD) of undergraduate students, cooperating with the advancement of knowledge on educational and university management. This objective involved identifying how EA and DA of university students were related in published empirical researches from 2008 to 2018, to identify potentialities and weaknesses related to the constructs, as well as to analyze the academic engagement (general and by size) of students of courses of and to examine to what extent academic engagement explains student performance. The reports of the results of the researches are distributed in three articles that compose this dissertation. In article 1, of systematic review of bibliography, of the 1,978 references, published in Brazil and in the world on the academic engagement and performance in 4 databases and Portal of CAPES journals, initially recovered, 45 composed their sample. The results of this systematic review of the literature evidence the subdivision of the field between approaches focusing on individual factors, the pioneer, on contextual factors and a third, developing, approach that combines individual and contextual factors. They also show that the subject under review, although much researched internationally, especially in the United States, is still very little explored in Brazil. The combination of the crisis of higher education in Brazil and the cumulative results accumulated in international research, which have informed strategies of international HEIs and higher education regulatory bodies in the United States, especially to ensure the academic success of their students , motivate the accomplishment of field research in a large public HEI in Brazil and located in the Northeast region, whose results are reported in two other articles that compose this dissertation. The articles that report the results of the field survey, of the census type, analyze the data obtained through the application of the Ultrecht Scale of Academic Engagement (UWES-S), developed by W. Schaufeli and A. Bakker (2003) and translated and adapted to the Portuguese by Rosana Angst, Paulo C. Porto-Martins and Ana Maria T. Benevides-Pereira in 2009. Performance was measured by the coefficient of self-reported performance and the sociodemographic variables were: age, gender, course, course area, course modality, shift in which it was enrolled, year and semester of entry into the course. The instrument was made available to students through the Limesurvey platform and the contact was made by e-mail. Of the total number of questionnaires sent to regularly enrolled and active students in the second semester of 2017 of the IES, 4, 424 make up the sample of this research. Article 2 of the empirical research report aimed to analyze the academic engagement (general and by size) of undergraduate students and sociodemographic characteristics of the respondents. Article 3 of the results of the field research, aimed to examine the extent to which academic engagement explains the performance of undergraduate students. Article 3 of the results of the field research, aimed to examine the extent to which academic engagement explains the performance of undergraduate students. In these two articles statistical descriptive and inferential analyzes, of correlation and of simple linear regression were used. Working students were more engaged, as were the older ones and those coming from courses in the Arts area. The students at the beginning of the course were also more engaged as well as male students. Analysis of the effect of engagement on performance revealed that each point of engagement increased by 0.37 points of performance.

9
  • SAMUEL REAL MOTA
  • Outsourcing in Public Service from the perspective of the Theory of Transaction Costs in IFNMG

  • Advisor : RICARDO COUTINHO MELLO
  • COMMITTEE MEMBERS :
  • RICARDO COUTINHO MELLO
  • RODRIGO LADEIRA
  • FABIO CAMPOS AGUIAR
  • Data: Jun 25, 2019


  • Show Abstract
  • The objetive of this research was to analyze the use of governance in the Federal Institute of Education of the North of Minas Gerais in the contracting of outsourced labor services from the perspective of the transaction costs theory applied to the public service. Within this context, theories of opportunism, uncertainty, asset specificity and governance mechanisms in the relations between public agents and their suppliers were explored. To achieve this objective, a qualitative study was carried out in the study of the institution's case, using documentary research, questionnaire application and interviews of key subjects. Content analysis was used in interviews and documents consulted. The questionnaire was statistically analyzed with the intention of finding associations between the variables of the study. For that, correlation and regression techniques were applied. Data from the three forms of collection were compared and analyzed with the literature consulted. It was possible to say that the existing relations between the public agents and their suppliers provide an environment of trust and cooperation that tends to minimize unwanted behaviors. As a result, variables related to behavioral assumptions showed negative and significant associations. Finally, it was suggested to conduct future research using different methods and contexts.

10
  • LUCAS GOUVEIA DE CARVALHO TEIXEIRA
  • Patient Safety Culture: Study at Clériston Andrade General Hospital - Feira de Santana Bahia

  • Advisor : VERA LUCIA PEIXOTO SANTOS MENDES
  • COMMITTEE MEMBERS :
  • VERA LUCIA PEIXOTO SANTOS MENDES
  • RODRIGO LADEIRA
  • ALMERINDA ROSALIA LUEDY REIS
  • Data: Jun 27, 2019


  • Show Abstract
  • The objective of this study is to measure the patient safety culture of the General Hospital Clériston Andrade, according to the workers’ perception. A quantitative survey of the exploratory type was carried out using the questionnaire on the Patient Safety Culture (HSOPSC) of the Agency for Healthcare Research and Quality (AHRQ). The Hospital locus of the research is located in the city of Feira de Santana / Bahia and is reference to the Central Eastern Macroregion of the state. A questionnaire was used as a data collection instrument with the employees linked to the unit, regardless of the employment relationship or mode of contact with the patient (direct or not). 1528 questionnaires were sent and 763 respondents returned the completed questionnaires. The final rate of return of the survey was 49.93%. In the analysis of the data, the Hospital Survey on Patient Safety Culture - Data Entry and Analysis Tool - February 2018 version, customized by AHRQ was used to produce the results of the questionnaire. This is the right software for standardized submission of survey data to the agency’s worldwide database and statistical processing thereof. The results showed that of the 12 dimensions evaluated, only the one that evaluated the immediate supervision regarding the safety promotion of the patient is considered a strong area in the hospital, with a score of 79% of positive responses. The other 11 dimensions are fragile or neutral areas (equivalent to 91.67% of the total dimensions). The worst performance in the findings occurred in the dimension of “non-punitive response to error” with only 22% of positive responses. Regarding the degree of patient safety, specifically in his area of work, 43% indicate that the overall grade is regular. Regarding the reporting of adverse events, 78% of the respondents did not fill out any of them in the last 12 months. Thus, it is concluded that: a) the safety culture of the patient in the Hospital has all the results, with values lower than those found in the 12 safety dimensions published in the AHRQ reports in 2018; b) that the culture of reporting adverse events is immature, c) that the servers have a similar patient safety perspective, regardless of the level of interaction with the patient. Thus, in order to improve patient safety and reduce adverse events, it is recommended to: strengthen a non-punitive culture in the organization, encourage compliance with the non-compliance sheets and a future positioning of the organization for the practice of disclosure.

11
  • PAULO EDUARDO DANTAS MARQUES
  • Potentiation Factors of Resistance to Change in IFES: Case Study on the Implementation of a MIS at UFBA

  • Advisor : JOAO MARTINS TUDE
  • COMMITTEE MEMBERS :
  • JOAO MARTINS TUDE
  • ELIZABETH MATOS RIBEIRO
  • ANTONIO VIRGILIO BITTENCOURT BASTOS
  • FABIANO SANTANA DOS SANTOS
  • Data: Jun 27, 2019


  • Show Abstract
  • In the context of globalization and major technological transformations, the capacity to adapt became a differential of large importance to organizations, including to public institutions. In this context, the phenomenon of resistance to change appears as an important obstacle to be transposed. The present work is presented in a case study, developed from a case report, interviews and questionnaire application, with the purpose of verifying the existence of factors of potentiation of the resistance to change in the public service, more specifically in IFES. As results, among the factors tested, the organizational context characteristic of the public management model proved to be of great relevance for the determination of resistance to change. It has also become relevant to verify that resistance in the public service is predominantly "active". In analysis, the active resistance proved to be positive in the contribution with the improvement of the change process and in the adequacy of the proposed innovations. On other hand, passive resistance proved to be less contributory and sometimes more damaging

12
  • CAINA ALMEIDA DIAS
  • Bidding Process Management: Analysis of Operational Practices Failures of UFBA

  • Advisor : DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • COMMITTEE MEMBERS :
  • DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • ELIZABETH MATOS RIBEIRO
  • SIELIA BARRETO BRITO
  • Data: Jun 28, 2019


  • Show Abstract
  • The Public Bidding is an instrument for safeguarding public interest and achievement of institutionals proposits of UFBA. In this sense, this reaserch had as objective the study of practical-operational flaws of bidding process at Federal University of Bahia. The theoretical approach was anchored in studies related to Public Administration in bidding processes, public purchases and biddings, notably in the electronic trading modality. The research was qualitative, descriptive and applied. Data was collected through a questionnaire, semi-structured interviews and documents. As treatment technique was used descriptive statistics with frequency analysis and weighted averages, as well as content analysis. By means of a questionnaire, were identified with the agents involved the occurence of failures in the internal and external phases of the processes, as well as aspects about institutional valorization and personal commitment of the agents. Then was analyzed the practical-operational failures in the perception of servers that have centrality in the bidding activities. Subsequently, the republications made in the biddings of the university were analyzed. The results of the investigation confirmed the assumptions and demonstrated the need for improvement in planning of purchases of the university to avoid the requisition by the units of items in disagreement with their interests or not in accordance with their real need. It was also demonstrated the need for greater attention in carrying out the price survey, with a view to avoiding errors, preferably with advice of the requesting area in complex object tenders. In addition, the shortcomings pointed in the external phase of bidding processes indicate the need for improvements in the acceptance of the proposal, with designation of servers with technical knowledge about the bidding items, as well as the creation of a responsibility matrix to resolve doubts about procedural competencies. The documentary analysis indicated that between January 2016 and February 2019, approximately 25% of the published electronic trading sessions showed flaws in the Reference Term that were only corrected due impugnation of the edital or request for clarification from the bidders. Finally, after the mapping and analysis of the failures and some proposals for improvement, it is suggested to carry out propositional works that come to look for alternatives to elide or minimize them in public universities or even in other government agencies.

13
  • EVERTON AUGUSTO GOULART PINTO
  • Technological mediation: an analysis of the contributions of using the tellme agenda application in communication between Bahia Adventist college and families

  • Advisor : TANIA MOURA BENEVIDES
  • COMMITTEE MEMBERS :
  • TANIA MOURA BENEVIDES
  • DENISE RIBEIRO DE ALMEIDA
  • RICARDO COSTA DA SILVA SOUZA CAGGY
  • LIDIA BOAVENTURA PIMENTA
  • Data: Jun 28, 2019


  • Show Abstract
  • This master's thesis aims to evaluate the contributions of Tellme Agenda application in the mediation of communication between school and family at the Adventist College of Bahia. The theoretical framework presents a discussion about information and communication technologies, in a historical perspective as well as their repercussions in the current society. In addition, it discusses communication between school and family and the possibility of this communication being mediated by technology. By considering the new possibilities of using ICTs in the school environment and research related to the theme, this study assumes that technological mediation with the use of applications improves communication between school and family. Thus, this research starts from the following research question: What is the contribution of using the Tellme Agenda application in the technological mediation of communication between school and family in the Adventist College of Bahia? In this sense, a descriptive research of qualitative approach was performed. The data were collected through the dialectic hermeneutic circle, an interview technique that allows the interaction of the interviewees among themselves (research subjects) and of these with the researchers, having dialogicity as the guiding thread to establish an interaction between the subjects in the process. construction and reconstruction of reality. Six representatives from each of the following groups, technical staff, teachers and guardians participated in the circle. The analysis was performed according to the dialectic hermeneutic analysis technique.We also collected data from the application, such as number of parents logged in the system and message flow between school and guardians. The group of participants recognized the importance of communication between family and school as a fundamental element for student development. The incorporation of technology with an element capable of establishing a new communicative system between school and parents was noticed. In addition, the group recognized that Tellme Agenda-mediated communication is better than traditional forms of communication because it is faster, easier, and does not require displacement. In short, the use of the Tellme Agenda as a mediator of communication between family and school was analyzed as appropriate and necessary to be expanded in other educational institutions, as a possible way to strengthen the relationship between school and family. In the end, the following future studies are suggested: a technology adoption survey to profile and motivate those who adopt or reject information and communication technologies used in communication between school and family; Another that has the scope to verify the correlation between the use of the application by the responsible and the academic performance of the students. In addition to these, it is suggested to evaluate the implications of this technology in school management, especially regarding the enrollment / maintenance of students.

14
  • ELEONORA DA SILVA GUIMARÃES
  • Capes Journal Portal: factors that influence its use Postgraduate Program in Architecture and Urbanism at the Federal University of Bahia

  • Advisor : RICARDO COUTINHO MELLO
  • COMMITTEE MEMBERS :
  • RICARDO COUTINHO MELLO
  • VERA LUCIA PEIXOTO SANTOS MENDES
  • FABIO CAMPOS AGUIAR
  • Data: Jun 28, 2019


  • Show Abstract
  • The unique case study, exploratory and empirical, aimed to analyze the factors that influence the use of the Journal Portal of the Higher Education Personnel Improvement Coordination by the Faculty of the Graduate Program in Architecture and Urbanism of the Federal University of Bahia and identify the current phase of the institutionalization process of using this tool, as an instrument of access to information, and map the intraorganizational factors that may influence its adoption, from the perspective of institutional theory. To conduct the research we used the semi-structured interview technique and the content analysis method, for data analysis. The results of the research with the eight teachers interviewed show that some intraorganizational factors make it difficult to fully use the Portal da Capes in the Graduate Program in Architecture and Urbanism of the Federal University of Bahia.

15
  • JEAN MAGNO RODRIGUES DO OURO
  • Quantitative Indicators Denoting High Risk of Evasion of IES Students: Study of Private HEIs in the Recôncavo

  • Advisor : GUILHERME MARBACK NETO
  • COMMITTEE MEMBERS :
  • EDMAN ALTHEMAN
  • GUILHERME MARBACK NETO
  • TANIA MOURA BENEVIDES
  • Data: Jul 3, 2019


  • Show Abstract
  • The present work aims to organize and evaluate the FADBA evasion management practices, proposing the systematization of the accompaniment that brings the potential of building an efficient student retention program in HEI. This research is a case study, in a private, religious, philanthropic HEI of the Bahia reconcavo region. The research was based on a semi-structured interview applied in the semester of 2019.1 in a sample of 26 IES employees, with thirteen managers, seven technical-administrative staff and six teachers. Data analysis was based on the discourse analysis method. We also used documents from different sectors of the institution from the period of 2014-2018, seeking to know the processes, retention management methods and indicators. The analysis showed absence of established management processes, lack of shared indicators, and lack of interaction between sectors. He also indicated that there is a predisposition to broaden the actions of the interviewees and develop a method of management that offers conditions to identify and act when the student begins to think about evading. As a suggestion, training is recommended to prepare employees to be able to understand the problem, to offer the full spectrum of solution possibilities in a customized way for the students and to negotiate in the best way. In addition, should be a system for data traceability that allows sharing between sectors and the creation of performance indicators to control student retention in HEI.

16
  • FÁBIO MADUREIRA GARCIA
  • Influential factors in the adoption and infusion of moodle in higher education: a study at the Faculdade Adventista da Bahia

  • Advisor : ANDREA CARDOSO VENTURA
  • COMMITTEE MEMBERS :
  • ANDREA CARDOSO VENTURA
  • DENISE RIBEIRO DE ALMEIDA
  • IVO PEDRO GONZALEZ JUNIOR
  • THAÍS ANDRADE DE SAMPAIO LOPES
  • Data: Jul 4, 2019


  • Show Abstract
  • Technology is present in people's everyday life, it has become routine to use it. But this presence is not always seen in teaching. Higher education undergoes these influences, and some of these technological innovations bring about changes, which require adaptation. Their adoption occurs overwhelmingly. The transformation and change of the subjects is visible and growing. The experience of the digital age in the educational environment can be considered a new social phenomenon. And with this evolution and technological use, it is necessary to observe the acceptance of these technologies by the users, as well as the future use behavior. For the use of a technological resource is related to the adoption, acceptance and use of such tools. Aware of this context, the proposal of this study is to analyze the influencing factors directly related to the adoption and infusion of technology by the students of the Faculdade Adventista da Bahia (FADBA). When the subject treated is technology, it is considered a broad and diversified term, for this study it was chosen to focus the technology that is often used in Distance Education (EAD), the Virtual Learning Environment (AVA), a tool that growth. This tool provides an enormous amount of resources to teachers and students in a synchronous and asynchronous way. The approach proposed in this study is based on the AVA Adoption and Infusion Model advocated by Gonzalez Junior (2017) The results presented evidence that the influencing factors have a direct and significant effect on the adoption and infusion of AVA, and the factors were: Interactivity, Expectation of Performance, Expectation of Effort, Social Influence and Information Quality. The results of this study indicated that the factors that directly influence AVA acceptance in FADBA, leading the student to routinize and consequently to infusion, that is, to continuity of use. The results found have direct implications with FADBA's face-to-face higher education. It is understood, however, that the model can be used in future research and compare strategies differentiated also as a means of research for high school and fundamental, as well as in postgraduate teaching of FADBA.

17
  • ANDRÉ LUIS MAROCCI RIVAS
  • Creative Cities: an analysis of the possible contributions of the Creative Economy to the development of the Municipality of Cachoeira

  • Advisor : ARIADNE SCALFONI RIGO
  • COMMITTEE MEMBERS :
  • ARIADNE SCALFONI RIGO
  • RICARDO COSTA DA SILVA SOUZA CAGGY
  • TANIA MOURA BENEVIDES
  • Data: Jul 4, 2019


  • Show Abstract
  • This research discusses the subject of creative economics, its concepts and associated terms such as creativity, creative industries, and creative cities, emerging from 1994 in Australia. From the document entitled "Creative Nation", it gains strength in the UK with Tony Blair and other thinkers such as North American Richard Florida (2001), the British John Howkins (2001), Charles Landry (1995) and international bodies such as UNCTAD, DCMS, OMC, OMPI, CEPAL, among others. Here in Brazil, these themes are addressed by Reis (2012), Mirsawaka (2016), as well as the analysis of the Plan of the extinct Secretariat of Creative Economy and cultural bodies of states and municipalities, as well as the mapping of creative industries in Brazil by the Federation of Industries of Rio de Janeiro FIRJAN since 2005. As methodology was used the approach of qualitative research with the use of quantitative data, to measure the impact that enterprises and actors of the creative sectors have in the economy of the city. In this case, a case study was chosen in the city of Cachoeira, in the State of Bahia, in order to understand its context and its characteristics, which corroborate the fact that, due to its peculiar characteristics involving its origin and history, its cultural matrix, its festivities, its architectural set and most importantly the creativity of its people, characterizes itself as a creative city. It is also a descriptive study because it describes the reality of the municipality through data collected through the application of a questionnaire on the perception of the creative economy by the residents and visitors, as well as interviews with creative actors of the municipality. Bibliographic research was used to better understand the themes addressed in this work. For the analysis, the technique of content analysis applied to the interviews, was used, where it was possible to compare the statements of the interviewees with the proposed theoretical framework on the subject of a creative economy. As a result, it was observed that entrepreneurs and professionals linked to the sectors that make up the creative economy, act through personal or collective projects, without the direct support of local management, which begins to look a little more carefully from the year. This movement of local management is perceived through the launching of an invitation to sponsor projects related to the cultural area. It was also found that creative enterprises revolve the economy of the municipality through funds raised to federal agencies, as well as Cachoeira's daily activities, such as Afro-Brazilian rituals and celebrations, music, dance, information technology, crafts and sculpture , painting, gastronomy, fashion design and accessories, theater and cinema, generating occupation / employment, income and consequently socioeconomic development.

18
  • UENDEL ANUNCIAÇÃO DA CRUZ
  • Student drop out: A study at Federal University of Bahia (Brazil)

  • Advisor : ROBERTO BRAZILEIRO PAIXAO
  • COMMITTEE MEMBERS :
  • ELISABETH REGINA LOIOLA DA CRUZ SOUZA
  • MARCOS GILBERTO DOS SANTOS
  • ROBERTO BRAZILEIRO PAIXAO
  • Data: Oct 2, 2019


  • Show Abstract
  • Parallel to the recent expansion of Higher Education in Brazil, there are increasing percentages of dropout in Federal Education Institutions. In search of the motivations for this growing number, this research had as its main objective to identify what were the main reasons for dropping out of courses at the Federal University of Bahia. Thus, an investigation was carried out with a sample of 349 students considered as evaded, as they were not enrolled in any discipline for more than two consecutive semesters, during the period 2014.1 to 2019.1. Data collection was done through the Higher Education Dropout Reasons scale (M-ES) and sent through an online questionnaire through the SurveyMonkey platform. The data were treated quantitatively through the Statistical Package for Social Sciences (SPSS) version 23 and Mplus version 8. Software. For this analysis, the technique called Latent Class Analysis (LCA) was chosen. LCA is a statistical method that seeks to identify distinct mutually exclusive subgroups (latent classes) with similar patterns of behavior and categorize them into their most likely class, given their responses. Thus, regarding the characterization of the evaded students, it was observed that most of the students were male, single, were completing the second degree, aged between 28 and 37 years, had academic performance below the required by the institution, evaded in the four first semesters, they belonged to courses in areas 1 (Exact Sciences) and 3 (Humanities). In addition, only 40% of those evaded responded positively regarding the possibility of returning to the course. Regarding the reasons related to dropout analyzed through the M-ES scale, it was found that the items with the most power to influence the decision to evade were those that refer to the dimension Lack of Support. Thus, according to the students, the reasons are more related to employment (inability to reconcile work with studies). The Vocational motives were also relevant, as it was observed that many dropouts left due to indecision whether or not they were in the right course and profession. Given this, it is concluded that UFBA should adopt strategies aimed at expanding the evening courses, as well as the vocational accompaniment of new entrants.

19
  • ANTONIO ALMEIDA LYRIO NETO
  • An analysis of the Budget Management in Universidade Federal da Bahia (UFBA)

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • DENISE RIBEIRO DE ALMEIDA
  • ANA RITA SILVA SACRAMENTO
  • LIDIA BOAVENTURA PIMENTA
  • Data: Oct 7, 2019


  • Show Abstract
  • This study emerges from the concept that the budget is an essential planning and control instrument for the improvement of the management practices, aiming to reduce the problems on the application of funds. Considering this, there is an investigation of the composition, allocation and behavior of the budget management’s model from Universidade Federal da Bahia (UFBA), in 2018, taking notice of the planning, execution and control of the budget’s resources. Methodologically, the study is descriptive and qualitative. In therms of methods, it is documental and bibliographic, accompanied for the application of semistructured interviews with the managers. The data were extracted from UFBA’s Management Reports, in the Institutional Development Plan (PDI), and also the budget’s execution reports. The results show that the planning, execution and control managers don’t have the proper expertise of the budgeting process; the available resources are not sufficient for maintaining and improving the activities of teaching, researching and extension and; the quotes regimen generates disparities on the resources provision. The majority of the interviewed signals the need of a reformulation of the matrix model allowing a fairest resources allocation, observing the necessities of the different units. This investigation, apart its contributions for future researches, helps to demonstrate, considering the managers point of view, that the budget is not being used as a planning and control instrument for the development of the organization. As limitations of the research, it is possible to mention the number of interviewed, considering the sample delineation to the managers of the academic units. It is important, for future researches, to include the managers of the management unit and the other servers that work on the process of budget’s planning, execution and control.

20
  • Marco Antonio Leal Góes
  • mplementation of strategic management: an analysis of the first implementation cycle in a confessional philanthropic higher education educational organization in Bahia [2014-2018]. 2018.

  • Advisor : TANIA MOURA BENEVIDES
  • COMMITTEE MEMBERS :
  • TANIA MOURA BENEVIDES
  • DENISE RIBEIRO DE ALMEIDA
  • LIDIA BOAVENTURA PIMENTA
  • Data: Nov 28, 2019


  • Show Abstract
  • This dissertation aimed to analyze the implementation of the first cycle (2014-2018) of strategic management in an educational organization of philanthropic higher education in Bahia, the Adventist Faculty of Bahia (FADBA). The institution studied has a strategic plan in implementation, but with the interest of consolidating strategic management, thus justifying the need to analyze the strengths and weaknesses of this first cycle and use them as management factors in a strategic management model. A qualitative and exploratory research approach was used in the methodological course. The institution was analyzed through a case study to understand the context of the implementation of strategic management. It is a descriptive study, because it describes an institutional reality from the data that was collected through data collection and documentary research. After the data collection, the data were contextualized, grouped and analyzed according to the content analysis systematics. In this case, analyzing the contents of the data collected through the application of the data collection instrument - a questionnaire. At the end of the process it can be seen that the institution has differential factors that favor the implementation of strategic management such as: consolidated denominational philosophy, procedures alignment, hierarchy of defined and respected functions, and strategic planning elaborated according to the needs of the organization. At the same time, we note the lack of structural and operational improvements and the need to develop internal policies that strengthen and consolidate strategic management by providing feedback and legitimizing the whole process.

2018
Dissertations
1
  • FABIO DO VALLE VALGAS DA SILVA
  • Interorganizational Collaboration and Leniency Agreements under Law Nº 12.846/2013.

  • Advisor : SANDRO CABRAL
  • COMMITTEE MEMBERS :
  • CAIO CÉSAR DE MEDEIROS COSTA
  • HORACIO NELSON HASTENREITER FILHO
  • SANDRO CABRAL
  • Data: Jul 27, 2018


  • Show Abstract
  • This research seeks to explain emerging problems related to the Brazilian Anti-corruption Law (Law 12846/2013) and, therefore, opportunities for improvement. Given that it is a concrete fact that the current legislation lacks a wide range of adjustments, in order to overcome their contradictions, it was decided to devote, in this occasion, attention to Leniency Agreements, instruments of collaboration foreseen in the anti-corruption rule, which represent the most emergent face of these antinomies, which is clear by the frankly developed dispute in Brazil between the institutions of the State that are dedicated to the fight against corruption. Such a dispute is a result of the lack of coordination among the main actors in this process, which has rendered unfeasible sustainable results for the confrontation of corruption, in general, and for the signing of Leniency Agreements, specifically. At the beginning of the work we will have the opportunity to demonstrate such fragilities. With this definition in mind, the present research will present the main theories related to interorganizational collaboration, its connections (or disconnections) with the administrative macroprocess of the celebration of Leniency Agreements and suggestions for overcoming coordination failures. Therefore, in order to test the hypothesis of the relationship between the Leniency Agreements and the foundations of interorganizational collaboration, it was decided to do so from the perspective of the institution that the legal norm indicates as apt for the realization of leniency : The Ministry of Transparency and Comptroller General of the Union (CGU). The results show the need for active articulation for the construction and maintenance of dynamics of interorganizational collaboration.

2
  • EDUARDO DOS SANTOS BARCELLOS
  • The Institutionalization of the Controladoria-Geral da União from 2002 to 2014 and the Program Evaluation Attribution: A Historical and Discursive Process

  • Advisor : VERA LUCIA PEIXOTO SANTOS MENDES
  • COMMITTEE MEMBERS :
  • MARIA TEREZA FLORES PEREIRA
  • RICARDO COUTINHO MELLO
  • VERA LUCIA PEIXOTO SANTOS MENDES
  • Data: Jul 30, 2018


  • Show Abstract
  • The present work sought to analyze the process of institutionalization of the Federal
    Comptroller's Office (CGU) and its constitutional attributions, especially that of the
    evaluation of the execution of government programs. It was not a question of
    evaluating the merits of the evaluation work, but rather of emphasizing the ideas and
    discourses in the analysis of the institutional context, based on the theoretical
    framework of discursive institutionalism, especially that advocated by Vivien Schmidt.
    Discourse in this strand is a vehicle for the content of ideas regarded as an
    interactive process by which ideas are transmitted. The methodology used was the
    Denzin triangulation method, using triangulation of data and collection methods.
    According to author, data triangulation means collecting data at different periods and
    from different sources in order to obtain a richer and more detailed description of the
    phenomena, while methodological triangulation refers to the use of multiple methods
    to obtain the most complete and detailed data about the phenomenon. The results
    confirm the importance of speeches and ideas for the institutional growth of the CGU,
    especially in the attributions of transparency and prevention, combating corruption
    and ombudsmen, whether by restricting other discourses and ideas, or by mobilizing,
    persuading about the necessity or adequacy of a given course of action. It was also
    verified that the institutionalization of the Evaluation of the Execution of Government
    Programs, within the framework of the CGU, has a hermetic discursive structure and
    a process of institutionalization.

3
  • VALDIR COSTA DE SOUZA
  • Collaboration and Organizational Learning in FIOCRUZ Information Technology Areas

  • Advisor : HORACIO NELSON HASTENREITER FILHO
  • COMMITTEE MEMBERS :
  • ANATÁLIA SARAIVA MARTINS RAMOS
  • ERNANI MARQUES DOS SANTOS
  • HORACIO NELSON HASTENREITER FILHO
  • Data: Aug 31, 2018


  • Show Abstract
  • Information Technology (IT) is a fundamental resource in today's corporate world, supporting decision-making and generating value for business. Cost reduction has helped its spread and increased the number of users who can perform more automated tasks, making IT essential in modern society. A highlight of the current scope of technology is the possibility of sharing information and interaction between people located in the most diverse regions of the world, which makes technology an important tool to aid and foster the processes of organizational learning and collaboration. Collaboration can provide many gains, such as the possibility of joint development of new products, transfer of best practices and reduction of costs. Even with these potential benefits, collaboration still faces challenges in organizations. The Oswaldo Cruz Foundation (FIOCRUZ), a public research and education institution linked to the Ministry of Health, presents a similar situation: resistance on the part of individuals and cultural and technological issues are presented as challenges for the execution of activities in a more collaborative way. Thus, this research has the aim of answering following question: how to strengthen the relationships of Fiocruz IT areas of in order to improve collaboration and organizational learning? The theoretical framework is based on three themes: information technology governance, organizational learning and collaboration. The objective of the study is to identify mechanisms and tools that stimulate and enable greater collaboration and collective learning among the IT professionals of the different Fiocruz units. Case study research methodology was used, in which semi-structured interviews, questionnaire and documentary analysis were carried out. We interviewed 11 employees from seven units of the three major areas of IT: IT support, IT infrastructure and systems development. A web questionnaire was also applied via the Survey Monkey tool, for all employees in these areas, obtaining 81 complete responses, representing a return of almost 30% of all employees. As a result of the research, it was possible to identify the need for broader participation of the general coordinators to encourage and boost the processes identified with greater collaboration potential. The research also identified the need to overcome technological barriers, which, according to respondents, impact more on collaboration than cultural barriers.

4
  • ANTONIO RAIMUNDO CARDOSO TEIXEIRA FILHO
  • The qualification model of the servers of UFBA: an analysis from the perspective of the national policies of staff development

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • Data: Oct 16, 2018


  • Show Abstract
  • The promulgation of the National Politics of Staff’s Development (PNDP), by means of decree 5.707/2006, meant a landmark in the adoption of the guiding principles of the APG in Brazilian’s Public Administration. In this context, the qualification of the public servers gains a prominence place, aiming the adjustment of the new practical issues of management to the new reality. That way, this work, having as study object the Federal University of Bahia, aimed to analyze the qualification’s model implemented in the institution in the light of PDNP, characterizing the results of the qualification of TAE as well as the resultant pointers of these institutional actions. In addition to those facts, the manager’s points of view and the TAE of this model were mapped, showing the gaps pointed for them. For this purpose, it was used institutional document analysis, interviews were made with managers, and questionnaires were applied to the TAE, in order to congregate the necessary elements to the analysis that answered the research’s main question. For the systematization of the gotten data, the techniques of content analysis and cloud of words had been used. The results point that the implementation
    of UFBA’s qualification rebounded in a change of TAE’s general scenario, with higher schooling levels and better qualification levels in the career. With regard to the analysis of the model itself, in the visions of managers and TAE, it is highlighted the prioritization of the attendance to individual demands of TAE and the lack of stimulation of the managers, in which refers to the participation on the qualification’s process. It was signaled the necessity of improvements in the processes of spreading of the courses, in the planning of teams for the participation of its members in the qualifications, and the absence of feedback of the performance’s measure instruments to the qualification necessities. Amongst the identified gaps, stand out the low offers of thematic courses tied with the work processes, the absence of clear strategical lines and the lack of complementarity among the processes that evaluate performance and qualification. From these results, it is possible to conclude that the model of qualification of the IFES is a factor of stimulation to the development of TAE’s careers, although, for prioritizing general jurisdictions, it is little aligned to the work processes. The dissertation has as its main limitation the analysis of a complex phenomenon based in the context of a single institution in more recent times. This limitation can be surpassed with the accomplishment of future studies that consider the results presented here, including new dimensions of analysis and incorporating other aspects that influence the results of qualification
    policies, such as organizational climate and culture. Works comparing those results with the results of other IFES can also be realized. Beyond that, it is suggested the realization of other studies that explore the possible relations and interferences among qualification and analysis of performance. With this, it is possible to consider the deepening of the theme’s knowledge in public organizations.

5
  • SUSAN MARY VIEIRA DE ALMEIDA
  • The Allocation Model of Management Assistants in UFBA and the Strategic Personnel Management

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • ANA RITA SILVA SACRAMENTO
  • DENISE RIBEIRO DE ALMEIDA
  • DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • Data: Oct 16, 2018


  • Show Abstract
  • The changes in the working world and the increase of the competitiveness had taken the organizations to the necessity of adopting more complex models of personnel management. Considering this context, the dissertation characterizes the allocation process of the occupants of the position of Management Assistants, approved in the public competition for Administrative-Technician servers in Education (TAE), carried through 2013 and 2016, in the Federal University of Bahia (UFBA) checking the contributions of the Strategic Personnel Management based on Abilities. Methodologically, a questionnaire was applied to the Management Assistants, hired in 2013. The results did not point a critical situation in UFBA, however indicated the necessity of improving the instruments used in the admission process for reaching better results. Additionally, it was made a research of institutional documents (Plan of Institutional Development – PDI - proclamations of the competitions manuals of procedures, reports, amongst others) and interviews with managers, aiming to get knowledge about the evolution and limitation of the process. The data have been analyzed on the basis of the thematic analysis of categorical content having as categories the perceptions on the selection process; the perception on the allocation process; the actions in the personnel management field; the actions of qualification for the development of abilities; and the work routines. The results confirm the basic assumption that the admission process partially meets the demands of the area of Strategic Personnel Management. It was still verified that a visible evolution of this process happened during the analyzed period, in function of the changes carried through the used instruments when of the admission interviews, as well as for the adoption of the reception’s event, a foreseen stage in the Program of Shelter and Accompaniment to the Public Employee (PAAS). The managers confirm such perception, although they recognize as limitations the lack of legal flexibility of the IFES to restitute its employees according to its necessities; the lack of joint planning of the actions in the staff area, in order to make possible an adequate policy to the organizational objectives of staff sizing, beyond changes in forms used in the admission interview, aiming a bigger adhesion of the professional profiles to the demands of UFBA. This work has as its main limitation, the fact that the questionnaire applied to TAE results of an exploratory research. For this reason, some categories of the selective process and of the actions in the area of Personnel Management were less explored by this instrument of collection of data. As suggestions for future works, it is indicated an analysis of the impact of the politics adopted in the PDI and the PAAS, related to the processes of election, allocation and retention of entrants TAE in 2018.

6
  • EVANISE TOSTA SANTOS
  • STRATEGIC MANAGEMENT OF PEOPLE IN THE UNIVERSITY CONTEXT: AN ANALYSIS OF THE MODEL PROPOSED IN THE PLAN OF INSTITUTIONAL DEVELOPMENT/UFBA (2018 - 2022) AND THEIR IMPACTS ON PEOPLE MANAGEMENT PRACTICES OF THE PRO-RECTORY OF PEOPLE DEVELOPMENT (PRODEP/UFBA)

  • Advisor : TANIA MOURA BENEVIDES
  • COMMITTEE MEMBERS :
  • TANIA MOURA BENEVIDES
  • HORACIO NELSON HASTENREITER FILHO
  • JADER CRISTINO DE SOUZA SILVA
  • Data: Oct 30, 2018


  • Show Abstract
  • In the Federal Institutions of Higher Education (FIHE), strategic planning takes place through the Institutional Development Plan (IDP), a necessary requirement for the recognition and evaluation of higher education courses in accordance with the current Decree No. 9.235 / 2017, which repealed Decree No. 5,773 / 2006. This work aims to analyze how the people management practices of the Pro-Rectory of People Development (PRODEP), an organ of the Federal University of Bahia (UFBA), are being impacted by the strategic people management model proposed in the PDI / UFBA (2018-2022). In this sense, we sought to highlight the transformations that occurred in the previous IDPs of UFBA, as well as to analyze the strategic management model proposed in the current IDP, seeking to identify the people management practices already implemented by PRODEP, with the aim of objectives and goals. For that, we used institutional document analyzes, interviews with PRODEP managers and evaluations of the participants of the project to host the new UFBA servers. To evaluate the information collected, we used the techniques of content analysis, word clouds and data triangulation. In the analysis of the results, it was verified that the people management practices in PRODEP are being impacted by the strategic people management model proposed in the PDI (2018 - 2022), and that this body of people is moving from operational to strategic starting to promote changes in UFBA people management.

7
  • ERIKA MARIA RIBEIRO SOUZA
  • FACTORS INFLUENCING THE IMPLEMENTATION OF SUSTAINABLE PUBLIC PROCUREMENT AT THE FEDERAL UNIVERSITY OF BAHIA

  • Advisor : ANDREA CARDOSO VENTURA
  • COMMITTEE MEMBERS :
  • ANDREA CARDOSO VENTURA
  • JOSE CELIO SILVEIRA ANDRADE
  • ALVANY MARIA DOS SANTOS SANTIAGO
  • Data: Nov 8, 2018


  • Show Abstract
  • The concept of Sustainable Development (SD) has been debated and disseminated around the world, especially since the publication of the Brundtland Report (World Commission on Environment and Development 1987). In this context, public tenders present themselves as an instrument capable of influencing the change in the consumption and production patterns, since they integrate the environmental, social and economic dimensions that form the tripod of sustainability. Several countries have already regulated public procurement to include sustainable criteria. The Brazilian Federal Government has established standards and guidelines for Sustainable Public Procurement (SPP). implementation. Federal universities play a dual role in this strategy of boosting SD. In the first place, they are propellers of new patterns of production and consumption, by virtue of the social function and its institutional mission of teaching, scientific dissemination and extension. Second, they can set an example by exercising the consumer function of sustainable products. The main question of this research is: How did the implementation of PHC at the Federal University of Bahia (UFBA) occur between 2012
    and 2016, considering the guidelines stipulated by the federal government? The main objective is to analyze how UFBA sought to incorporate sustainable criteria in its purchases in this period. This research is classified as a case study. Primary data, collected through semi-structured interviews, questionnaires and non-participatory observation, and secondary data obtained from bibliographic research and documentary research will be used. The UFBA stands out in the national scenario, being fifth place among the Federal Public Administration (APF) organs in volume and in the regional context being the organ that carries out the most CPS. There is no
    institutional plan or strategy, which hampers the standardization of practices, the awareness and guidance of managers. Implementation actions are punctual. Therefore, it is concluded that the implementation of PHC in UFBA occurred in an embryonic way and the guidelines of the federal government were not fully incorporated by the Institution. 

8
  • UILDJAN VITOR BARBOSA
  • Competence management: analysis of critical success factors for the implementation of the competency management model in FADBA

  • Advisor : TANIA MOURA BENEVIDES
  • COMMITTEE MEMBERS :
  • TANIA MOURA BENEVIDES
  • DENISE RIBEIRO DE ALMEIDA
  • REGINA CELI MACHADO PIRES
  • RICARDO COSTA DA SILVA SOUZA CAGGY
  • Data: Nov 12, 2018


  • Show Abstract
  • This dissertation aimed to analyze the criticai factors that can impact the implementation of the competency management model at the Adventist College of Bahia (FADBA). The institution studied does not yet have a model of people management by competencies, but has an interest in implementing it, and it is therefore important to identify the factors that favor or hinder that purpose. A qualitative research approach was used in the methodological progress . A case study was chosen at the mentioned institution, aiming to understand its context and conditions for adopting a possible model of people management by competencies. It is a descriptive study, because it describes an institutional reality based on the data that were collected through interviews and documentary research. ln relation to the analysis, the content analysis was used. ln this case, analyzing the contents of the interviews with the main managers of the institution and documents consulted, in the following categories: the people management provided for in the lnstitution's strategy; the management of people, their processes and subprocesses, as well as the factors considered criticai for the implementation of the competency model in FADBA. At the end of the process it was possible to identify that, in relation to the criticai factors for the implementation of the competency management model, the studied institution must go through a structuring and maturation stage of its Personnel Management department , in its most operational aspects. It should also consolidate policies that guide people management processes. Although there are favorable criticai factors, such as: management support; and strategic alignment , there are still limiting factors, such as: alignment of people management processes; and clear definition of a policy, or direction in the current institutional policy, in relation to people management, making people management a strategic aspect for institutional management. Only based on a strategic alignment, conducted by senior management, it will be possible to develop, in an integrated way, a model of competency management in FADBA. As a limiting factor, there is the influence of the lASD in the process, since the processes of people management in the FADBA are only part of an even larger structure, being necessary the analysis about the general policy of people management of the lASD.

9
  • ORLANDO SOUZA DO LAGO
  • Entrepreneurial University: An analysis of the alignment of the concept in the course of administration of UNEB

  • Advisor : TANIA MOURA BENEVIDES
  • COMMITTEE MEMBERS :
  • TANIA MOURA BENEVIDES
  • DENISE RIBEIRO DE ALMEIDA
  • RICARDO COSTA DA SILVA SOUZA CAGGY
  • LIDIA BOAVENTURA PIMENTA
  • Data: Nov 13, 2018


  • Show Abstract
  • The objective of this work was to analyze the alignment of the concept of Entrepreneurial University in the Administration course of the State University of Bahia (UNEB) from the perspective of teachers and students. This was done through an exploratory study at a state institution of higher education. For the collection of secondary data, bibliographical and documentary researches were carried out and for the primary data collection an interview was conducted with the teachers of the administration course and focus group with the students who were between the seventh and eighth period of the course. The obtained data were triangulated. The main results of the study were: lack of institutional support in the conception, promotion and integration of entrepreneurship education, which is a compulsory discipline in the curricular matrix, punctual entrepreneurship of some teachers, absence of a proactive teachers in the articulation of the contents worked in room, perception of a strengthened management nucleus, when related to the collegiate coordination of the course, low integration among the teachers for the development of activities and works that approach and develop the entrepreneurial potential of the students, low perception of the existence or not of an entrepreneurial ecosystem in the University and an ignorance of the different form of fundraising within the institution. It is concluded that the case analyzed exemplifies a broader picture of higher education that presents a low level of entrepreneurial activity.

10
  • LUCIANO PINHEIRO COSTA
  • Evaluation Capability in Brazil: a case in the School of Finance Administration in its regional centers of the Northeast
  • Advisor : ANTONIO SERGIO ARAUJO FERNANDES
  • COMMITTEE MEMBERS :
  • ANTONIO SERGIO ARAUJO FERNANDES
  • JOAO MARTINS TUDE
  • MONICA DE AGUIAR MAC ALLISTER DA SILVA
  • PAULO CARLOS DU PIN CALMON
  • Data: Nov 19, 2018


  • Show Abstract
  • This dissertation is about the analysis of the evaluation capacity in the School of Finance Administration in Brazil – Esaf, an integral organ of the Ministry of Finance, with the objective of analyzing the regional school centers in the Northeast and the factors that contribute to the organizational practice of making and using evaluation in the scope government action to select, train and develop professionals. In order to do that, this dissertation sought to understand the conceptual evolution of evaluative capacity, to characterize, from the program theory, this action, and with that to define the analysis model to analyze the main factors that can contribute to the increase of this capacity, and by consequence for the improvement of the program and governmental action, better use of the findings for management decision making and expansion of organizational learning. The premise is that the effective evaluation capacity building – ECB requires a large demand for evaluation and that the sustainability to conduct the evaluation depends on the extent to which the evaluation is used within the organization. This knowledge, when used, should contribute to the integration of evaluation in the organizations culture in order to connect and promote various dimensions that make up the framework of organizational evaluation capacity. Esaf's regional centers in the Northeast were defined as a unit of analysis and it was made an in loco census research by using a questionnaire - based on a model validated by a research group from the University of Ottawa in Canada - with 36 servers and 3 managers, with 100% response level. The data were analyzed by factorial analysis and Kruskal-Wallis non-parametric tests for independent samples, in conjunction with descriptive analysis of the content. This is a non-probabilistic sample, because the total population was used. The results showed that the capacity to make evaluation is smaller than the capacity to use evaluation, besides the centers present different behaviors regarding the dimensions of organizational support, stakeholder participation in the evaluation and conditions of mediation of the use of the evaluation. The organization has a developing evaluative capacity, and several factors must be improved, taking as an example the evaluation as a function of the management and expansion of the levels of evaluation and learning research.

11
  • ALICE MEIRA GOMES DOREA
  • DIGITAL MARKETING AS AN INSTRUMENT OF SUPPORT FOR ENVIRONMENTAL EDUCATION IN A FEDERAL INSTITUTION OF TEACHING: THE CASE OF UFBA

  • Advisor : RICARDO COUTINHO MELLO
  • COMMITTEE MEMBERS :
  • RICARDO COUTINHO MELLO
  • RODRIGO LADEIRA
  • FABIO CAMPOS AGUIAR
  • Data: Nov 20, 2018


  • Show Abstract
  • The technological revolution that began at the end of the 20th century has changed since the forms of communication to the way organizations act. That changes include the modifications in marketing activities, a factor that provoked the emergence of digital marketing. Several studies have been carried out on digital marketing, but it has been verified that there is a lack of research on digital marketing strategies aimed at a social purpose, since the focus of the studies in general is related to strategies for commercial purposes. Thus, in this work an investigation was made on the digital marketing strategies aimed at a social purpose, through the case study of the Federal University of Bahia (UFBA), specifically the Environmental Coordination (CMA) sector, which uses digital tools to promote the environmental education. The general objective of this research was to analyze, from the point of view of digital marketing, the use of digital tools carried out by the CMA/UFBA to promote environmental education, being verified through this analysis the differences between digital marketing for commercial and non - commercial purposes. This research is characterized as a qualitative and exploratory nature, having as methodological procedures the direct observation of CMA/UFBA actions in the digital media, the document analysis of management reports and interviews with members of the sector team and with followers of Facebook of CMA/UFBA. For the data processing the content analysis was used. As a result of the research, it was demonstrated that the main differentiations between commercial marketing and non-commercial digital marketing strategies, such as CMA/UFBA environmental education, are in the establishment of the 4 Ps of marketing, in which the object being promoted is a concept or idea, as well as in the creation of the contents, which should be thought of as a way to stimulate the user's behavior change. At the end of the research, it was verified that the digital marketing strategies used by CMA/UFBA focus on the creation of content and communication, and emphasises the social media disclosures, and for that reason should expand their actions in other strategies to fully fit in the concept of digital marketing.

12
  • JOAO PAULO SANTOS LYRA RODRIGUES
  • INTEGRATION OF INFORMATION FLOWS: PERCEPTION OF THE TECHNICAL-ADMINISTRATIVE OF THE FEDERAL UNIVERSITY OF BAHIA ABOUT THE USE OF TECHNOLOGY IN THE MANAGEMENT OF INFORMATION FLOWS

  • Advisor : RICARDO COUTINHO MELLO
  • COMMITTEE MEMBERS :
  • RICARDO COUTINHO MELLO
  • VERA LUCIA PEIXOTO SANTOS MENDES
  • FABIO CAMPOS AGUIAR
  • Data: Nov 22, 2018


  • Show Abstract
  • The objective of this research is to analyze how the integration of information flows is perceived by the technical-administrative servers from the implementation of the “UFBASIM project” at the Pró-Reitoria de Desenvolvimento de Pessoas (Pro-Rectory of People Development), which was investigated through the contextualization of the topics organizational culture, institutionalization, information sharing and information management. To achieve this goal, a qualitative research was conducted, a single case study, using bibliographical references and official UFBA documents. Semi-structured, in-depth interviews were also carried out with seven key actors involved in the project. The data collected were evaluated through the content analysis, proposed by Bardin, based on categories related to the excerpts from the interviews, and complemented by direct observation in the field. The information management was analyzed through a hybrid perspective, considering the structure, people and processes of the organization. As a result, the assumptions that the organizational culture has effects on the sharing of information and, therefore, information flows, and that the use of technological artifact in the management of information flows can give rise to the feeling of monitoring in the environment of work and, consequently, influence behavior and work practices, were confirmed. Finally, it was suggested to carry out future researches exploring different methods and themes.

13
  • MANUELA SOUSA SENNA
  • Understanding of Organizational Justice: a study of the civil servants from the Instituto Gonçalo Moniz Fiocruz BA

  • Advisor : DIVA ESTER OKAZAKI ROWE
  • COMMITTEE MEMBERS :
  • DIVA ESTER OKAZAKI ROWE
  • EDUARDO PAES BARRETO DAVEL
  • LUCIANA BICALHO CAVANELLAS
  • RENATA GOMES DE JESUS
  • Data: Dec 10, 2018


  • Show Abstract
  • The application of justice in the professional environment cultivates cooperation and efficacy in the performance of its activities, maintaining the trust between the parts, creating an environment where decisions based on moral precepts decreases the risk of exploitation. Considering that the dynamics of organizations is constituted by relationships of exchange between firms and employees, and that the organizational justice contributes to the appreciation and cooperation of these relationships, the present work had as its main objective to analyse the perceptions of organizational justice among the civil servants of Gonçalo Moniz Institute /Fiocruz Bahia. The target institution of this research is a technical-administrative branch of the Oswaldo Cruz Foundation – Fiocruz, a public federal institution linked to the Ministry of Health, whose main activities are research, education and production of science and technology in health. The present work is of a descriptive nature and is composed by qualitative studies. It started with an investigation of the theoretical and academic production of the institution, using the work produced by national and international researchers who have demonstrated a consensus about a construct that involves three dimensions of organizational justice: distributive, procedural and interactional (divided in interpersonal and informational). After that, we performed a mapping of the main legal-political aspects of the public service which influence the civil servants’ understanding of justice. This was complemented by a brief contextualization of the systems of governance and institutional processes of Fiocruz and Gonçalo Moniz Institute. Data collection was split in two phases. The Focal Group technique was used among the civil servants who do not have leadership position. The second phase involved individual interviews with sector managers, and the analysis of information was made through the Content Analysis technique. The results showed that the perceptions of distributive justice is present among the civil servants, who acknowledge justice in the statutory contract regimen, where stability is the main advantage, and determining to this feeling of justice in the work relationships through the monetary retributions and benefits received. Regarding the processes, despite the existence of deliberative instances based on democratic action, in practice, the participation is compromised by the difficulties faced by the civil servant who wishes to contribute to the processes and decisions. In the same way that happens with the perceptions of processual justice, the participation decreases with the distance from the hierarchical levels responsible for the decision making. However, there is an indication from the present management towards encouraging more participation of the civil servants in the decision-making processes and elaboration of the strategic planning of the institution. In the conclusion of this work it was noted that, as it happens in the processual dimension, the interactional relationships are damaged as the distance between the parts increase. It was reported that, sometimes, decisions made by superior instances are not discussed beforehand with the affected civil servants, differently to the perceptions of justice identified in the interactional relationships with the immediate superiors and within working teams. This feeling of lack of information and injustice was observed both in relation to the Management team and in relation to the other sectors of the institution, whose lack of interaction damages the cooperation between civil servants and hinder the work performed.

14
  • RAISSA DE FIGUEIREDO WANDERLEY
  • Decision-making factors analysis in public organizations: Evaluation of the ST&I public resources distribution at Fiocruz Pernambuco

  • Advisor : ELIZABETH MATOS RIBEIRO
  • COMMITTEE MEMBERS :
  • ELIZABETH MATOS RIBEIRO
  • HORACIO NELSON HASTENREITER FILHO
  • SYDIA ROSANA DE ARAUJO OLIVEIRA
  • Data: Dec 11, 2018


  • Show Abstract
  • Studies concerning the public budget and its allocative function are becoming relevant as they address the efficiency of its decision-making process. However, little has been done to understand the decision-making factors for resource allocation in the ST&I field. This research aims to identify the decision-making characteristics regarding the research resource of Aggeu Magalhães Institute (IAM), Fiocruz’s unit in Pernambuco, and the practices carried out in other two similar Fiocruz units. For this purpose, interviews and documentary research were conducted to describe the decision-making process and the current resource distribution method of the surveyed units. Later, the IAM decision-making process was submitted to the analysis of analytical variables, obtained from the decision-making factors theory and from budget decision-making models theory. The decision-making criteria mapped in the study were classified through the Analytic Hierarchy Process (AHP), a methodology which supports multicriteria decision-making. The results provided a detailed description of IAM’s decision-making process, demonstrating the obstacles and challenges to be overcome in need to improve the process. Initiatives developed in the other studied units can collaborate to reach these goals. The IAM’s current decision-making criteria, which guide the research resource distribution, only partially meet the needs of the scientific community, noting the need for further discussions on the subject.

15
  • CLARISSA PIMENTEL BANDEIRA DE MELO
  • Public Governance in Materials Management: Evaluation of implementation in a Public Institution

  • Advisor : TANIA MOURA BENEVIDES
  • COMMITTEE MEMBERS :
  • DENISE RIBEIRO DE ALMEIDA
  • SYDIA ROSANA DE ARAUJO OLIVEIRA
  • TANIA MOURA BENEVIDES
  • Data: Dec 11, 2018


  • Show Abstract
  • This dissertation addresses the issue of governance in government logistics and aims to evaluate materials management governance of Fiocruz, according to the perception of professionals in the area. It is a qualitative research, with descriptive objectives, developed through a single case study. The collection of primary data is done through a focus group and the application of a questionnaire, being the technique of content analysis for the interpretation of the data collected. The three dimensions and ten categories of analysis were extracted from the Basic Referential for Governance, elaborated by the TCU, based on bibliographical and documentary research. The results of the research demonstrate the low degree of implementation of materials management in Fiocruz, which is evaluated as incipient, and point to the need to carry out interventions, aiming to increase the degree of implementation of governance in the administration of materials of the institution. As a contribution, this study shows a reality that may be present in other organizations of the Federal Public Administration, in relation to the deficiency in the implementation of governance in materials management, proposing improvement actions that contribute to mitigate possible agency conflicts between public agents and society, as well as to obtain more transparency, integrity and accountability of public institutions in favor of governance in the public sector.

16
  • FLÁVIA DOS SANTOS PAIXÃO
  • Knowledge management at FIOCRUZ: analysis of the pilot project carried out in the subunits of Bio-Manguinhos, Casa de Oswaldo Cruz and the Human Resources Directorship.

  • Advisor : ELIZABETH MATOS RIBEIRO
  • COMMITTEE MEMBERS :
  • ELIZABETH MATOS RIBEIRO
  • HORACIO NELSON HASTENREITER FILHO
  • BETHÂNIA DE ARAÚJO ALMEIDA
  • Data: Dec 12, 2018


  • Show Abstract
  • This study aims to analyze the experience of the pilot project on management knowledge developed in the units of Bio-Manguinhos, Oswaldo Cruz House and Human Resources Directory in the period between 2012-2014, based on the Knowledge Management Model to the Brazilian Public Administration (MGCAPB). It can be described as a singular study, developed through empirical research related to the interaction of the model on the units according to the perception of the managers who participated in the execution of the project. The theoretical bases of this dissertation are grounded on the following areas: (i) Organizational knowledge creation; (ii) Knowledge management and Management models; (iii) Management Knowledge in Public Administration. During the research development, some actions were realized, as: bibliographic research, documentary survey and structured interviews with the public managers, participants in the pilot project. The results show the difficulties faced by the managers in the interaction with the method and that the cycle of the pilot project wasn’t concluded due to the rules and situational changes, having it being supplanted by the Information Access Law (LAI). However, from the pilot project it was established actions in Management Knowledge, strengthened by FIOCRUZ. Besides, this study brings to evidence the necessity of deepening in the knowledge culture, as the management knowledge in an organization is a gradual process.

17
  • ANTONIO FERNANDO QUEIROZ DE ARAÚJO
  • Systematization of the culture collection of Yersinia pestis of the Aggeu Magalhães Institute.

  • Advisor : ROBERTO BRAZILEIRO PAIXAO
  • COMMITTEE MEMBERS :
  • ROBERTO BRAZILEIRO PAIXAO
  • DENISE RIBEIRO DE ALMEIDA
  • RAFAEL DHALIA
  • Data: Dec 14, 2018


  • Show Abstract
  • From the awareness that we live in an information society or knowledge society subsidized by the massive use of information and communication technologies, organizations are increasingly having the need to organize and store their intellectual capital in digital media and thus provide conservation and dissemination of information and knowledge. The present work objectives the construction of an information system developed using web technology applied to a data collection associated to Yersinia pestis biological collection from the Aggeu Magalhães Institute, a unit of Fiocruz. This collection is the result of a research lasting more than five decades and its collection permeates the whole period. In order to support the accomplishment of this work, a bibliographical research was carried out from its beginning to its final phase which covered concepts in the Biological Sciences, Computer Science and Management. In relation to the methodological aspect, the DSR (Design Science Research) was adopted, combined with some elements of Scrum, a method aligned with the Manifest for Agile Software Development, which has an interactive and incremental nature, totally adherent to the concepts of pragmatism present in the DSR. The use of the artifact developed should contribute to solve the problems associated with a large volume of data pertinent to the collection that has characteristics of both biological and documentary materials, aiming at a better use of the knowledge belonging to it, as well as the generalization of knowledge acquired in the elaboration of the artifact, which can be applied to other problems of the organization.

18
  • LEONE AQUINO RAMOS
  • Skills Management in Public Organizations: the process of implementation of the model in a federal public company

  • Advisor : DENISE RIBEIRO DE ALMEIDA
  • COMMITTEE MEMBERS :
  • DENISE RIBEIRO DE ALMEIDA
  • LINDOMAR PINTO DA SILVA
  • TANIA MOURA BENEVIDES
  • Data: Dec 14, 2018


  • Show Abstract
  • The social requirements of increasingly capacity of adaptation and fast answers to an environment in Constant changes has lead the organizations to coexist in a complex scene in which the traditional corporative approaches are not enough anymore to surpass the contingencies and challenges experienced. In this context, public and private organizations have searched ways to improve itselves, updating its models of management, and emerging as an alternative to the traditional models or personnel’s management, such as skills management. This model is being presented as a reference to the reformulation of structures and processes in the public sector, acquiring relevance when playing a central role in the process of construction of new profiles of professional capacitation in the scope of the federal public administration, in a context of transition from a system based on prescribed norms and procedures to a system of management based on results. Thus, this work, having a federal public company as locus, aimed to analyze the process of implementation of the model of abilities in the referred company under different optics. To achieve this objective, it was used the analysis of institutional documents, interviews were applied to the managers of the central unit, and questionnaires were applied to the managers of the different units, in order to congregate the necessary elements to the analysis that answered to the research question. In order to systematize the obtained data, the techniques of content analysis had been used according to thematic categories that emerged of the benchmark and the cloud of words. The results point that the implementation of the adopted skills’ model, although not all the steps were accomplished, contributed for an approach of the organizational Standards of the company with the model of strategical personnel management and for the conduction of its focus to the results management. Moving forward on this analysis, according to the perspectives of managers of different levels, it is highlighted the partial integrations with other processes of personnel management, signaling the necessity of improvements in the systematization of these interactions. Amongst the obstacles to the implementation of the personnel management based on skills stand out the cultural difficulties and the communication problems. From these results, it was possible to conclude that the adoption of personnel management based on skills was positive for the institution, revealing itself opportune and adherent to its peculiarities and contributing for its organizational modernization, despite the use of this model in the public sector can still be considered a challenge. The main limitation of this dissertation is the fact that the interviews and questionnaires were made with a small number of managers. Such limitation can be surpassed with the accomplishment of future studies about this theme, with the inclusion of more managers of average level, direct beneficiaries, and new dimensions of analysis. Also, comparative studies with other public organizations can be carried through, aiming to deepen the knowledge about the referred theme and its practical contexts.

19
  • LUCAS ROSAS DE FREITAS SÁ BARRETO
  • MANAGEMENT OF KNOWLEDGE IN PUBLIC ADMINISTRATION: STUDY OF MATURITY LEVEL IN THE DATA PROCESSING COMPANY OF THE STATE OF BAHIA - PRODEB
  • Advisor : DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • COMMITTEE MEMBERS :
  • DORALIZA AUXILIADORA ABRANCHES MONTEIRO
  • ERNANI MARQUES DOS SANTOS
  • IVES ROMERO TAVARES DO NASCIMENTO
  • Data: Dec 14, 2018


  • Show Abstract
  • The objective of this study was to analyze the level of maturity in knowledge management in the Data Processing Company of the state of Bahia - PRODEB. For such, we applied the model developed by the Instituto de Pesquisa Econômica Aplicada - Ipea titled instrument for the Evaluation of Knowledge Management in Public Administration - IAGCAP.We conducted a survey using the Likert scale of 07 positions (36 questions) were obtained data that allowed the analysis of the following dimensions related to knowledge management in organizations: Leadership in Knowledge Management (GC), Process, people, technology, processes of knowledge and learning and innovation. It was possible to identify that the PRODEB lies at the introductory level called.This is the 3rd level of a scale containing 5 positions that goes from reaction to maturity. Furthermore, under the light of authors who deal with the theme of GC as Batista (2016), Carvalho (2012), Fresneda (2004), Davenport and Prusak (2003), survey conducted by Ipea and the intersection between information from the personal and professional profile of the respondents with data of the dimensions, it was possible to identify the relationship between various phenomena and propositions for actions to be considered by the direction of the organization. As regards the analysis of the 1st dimension (Leadership in GC), the PRODEB demonstrated that has policies of protection of information and knowledge. In the 2nd Dimension (process) the highlight was the fact that there has been a balance in the score received on each point considered. The lowest average recorded in an assertive individuals was in the 3rd dimension (people) related to aspects of mentoring, coaching and mentoring. The highlight was positive for the account of the 4th dimension (technology) since, in all the assertive considered, the average score given in the responses was above 4 position (Neutral) on the Likert Scale, which denotes a positive perception about the searched item. In the 5th dimension (processes of knowledge), once more, there was a balance in the averages of the responses given to questions. However, the averages were closer to the position 4 of the Likert Scale as soon as representing neutrality and/or indifference. The 6th Dimension (learning and innovation) has signaled that the PRODEB recognizes the importance and necessity of the organization to be able to learn and innovate. This was evident by the averages recorded in this dimension. The results demonstrate that the PRODEB directs his efforts to the Finalistic thus leaving the shopping area and especially the administration for 2nd plane in relation to the management of knowledge, however, this result seems to be related to the nature of the organization and its portfolio of services. The research also helps to reduce the lack of studies concerning the assessment of maturity in GC in organs of the state sphere as well as provides information that can be cross-checked with other surveys in future studies.

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